The preoperative surgical patient evaluation is the foundation for an individual’s management plan; it begins with obtaining current and past medical history and performing a physical examination. Diagnostic studies may be reviewed or new tests ordered as indicated. An anesthesiologist will also review the patient’s anesthetic needs and surgeon’s preferences and prior anesthetic experiences or difficulties, perform an airway examination, assign a physical status classification, and determine an anesthetic plan.
Many podiatric surgical procedures involve patients classified as normal or healthy. Between 40% and 60% of all surgical patients fall into class I or class II categories as defined by the American Society of Anesthesiologists (ASA) Physical Status Classification. The ASA Physical Status Classification is discussed in detail below. Surgical mortality rates in these groups are less than 1%; more than 80% of procedures are performed on an outpatient or ambulatory basis. Patients with comorbidities such as heart or lung disease, renal failure, diabetes, and obstructive sleep apnea (OSA) are assigned higher ASA physical status classifications.
LABORATORY TESTING
The value of obtaining routine laboratory testing has been studied extensively with the conclusion that standardized testing in all preoperative patients is considered neither medically appropriate nor helpful (
1). Obtaining diagnostic or laboratory studies should be based on an individual patient’s health status and the procedure that is planned (
2). Increasingly, surgeons are deferring to anesthesiologists for specific studies and allowing the anesthesiologist to act as perioperative physician specialist with a view to eliminating unnecessary testing (
3).
Individual tests with diagnosis-based indications are discussed below. Current information regarding diagnostic-based preoperative testing tables is available from the ASA.
Complete blood count (CBC): patient history of anemia, bleeding or other hematologic disorders, proposed surgical procedure and potential for blood loss, menstruating females.
Metabolic panel: patient history of diabetes, hypertension, cardiac disease, fluid overload, renal dysfunction, or nausea and vomiting.
Coagulation testing: drug therapies (anticoagulants) and coagulopathic or bleeding disorders.
Pregnancy testing based upon specific history, including last menstrual period, sexual activity, and birth control methods, in addition to patient or physician suspicion. Some institutions require testing for any female of childbearing age.
Urinalysis may be considered for suspected urinary tract infection or fever and chills.
Chest radiograph (CXR) may be considered if examination reveals rales, rhonchi, or tracheal deviation. Additionally, consideration should be given if history reveals chronic obstructive pulmonary disease (COPD), congestive heart failure, cardiomegaly, pulmonary hypertension, or pneumonia.
Electrocardiogram (ECG) based upon specific history, including history of myocardial infarction (MI), hypertension, age, heart failure, shortness of breath, or peripheral edema. The utility of the pre-op ECG, particularly in podiatric surgical cases, has been of decreasing value according to recent literature (
Table 7.1). In asymptomatic patients undergoing low-risk surgery, ECG is not recommended. In low- or intermediate-risk patients undergoing low- or intermediate-risk surgery, little evidence exists to show that ECG is useful (
4). Recent literature has shown that in this population, age over 65 remains an independent predictor for ECG abnormality. Preoperative ECG is also recommended in patients with history of heart failure, high cholesterol, angina, MI, or valvular disease (
5).
PREOPERATIVE EVALUATION OF PATIENTS WITH COEXISTING DISEASE
Hypertension
Hypertension, defined as two or more blood pressure (BP) readings greater than 140/90 mm Hg, affects 25% of adults in the United States. Testing may include ECG, blood urea nitrogen, creatinine, or cardiac/primary care physician evaluation. ECG is usually recommended in patients over age 50 or with cardiac disease.
It is recommended to delay surgery for severe or untreated hypertension (systolic BP > 200 mm Hg, diastolic BP > 120 mm Hg) until BP is less than 180/110 mm Hg. Below a BP of 180/110, there is no evidence to support cancellation of surgery. Antihypertensive medications should be taken regularly, up to and on the day of surgery. Exceptions are diuretics and combination pills with diuretics due to concerns of potential electrolyte imbalance. In addition, some centers recommend withholding ACE inhibitors due to concerns of refractory hypotension postinduction with general anesthesia.
BP should be normalized as much as possible before surgery, especially in patients with severe end-organ disease; it is
important to note that sometimes intraoperative hypotension may be more dangerous than hypertension (
6). Perioperative monitoring is required, with appropriate oral or intravenous (IV) medications dispensed as required.
