CHAPTER 2 The assessment interview
Introduction
The professional skill of being able to appropriately plan and conduct an assessment interview has long been recognised as a key factor in successful clinical assessment (Dickson et al 1997). Indeed, it has been argued that communication skills of healthcare professionals are at least as important as their clinical skills in fulfilling the professional role (Alexander 2001). The significance of successful communication in healthcare has also been reflected in government policy, with the need to improve such skills identified as a key area for education and training in The NHS plan (Department of Health 2000). A key part of communicating successfully in a healthcare setting is having the ability to conduct a satisfactory assessment interview. This chapter focuses on the purpose of the interview, the skills required to communicate effectively, explore how the interview should be structured and identify the pitfalls to avoid. It concludes by examining the features of a good assessment interview.
Is an interview different from a normal conversation?
• It is an opportunity for an exchange of information.
• It has a specific purpose, e.g. to solve a problem.
• It has an outcome, e.g. a course of treatment.
• It has less flexibility than an ordinary conversation.
• The interviewer has a perceived position of authority/power over the interviewee; it is important that this power is not abused. Every effort should be made to put the interviewee (the patient) at ease.
Practitioners may also have other types of conversation with patients, requiring additional skills such as counselling, teaching and advising. These are discussed in the companion textbook, Clinical skills in treating the foot (2nd edition, Elsevier Churchill Livingstone, 2005).
Aims of the assessment interview
The prime purpose of the interview is to identify the cause of the patient’s concerns and the appropriate actions to be taken. This is best achieved by the patient and the practitioner working in partnership to reduce or resolve these concerns. It is essential that practitioners provide ample opportunity for patients to convey their concerns and worries. In other words, the interview should be patient-centred. Research has shown that this is not always the case and despite the time afforded to clinical interviews, many are conducted rather poorly (Newell 1994).
• The information gained may be of help when drawing up a treatment plan. For example, the interview can provide a picture of the patient’s social circumstances, which may affect the manner of, or the actual, advice given.
• It provides an opportunity to gain the patient’s trust and build confidence in the practitioner.
• It facilitates the development of a therapeutic relationship between the healthcare practitioner and the patient.
However, not all healthcare students are aware of how to communicate effectively and, as a result, communication skills training is becoming a common part of the curriculum of healthcare courses (Hargie et al 1998, Sleight 1995).
Communicating effectively
Communication may be influenced by certain characteristics of:
• the sender (e.g. ability to express ideas clearly, verbal skills, attitude towards the patient)
• the receiver (e.g. the extent to which the receiver is paying attention, their ability to hear and understand the conversation, and their beliefs and expectations)
• the social environment in which the interview is being conducted (e.g. disruption due to background noise).
A common question asked is: ‘Are some people born with good communication skills or is it a skill you can learn?’. The answer has to be that it is a combination of the two. We can all think of people we consider to be good communicators; these people appear to have an inherent skill. For others, communication may not come so easily. It is particularly important for health practitioners to be aware of and develop effective communication skills because so much clinical information is gathered through the assessment interview. Research has shown that clinical communication and relationship skills can be developed strategically through education and training (Stein et al 2005), and that good communication can be an effective intervention in longer-term patient care (Trummer et al 2006).
A myriad of books are available on the subject of communication skills. However, just reading a book does not automatically mean you become a good communicator. Observing others, noting good and bad points, receiving feedback from others, role-play exercises, videotaping and audiotaping of interactions, and practising with friends are all helpful ways in which such skills can be developed. Being an effective communicator is a skill – and like any clinical skill it should be regularly practised and reviewed.
Each of these skills will be considered in turn below.
Questioning skills
Open questions
Closed questions
• a yes/no response, e.g. do you have rheumatoid arthritis?
• the patient to select, e.g. is the pain worse in the morning or the afternoon?
• the patient to provide factual information, e.g. how long have you had diabetes?
Leading questions
In addition to specific styles of question, the practitioner may also use a range of interview techniques to elaborate further on the issues raised. These techniques are often referred to as probes. Probing questions are a very useful adjunct to both open and closed questions. In general they aim at finding out more from the patient. In particular, they are useful in gaining indepth rather than superficial information. Examples include:
• Could you describe the type of pain you are experiencing?
