5 LEGAL CONCERNS IN TRAUMA NURSING
Trauma nursing has undergone a rapid evolution, as is evident by the nursing, medical, and scientific content of this book. Before the 1950s any nursing book that dealt with the law could do so in the context of ethical or administrative considerations only. Up to that time, the law for nurses was subordinate to the law for physicians, as was the nurse’s role in patient care.
The legal notion of independent judgment by nurses was established during the late 1950s and early 1960s.1,2 Today the nurse in a trauma setting performs highly skilled functions in the care of patients, including the coordination and delivery of services, the monitoring of complex physiologic data, the diagnosis of psychologic and physical states, and the operation of sophisticated life-saving equipment. The performance of such functions mandates the regular exercise of independent judgment without the supervision of a physician.3
SOURCES OF LAW
COMMON LAW
Over the years judges have recognized the existence of a number of rights that are necessary for the orderly operation of society. Many of these have been embodied in the law of torts. For nursing, the area of common law that is most relevant is tort law, which is more commonly known as negligence (malpractice), assault and battery (unauthorized and unprivileged contact between two people), and the judicially recognized right to privacy.
STATUTORY LAW
Trauma nursing, like all nursing, is affected by state laws that define the minimum standards required of a licensed nurse. These laws, generally called Nurse Practice Acts, exist to protect citizens from untrained or incompetent persons who offer to practice nursing.4,5 They regulate nursing by defining the types of acts that licensed practical nurses and registered nurses can perform and by providing a mechanism to exclude from the profession those who are incompetent.
ADMINISTRATIVE LAW
Trauma nursing is affected by administrative law through the state boards of nursing. They exist as a result of the legislature empowering the boards to regulate nursing through Nurse Practice Acts.4 These boards establish and enforce the rules that define requirements for licensure, but they also are empowered to further define allowable nursing acts and the education requirements for nurses. State boards of nursing decide cases involving violations of the professional standards of care embodied in these regulations or set forth in the enabling legislation. The board of nursing can discipline nurses if they violate the standards established for practice. While fundamentally the same, these standards do vary slightly from state to state, and the reader is encouraged to investigate the particulars of the state in which he or she is licensed. Some of the bases for disciplinary action common to all states include fraud in obtaining or in using a nursing license, conviction of a felony or other crime involving moral turpitude (acts involving abusive behavior, dishonesty, or immodesty), knowingly failing to file a required record or report, knowingly filing a false record or report, and drug or alcohol addiction or other physical or mental condition rendering the individual nurse incapable of acting as a nurse. The grounds for disciplinary action also may include refusing to provide, withholding of, denial of, or discrimination in providing nursing services to patients who have tested positive for the human immunodeficiency virus.4 A nurse’s license is likely to be suspended or revoked for a serious violation of the standards of practice or for repeated violations.
LEGAL ISSUES OF TRAUMA NURSING
The issues of law that affect trauma nursing derive from the three sources of law and the actions of the corresponding branches of government. The general legal concepts discussed in the following sections contain both the pertinent elements of the law and their relevance to nursing actions. Many of these concepts are interwoven with ethical considerations discussed in Chapter 4.
CONSENT TO TREATMENT
The nature of trauma practice requires that nurses touch patients and administer therapeutic care. The law, on the other hand, has as a basic principle the right of the individual to determine who shall touch him or her and in what manner and that the competent individual can refuse to be treated. Violation of this right of the individual is a violation of common law.6
Every human of adult years and sound mind has a right to determine what shall be done with his or her own body. A professional who provides treatment without the patient’s consent commits an assault for which he or she is liable in damages.7 About this right the law is quite rigid, and failure to obtain consent for a treatment may subject the professional to a lawsuit.
EMERGENCY DOCTRINE
The first such exception is one that has great application in trauma care. When a patient is unconscious or otherwise incapable of giving consent, treatment may proceed under the emergency doctrine, which implies consent.8 This implication frees the nurse from liability for violation of common law. Implied consent means that the patient would have consented to the treatment required to maintain his or her health had that patient been able because the alternative would have been death or serious disability.8 The law assumes that the patient would act reasonably, and the maintenance of bodily integrity is a reasonable act. Note, however, that the emergency doctrine’s implication of consent terminates as soon as the patient’s disabling condition (e.g., unconsciousness) abates.
COMPETENCY TO GIVE CONSENT
A second exception to the informed consent rule relates to competency. Consent is legally valid only if it is given by someone who is recognized as being of “adult years and sound mind.”7 This means that someone not of legal age or who is judged to be in some way incompetent cannot give the consent that would constitute a valid defense to a lawsuit for battery. A parent or legal guardian must give consent for the treatment of a minor. Even in an emergency, an attempt to contact a parent or guardian must be made and some notation that the parent or guardian was unavailable should be made in the chart. A listing of the steps taken to find the parent will be critical in the event a lawsuit is filed.
There are further considerations to this exception to the informed consent rule. A minor is generally considered to be anyone under the age of 18 years. In some states an individual under the age of 18 years who is married, has a child, or is otherwise emancipated from his or her parents is considered an adult for purposes of giving consent to medical treatment.9 Additionally, some states permit a minor to consent to emergency medical treatment without a parent’s consent.9 Most hospitals have written policies and procedures that specifically deal with many of these circumstances. A second consideration, and one that bears some watching, is consent by the state as legal guardian. The majority of the states protect parents from criminal liability for denying life-saving medical care to their children on religious grounds. Although uncommon, the state may consent to the treatment of a minor after the parents have refused consent. The reason some states consent to the life-saving treatment when the parents will not is to protect the child’s rights. This will most likely occur when the parents’ religious beliefs preclude the use of blood transfusions or other medical interventions. This type of consent is not common and is given only under extreme circumstances because the states are typically loath to interfere in the parent-child relationship. The consent, when given by the state, is effective in the same way as described previously.
Some patients, although not minors, may not be competent to give consent. The concept of being of sound mind is the second half of the competency equation. Any person who is not competent because of some mental disability (e.g., lack of mental capacity or senility) or physical disability or disease that renders the individual incapable of making reasoned judgments should be under the control of a guardian.9 Another common cause of incompetency is the injury that caused the patient to be brought to the hospital or the sequelae from trauma. Examples are shock, severe pain, severe emotional distress, head injuries, and the presence of mind-altering drugs (legal and illegal).10 In cases where there is no guardian, one may have to be appointed by the court. Consent for this type of patient is obtained in the same manner as for minors, with the guardian substituting for the parent. Consent is implied by law for such patients when emergency medical treatment is required.9 Where there is no guardian and no durable power of attorney relative to medical care (a document by which a person grants a designated individual the authority to make health care decisions in the event of the person’s incapacity to make decisions), state law may provide that the consent of a spouse, adult child, adult sibling, adult grandchild, or a grandparent be substituted.9,11