Coronary Heart Disease, Angina, Myocardial Infarction
Current cardiac guidelines support postponing elective surgeries after an MI for between 6 weeks and 6 months. Preoperative considerations are similar to those with hypertensive patients; in addition, it is helpful to determine the presence and degree of ischemia and overall myocardial function. The presence of chest discomfort, shortness of breath, and methods of relief should be addressed in the history, and ECG should be obtained in symptomatic patients (
7). The Revised Cardiac Risk Index represents the best predictor of cardiac risk in noncardiac surgical patients (
8). In patients currently taking beta-blockers and statins, continuation of these medications perioperatively is recommended. Heart rate control is important in this population and should remain at less than 70 beats/min if possible (
9,
10,
11,
12 and
13). Intraoperatively, diastolic BP should be maintained to provide adequate coronary artery perfusion. IV sedation and monitored anesthesia care (MAC) represent good alternatives to general anesthesia if appropriate for the procedure.
Cardiac Valvular Disease, Murmurs, Prophylaxis
Currently, no prophylaxis for infectious endocarditis is recommended for patients with aortic stenosis, aortic insufficiency, mitral stenosis, mitral regurgitation, mitral valve prolapse, tricuspid regurgitation, or hypertrophic cardiomyopathy (
14).
Cardiac Pacemakers, AICD
Electrocautery may cause electromagnetic interference with both pacemakers and AICDs. Use and power output of electrocautery should be kept to a minimum and should be avoided if in close proximity to the device. Magnet application is commonly used with pacemakers although its routine use is discouraged by some. Typically, application of a magnet converts most pacemakers to asynchronous pacing at a fixed rate; occasionally, this can cause hemodynamic instability.
With AICDs, it is best to contact the manufacturer’s representative before the procedure. The representative will give guidance on how to disable the device, either by application of a magnet or by interrogation and disabling by the representative. In either case, the representative should be present postoperatively to interrogate the device for proper functioning.
Pulmonary Disease
Asthma patients with mild, well-controlled symptoms are at no greater risk than normal patients. Exercise levels, medical therapy, and exacerbations are important to elicit from patient histories. Recent emergency department visits or use of prednisone are useful indicators of disease severity. Pulse oximetry is helpful to monitor oxygen saturation levels. CXR may be beneficial for patients with signs or symptoms of pneumothorax or infection. Medications (bronchodilators, steroids, antibiotics) should be continued on the day of surgery (
15).
COPD requires similar evaluation and management, with examination possibly including sputum culture. IV sedation with local anesthesia is safest for this patient population, although epidural or spinal anesthesia may be acceptable (
16).
Diabetes Mellitus
Initial workup for diabetic patients should include evaluation of end-organ disease (neuropathy, nephropathy, retinopathy), vascular status, orthostatic vital signs, and blood glucose control. Preoperative studies including ECG, CBC, and BMP are usually recommended. Oral hypoglycemics may be held during the initial postoperative period while sliding scale insulin is utilized. Metformin should be held preoperatively for 24 to 48 hours, due to the possibility of lactic acidosis. Historically, insulin-dependent diabetics have been managed by either holding insulin entirely on the day of surgery or by giving one-half to one-third the daily dose of intermediate-acting insulin that morning. More recent trends have associated better long-term outcomes with tighter blood glucose control at the time of surgery. Some centers utilize IV insulin infusions perioperatively. Normal saline (NS) is the IV fluid of choice since the lactate in lactated ringer (LR) solutions may be converted to glucose. Hypoglycemic events may be managed by PO juices or IV doses of Dextrose 50, given in doses of one ampule or less depending
on the severity of the hypoglycemia. Frequent blood glucose checks should be performed during the perioperative period with the recognition that surgical stress and increased catecholamines, as well as infection, can adversely affect blood glucose control and raise glucose levels.
Obesity, Obstructive Sleep Apnea
Although obesity is associated with increased morbidity and mortality in the nonsurgical population, there is surprisingly little data to indicate increased risk when undergoing anesthesia for nonbariatric general surgery. Recent studies show that paradoxically, overweight and moderately obese patients have lower mortality rates postoperatively than normal weight patients (
17). Nonetheless, patients with obesity and its related comorbidities, including diabetes, hypertension, cardiovascular disease, OSA, and deep vein thrombosis, must be closely monitored and managed. Obesity is associated with an increased risk of difficult intubation.
