Chapter 16 Spinal Orthoses

Daniel P. Moore, Edward Tilley, Paul Sugg

History of Spinal Orthotic Management

The first evidence of the use of spinal orthoses can be traced back to Galen (c.131 to 201 AD). Primitive orthotic devices were made of items that were readily available during this period (Figure 16-1). These items consisted of leather, whalebone, and tree bark. Spinal orthoses, although crude in their construction, have been recovered by archaeologists from the cliff dwellings of pre-Columbian Indians. The word orthosis is Greek and means “to make straight.”² Ambroise Paré (1510 to 1590) wrote about bracing and spinal supports, and Nicholas Andry (1658 to 1742) coined the term orthopaedia, pertaining to the straightening of children.⁴ Unstable areas such as fractures were often held in a corrected position with an orthosis, to allow for healing to occur. Normally fixed deformities were accommodated while flexible deformities were corrected. Orthopaedia was the predecessor to the field of orthotics.¹

FIGURE 16-1 Traction device, 1889.

In the past there were no organized training programs in the fabrication and application of orthoses, and an orthotist began as an apprentice, much like the village blacksmith. The training process for orthotists is now well defined and rigorous, with a certification process in the United States. Orthotists are now required to have extensive knowledge of pathologies and the proper fabrication and use of orthotic devices. Technology has revamped the field of orthotics, with new stronger and lighter materials. Although materials available for orthotic construction have changed, the types of pathologic conditions treated have remained virtually constant for years.

The primary goal of modern orthoses is to aid a weakened muscle group or correct a deformed body part. The orthosis can protect a body part to prevent further injury, or can correct the position (immediate term or long-term) of the body part. The same approach is true for spinal orthoses. The clinician’s priority should be to determine which spinal motion to control. Good clinical outcomes can be maximized through the proper selection, use, and application of the orthosis. (See Chapters 14 and 15 for further information on orthoses.)

Terminology

Terminology is currently often misused in the field of orthotics. Definitions of some terms commonly used in the field are listed below:

• Orthosis: A singular device used to aid or align a weakened body part

• Orthoses: Two or more devices used to aid or align a weakened body part(s)

• Orthotics: The field of study of orthoses and their management

• Orthotic: An adjective used to describe a device (e.g., an orthotic knee immobilizer); this term is improperly used as a noun (e.g., “the patient was fitted with a foot orthotic”).

• Orthotist: A person trained in the proper fit and fabrication of orthoses

• Certified orthotist (e.g., American Board for Certification in Prosthetics and Orthotics): Presently in the United States, academic requirements can be fulfilled by a baccalaureate degree in orthotics or a 4-year science degree followed by a postbaccalaureate certificate program in orthotics. A 1-year residency program is required after the academic program. The National Commission on Orthotic and Prosthetic Education is moving toward a mandated entry-level master’s degree in prosthetics and orthotics by 2010. Extensive training in the proper fit and fabrication of orthoses is required. After the education and residency is completed, a national examination for certification can be taken in the United States, supplied by the American Board for Certification in Prosthetics and Orthotics.

Acronyms are frequently used to describe orthoses. They are named for the parts of the body where they are located and have some influence on the motion in that body region. Some examples of spinal orthoses follow:

• CO: Cervical orthosis

• CTO: Cervicothoracic orthosis

• CTLSO: Cervicothoracolumbosacral orthosis

• TLSO: Thoracolumbosacral orthosis

• LSO: Lumbosacral orthosis

• SO: Sacral orthosis

Prefabricated Versus Custom Orthoses

The availability of prefabricated orthoses today presents the rehabilitation team with a variety of choices and some challenges. Many of the prefabricated orthoses come in various sizes and can be fitted to patients often with little or no adjustment. While this can be a benefit to the patient and the team in terms of time, care should be taken to ensure that the design and function of these orthoses are appropriate for the patient’s condition and not used purely for convenience. Custom orthoses, in most cases, provide a more comfortable fit with a higher degree of control, and can be designed to accommodate a patient’s unique body shape or deformities. Recognition of the time needed to fabricate the orthosis, the experience of the fabricator, the patient’s specific condition, and the expectations of the patient are all factors that should be considered when ordering a custom orthosis.

Orthotic Prescription

The orthotic prescription allows for improved communication between clinicians, and it serves as a justification of the funding of the orthosis. Insurer-requested justification for the orthosis is becoming more common as medical costs have increased. Insurer approval of the prescription is more likely if the orthosis clearly increases independence or helps prevent detrimental outcomes, such as a fall. The prescribing rehabilitation physician is responsible for the final order. The prescription should be accurate and descriptive, but not so descriptive as to limit the orthotic team’s independent ability to maximize functionality and patient acceptance.