• What makes you think it might be linked to your circulation?
General pointers when questioning patients
The following points should be borne in mind when interviewing patients:
• Show empathy. Authier (1986) defined empathy as being ‘attuned to the way another person is feeling and conveying that understanding in a language he/she understands’.
• Use language that is simple, direct and understandable. Avoid medical and technical terms. The ‘fog index’ can be used to assess the complexity of a piece of communication. It is primarily used in written communication but has also been used, although less frequently, to analyse the complexity of the spoken word. It involves a mathematical equation that produces a score. For example, tabloid newspapers have a fog index score between 3 and 6, whereas government policy documents can achieve a score of 20+. Applying the fog index to spoken communication or a health education leaflet will give an indication of the complexity of that particular communication. If it receives a high fog index score, the average patient may find it very difficult to understand.
• Avoid presenting the patient with a long list of conditions. This is especially important during medical history taking. It is unlikely that a patient has experienced more than one or two of the problems on a list. Patients may fall into the habit of replying ‘no’ to all the items on the list and fail to respond in the affirmative to ones they do suffer from. Strategies that can be used to avoid this situation include a pre-assessment questionnaire (see Ch. 5) or breaking up the list of closed questions with some open questions.
• Don’t ask the patient more than one question at a time. For example, if asking a closed-type question do not say, ‘Could you tell me when you first noticed the condition, when the pain is worse and what makes it better?’. By the end of the question the patient will have forgotten the first part.
• Attempt to get the patient to give you an honest answer using his or her own words. Avoid putting words into the patient’s mouth.
• Clarify inconsistencies in what the patient tells you.
• Get the patient to explain what he means by using certain terms, e.g. ‘nagging pain’. Your interpretation of this term may differ from the patient’s.
• Pauses are an integral part of any communication. They allow time for participants to take in and analyse what has been communicated and provide time for a response to be formulated. Allow the patient time to think how he wishes to answer your question. Avoid appearing as if you are undertaking an interrogation.
• In the early stages of the interview it is often better to use the term ‘concern’ rather than ‘problem’. Asking patients what concerns them may elicit a very different response from asking them what the problem is. Some patients may feel they do not have a problem as such but are worried about some symptom or sign they have noticed. Asking them what concerns them may get them to reveal this rather than a denial that they have any problems.
• Asking personal and intimate questions can be very difficult. Do not start the interview with this type of question; wait until further into the interview when hopefully the patient is more at ease with you. Try to avoid showing any embarrassment when asking an intimate question as this may well make the patient feel uncomfortable.
• It is important that the patient understands why you are asking certain questions. Remember that the assessment interview is a two-way process: besides gathering information from the patient it can be used for giving information to him.
• Some patients, on account of a range of circumstances such as hearing difficulties, speech deficit or language difference, may not be able to communicate with the practitioner. In these instances it is important that the practitioner involves someone known to the patient to communicate on his behalf, e.g. relative, friend or carer.
• The patient may have difficulty listening and interpreting what you are saying through fear, anxiety, physical discomfort or cognitive impairment. Be aware of non-verbal and verbal messages that can give clues to the patient’s emotional state.
Listening skills
Summarising
The basic skills of a good listener are highlighted in Box 2.1.
Box 2.1 Skills of a good listener
• Looking at the patient when they start to talk
• Using body language such as nodding, leaning forwards to demonstrate to the speaker that you are interested in what is being said
• Not constantly looking at the time
• Using paraphrasing, reflecting and summarising to show the patient that you are listening to and understanding what they are saying
Non-verbal communication skills
Non-verbal behaviour includes behaviours such as posture, touch, personal space, physical appearance, facial expressions, gestures and paralanguage (i.e. the vocalisations associated with verbal messages, such as tone, pitch, volume, speed of speech). It is said that we primarily communicate non-verbally. Remember the old adage ‘a picture says a thousand words’. Your body language and paralanguage will send an array of messages to your patient even before you say anything. Non-verbal communication serves many useful purposes. It can be used to (Dickson et al 1997, Hargie et al 1994):