Patients with OSA have a higher incidence of cardiovascular disease and show increased sensitivity to the respiratory depressant effects of opiates and benzodiazepines. Many of these patients will not have a sleep study or formal diagnosis. Clinical suspicion based on a history of snoring, daytime sleepiness, reported pauses in breathing, and sudden gasping awakening may be useful in determining at-risk patients.
Hematologic Disorders (Anemia, Sickle Cell, Vasospastic Disorders)
Preoperative laboratory evaluation with a history of anemia typically includes a CBC; if blood loss is not expected and the patient is clinically stable, one might omit the CBC. Patients with sickle cell disorder should not have lower extremity tourniquets applied due to concerns with increased local acidosis, hypoxia, and venous stasis. The need for type and screen or type and cross will depend on the surgical procedure and is generally not recommended for podiatric cases. Patients with a history of vasospastic disorders should avoid epinephrine in local anesthetics.
Geriatric Patients
Specific laboratory testing in this patient population is determined primarily by comorbidities. Elderly patients show increased sensitivity to benzodiazepines whose effects may be significantly prolonged.
Pediatric Patients
The entire surgical and anesthesia process should be thoroughly explained to the parents (and patient if appropriate) to ensure patient trust. Anesthesia or surgical team members should be present from the time parents are separated and accompany the patient to the operating theater. It is often necessary to premedicate pediatric patients in the preoperative holding area to reduce anxiety and improve cooperation. Weight-based dosing should be carefully utilized. In most cases, general anesthesia is better tolerated due to patient maturity level and corresponding emotional stress. IV placement following inhalational induction may be utilized to reduce patient stress and fear of needles.
Malignant Hyperthermia
Malignant hyperthermia (MH) is a rare life-threatening condition that may be precipitated by the volatile halogenated anesthetic agents and the depolarizing neuromuscular blocker, succinylcholine. It is an inherited autosomal dominant disorder whose incidence is reported at 1 in 50,000 patients. MH does not occur with every exposure to triggering agents. Characteristic signs of MH include muscle rigidity, increased oxygen consumption and carbon dioxide production, tachycardia, and increased body temperature. Rhabdomyolysis and electrolyte disturbances may develop. Dantrolene sodium and supportive measures are the mainstay of therapy as well as careful history and avoidance of triggering agents in susceptible patients.
ASA PHYSICAL STATUS CLASSIFICATION
The final step in the preoperative anesthetic evaluation is assigning a physical status classification as defined by the ASA.
ASA classification is intended to indicate overall physical health status preoperatively and is not to be utilized as a measure of operative risk, which will depend on factors not included in its determination. Although widely used, ASA physical status classification is fraught with limitations, not least of which is its subjectivity.
PREOPERATIVE PREPARATION OF PATIENTS
Even when local or regional anesthesia is planned, the patients should have an empty stomach if possible before surgery due to concerns of regurgitation and pulmonary aspiration of gastric contents. Traditionally, patients have been held NPO for 8 hours before surgery, the classic “NPO after midnight.” More frequently, anesthesia departments are moving away from absolute NPO guidelines, allowing for clear liquids 2 to 4 hours preoperatively in both adults and children. Fasting from solids or milk products is still mandated in elective cases for a minimum of 6 to 8 hours before surgery. Gastric emptying time varies, and one should keep in mind that with trauma, diabetes, infection, or other stress, emptying time may be significantly prolonged.
If surgery is scheduled for the afternoon, some centers allow for a “light” breakfast early that morning. Potential complications with this approach include patient misunderstanding of what constitutes a “light” breakfast and rescheduling of surgery to an earlier time. Patients on oral medications are encouraged to take their routine medications, as directed by the anesthesiologist, with a few sips of water in the morning before surgery.
Pediatric patients up to 2 years of age are allowed to have breast milk feedings 4 hours before surgery; formula feedings are treated the same as cow’s milk, and 6-hour fasting is recommended. Children above the age of two typically follow the same guidelines as adults with fasting from solids and milk for 6 hours and from clear liquids for 2 to 4 hours.