Prescriptions should include the following items:

• Patient’s name, age, and gender

• Current date

• Date the orthosis is needed

• Vendor’s name

• Diagnosis

• Functional goal

• Orthosis description

• Precautions

• Physician’s name and unique physician identifier number

• Physician’s signature with office address and contact phone number

Prescriptions should include a justification, such as the correction of alignment, to decrease pain, or to improve function. Brand names and eponyms for the orthosis should be avoided. Established acronyms are acceptable (e.g., TLSO). Detailed descriptions of the orthosis, the joints involved, and the functional goals are important. For a nonarticulated orthosis the fixed angle should be indicated. For an orthosis with a moveable joint, the range of motion desired, end limitations of range, and assistance (or resistance) through the range should be specified. Before the prescription is finalized, input from the patient, physician, therapist, and orthotist is needed. It is especially important for physicians to review the use, or lack of use, of past orthoses, because this will help guide their new prescription. If a patient discontinues the use of an orthosis prematurely, the reason why this occurred should be investigated by the provider before additional resources are expended. Knowledge of the patient’s medical condition(s) is essential for a number of reasons. For example, the condition might be progressive, with further expected functional loss. On the other hand, the condition might be expected to improve partially or completely in the future.

Spinal Anatomy

The vertebral column is composed of 33 vertebrae, including 7 cervical, 12 thoracic, 5 lumbar, 5 inferiorly fused vertebrae that form the sacrum, and 5 coccygeal. The spinal column not only bears the weight of the body, but it also allows motion between body parts and serves to protect the spinal cord from injury. Before birth, there is a single C-shaped concave curve anteriorly. At birth, infants have only a small angle at the lumbosacral junction. As a child learns to stand and walk, lordotic curves develop in the cervical and lumbar region (age 2 years). These changes can be attributed to the increase in weight-bearing and differences in the depth of the anterior and posterior regions of the vertebrae and disks.^28,³²

The cervical vertebrae are small and quadrangular, except for C1 and C2, which have some unique features. The cervical articular processes face upward and backward, or downward and forward. The orientation of the facet joints is important to note, as it relates to limitations of movement of the vertebral column. The thoracic vertebrae have heart-shaped bodies. The thoracic vertebrae are intermittent in size but increase in size caudally. This is related to the increased weight-bearing requirements. The dorsal length of the thoracic vertebrae is approximately 2 mm more than the ventral side, which could account for the thoracic curve. Their superior articular processes face backward and outward, and the inferior ones face forward and inward. The lumbar vertebrae have a large, kidney-shaped body. Their upper articular processes face medially and slightly posteriorly, and the lower ones face laterally and slightly anteriorly. The five sacral vertebrae are fused in a solid mass and do not contain intervertebral disks. The sacral bony structure acts as a keystone, and weight-bearing increases the forces that maintain the sacrum as an integral part of the spinal pelvic complex.

The spine is composed of more than vertebral bodies. The intervertebral disk is composed of a nucleus pulposus, annulus fibrosus, and cartilaginous end plate. Disks make up approximately one third of the entire height of the vertebral column. The nucleus contains a matrix of collagen fibers, mucoprotein, and mucopolysaccharides. They have hydrophilic properties, with a very high water content (90%) that decreases with age.²⁷ The nucleus is centrally located in the cervical thoracic spine, but more posteriorly located in the lumbar spine. The annulus fibrosus has bands of fibrous laminated tissue in concentric directions, and the vertebral end plate is composed of hyaline cartilage.

Normal Spine Biomechanics

Movement of the vertebral column occurs as a combination of small movements between vertebrae. The mobility occurs between the cartilaginous joints at the vertebral bodies and between the articular facets on the vertebral arches. Range of motion is determined by muscle location, tendon insertion, ligamentous limitations, and bony prominences. In the cervical region, axial rotation occurs at the specialized atlantoaxial joint. At the lower cervical levels, flexion, extension, and lateral flexion occur freely. In these areas, however, the articular processes, which face anteriorly or posteriorly, limit rotation. In the thoracic region, movement in all planes is possible, although to a lesser degree. In the lumbar region, flexion, extension, and lateral flexion occur, but rotation is limited because of the inwardly facing articular facets.¹¹ An understanding of the three-column concept of spine stability/instability is helpful to ensure that the proper orthosis is prescribed. The anterior column consists of the anterior longitudinal ligament, annulus fibrosus, and the anterior half of the vertebral body. The middle column consists of the posterior longitudinal ligament, annulus fibrosus and the posterior half of the vertebral body. The posterior column consists of the interspinous and supraspinous ligaments, the facet joints, lamina, pedicles, and the spinous processes. The loss of normal spinal anatomy can affect the stability of the spine.

Spine motion can be classified with reference to the horizontal, frontal, and sagittal planes. Spinal motion can shift the center of gravity, which is normally located approximately 2 to 3 cm anterior to the S1 vertebral body. White and Panjabi ³³ provided a summary of the current literature, revealing motion in flexion and extension, laterally, and axially (Figure 16-2). In the cervical spine, extension occurs predominantly at the occipital C1 junction. Lateral bending occurs mainly at the C3–C4 and C4–C5 levels. Axial rotation occurs mostly at the C1–C2 levels. In the thoracic spine, flexion and extension occur primarily at the T11–T12 and T12–L1 levels. Lateral bending is fairly evenly distributed throughout the thoracic levels. Axial rotation occurs mostly at the T1–T2 level, with a gradual decrease toward the lumbar spine. The thoracic spine is the least mobile because of the restrictive nature of the rib cage. In the lumbar spinal segment, movement in the sagittal plane occurs more at the distal segment, with lateral bending predominantly at the L3–L4 level. There is insignificant axial rotation in the lumbar spinal segment.

FIGURE 16-2 Representative values for range of motion of the cervical, thoracic, and lumbar spine as summarized from the literature.

(Data from White AA, Panjabi MM: The lumbar spine. In: White AA, Panjabi MM, editors: Clinical biomechanics of the spine, ed 2, Philadelphia, 1990, Lippincott.)

Knowledge of the normal spinal range of motion helps in understanding how the various cervical orthoses can limit that range (Table 16-1). Soft collars provide very little restriction in any plane. The Philadelphia-type collar mostly limits flexion and extension. The four-poster brace and Yale orthosis have better restriction, especially with flexion-extension and rotation. The halo brace and Minerva body jacket have the most restriction in all planes of motion.

Table 16-1 Normal Cervical Motion From Occiput to First Thoracic Vertebra and the Effects of Cervical Orthoses

An interesting phenomenon related to movement in the spine occurs during motion. If the movement along one axis is consistently associated with movement around another axis, coupling is occurring. For example, if a patient performs left lateral movement (frontal plane) motion, the middle and lower cervical and upper thoracic spine rotate to the left in the axial plane (Figure 16-3). This causes the spinous processes (posterior side of the body) to move to the right. In the lower thoracic spinal segment, left lateral movement in the frontal plane can cause rotation in the axial plane, with the spinal processes moving in either direction. The lumbar area has a contradictory movement pattern when compared with the cervical spine. With left lateral bending of the lumbar spine, the spinous processes move to the left. A three-dimensional perspective is important to maintain during examination. Patients with scoliosis and patients who undergo radiologic testing would benefit from an evaluation for the normal coupling patterns noted.

FIGURE 16-3 Regional coupling patterns. Summary of the coupling of lateral bending and axial rotation in various subdivisions of the spine. In the middle and lower cervical spine as well as the upper thoracic spine, the same coupling pattern exists. In the middle and lower thoracic spine, the axial rotation, which is coupled with lateral bending, can be in either direction. In the lumbar spine, the spinous processes go to the left with left lateral bending.

(Redrawn from White AA, Panjabi MM: the lumbar spine. In: White AA, Panjabi MM, editors: Clinical biomechanics of the spine, ed 2, Philadelphia, 1990, Lippincott.)

Nachemson ²¹^–²³ performed the classic studies on normal adults that measured intradiskal pressures during a variety of activities and positions. Standing pressure was referenced as 100 in the lumbar disk. Lowest pressure measurements were noted in the supine position, with progressively higher pressures in the following positions: side lying, standing, sitting, standing with hip flexion, sitting with forward flexion, standing with forward flexion, and lifting a load while sitting with forward flexion.²⁴

Description of Orthoses

Head Cervicothoracic Orthoses

Type: Halo Orthosis

Biomechanics

The halo orthosis (Figure 16-4) provides flexion, extension, and rotational control of the cervical region. Pressure systems are used for control of motion, as well as to provide slight distraction for immobilization of the cervical spine.

FIGURE 16-4 Halo orthosis.

Cervical Orthoses

Type: Philadelphia or Miami J

Biomechanics

The Philadelphia (Figure 16-5) and Miami J (Figure 16-6) orthoses provide some control of flexion, extension, and lateral bending, and minimal rotational control of the cervical region. Pressure systems are used for control of motion, as well as to provide slight distraction for immobilization of the cervical spine. Circumferential pressure is also intended to provide warmth and as a kinesthetic reminder for the patient.