17. Community-based rehabilitation
Rachel Thibeault and Michèle Hébert
Overview
This chapter provides an overview of community-based rehabilitation (CBR), its history, its philosophical tenets, its goals and its process. From the Independent Living Movement of the 1960s to the recent impetus provided by the Convention on the Rights of People with Disabilities, the history of CBR is reviewed with a special focus on social justice. This historical overview leads to the presentation of a current definition of CBR with its core values highlighted, including empowerment, enablement, equality, dignity for all, participation and integration. The goals of CBR are then explored, among them access to adequate rehabilitation services, elimination/reduction of environmental barriers, promotion of the human rights of people with disabilities, social integration and community participation, and equitable political and legal representation. A description of a typical CBR participative process follows, based on the World Health Organization (WHO) CBR matrix. The overview of CBR concludes with an analysis of its strengths and limitations; issues of power, sustainability, coordination, inclusion, relevance and expectations are discussed. Finally, the chapter reflects on the similarities between CBR and occupational therapy, and its official endorsement by the World Federation of Occupational Therapists (WFOT).
• CBR and occupational therapy both stem from historical needs for greater social justice.
• CBR, like occupational therapy, fosters empowerment, enablement and better quality of life for people with disabilities.
• CBR offers flexible, local, low-cost, non-institutional answers to the needs of people with disabilities through local resources and equitable access.
• The WHO defines CBR as the model of choice for community development for people with disabilities.
• WFOT supports occupational therapists working within a CBR framework.
Introduction
Although barely mentioned in mainstream media, 3 May 2008 was nevertheless a moving, historic day. Human rights agencies had been preparing feverishly for the official announcement and people with disabilities worldwide were massed around giant TV screens or in community halls, finally witnessing the entry into force of the first human rights convention of the 21st century: the United Nations Convention on the Rights of Persons with Disabilities (CRPD). At last, not only would the needs of over 650 million people with disabilities be taken into account, but the traditional perception of disability as a curse or burden was also being challenged on the world stage. Boldly shedding the dominant medical–social welfare model, the CRPD called for full participation of people with disabilities and anti-discrimination legislation with a special focus on capability to counteract the enduring inability stigma.
The Convention has been deemed revolutionary, a long-awaited victory for the world’s largest minority (Convention on the Rights of Persons with Disabilities 2009). And, to whoever might wonder why the Convention represents such a watershed moment, the United Nations’ data on disability provide clear answers. Currently, people with disabilities constitute over 10% of the world’s population, a number that steadily increases along with population growth, average life expectancy and the range of medical resources to prolong or protect life (World Health Organization 2009a). Most of them, over 80%, reside in the southern hemisphere, and 20% of the ‘bottom billion’, the poorest people on Earth, live with a disability. People with disabilities are chronically and vastly under-represented in all social systems, including education and employment (Werner, 1998 and Wiman et al., 2002), and United Nations Children’s Fund (UNICEF) studies also indicate that 30% of street children struggle with a disability (Convention on the Rights of Persons with Disabilities 2009).
Since only 45 countries have so far embedded legislation aimed at protecting the rights of people with disabilities in their legal framework (Turmusani et al 2002), these rights have remained largely ignored (Thibeault, 2008 and Boyce and Lysack, 1997). People with disabilities are routinely perceived as second-class citizens incapable of making their own decisions and are often treated as wards of the state. Recognition of their rights was and is still a precarious affair, but it gained considerable momentum in the early 1970s with the advent of primary healthcare (PHC) (Périquet 1984). This new concept called for true community consultation, participation and education in healthcare and it appealed greatly to people with disabilities. Quickly percolating through their ranks, it gave rise shortly thereafter to a budding movement by and for people with disabilities called community-based rehabilitation (CBR) (Boyce and Lysack, 1997 and Willig-Levy, 2009). Through a series of grassroots initiatives mostly taking place in the southern hemisphere, CBR gradually established itself, but with numerous glitches along the way. Perceptions softened slowly, with government agencies still leaning towards patronizing attitudes and top-down decisions imposed without consultation with people with disabilities. The first major breakthrough occurred in 1978, at the Alma Ata conference on primary healthcare, held under the aegis of the World Health Organization (WHO). In Alma Ata, health was defined as a prerequisite to socially and economically productive lives. Burden of disease and disability, and its associated costs, were then identified as major obstacles on the road to economic self-sufficiency for the southern hemisphere. It was imperative to resolve the issue for the economy to run smoothly and, to do so, two main strategies were proposed. The first was called Disability Prevention through Impairment Reduction. This strategy implied that all social sectors needed to be mobilized in order either to prevent disability or to adapt to existing disabilities. The onus of full social participation shifted from the individual to society, and the confining of people with disabilities to institutions or lives of stigma and ostracism was no longer seen as acceptable. The second strategy, Rehabilitation Delivery, entailed the design of community-based services with an appropriate system of supervision and referral. Together, these two initial strategies articulated CBR core values and gave a more definite shape to the emerging movement. CBR was officially born (Périquet 1984).
The philosophical tenets behind CBR
Over time, the two initial strategies of Disability Prevention through Impairment Reduction and Rehabilitation Delivery expanded into more complex conceptual horizons. New notions and paradigms were integrated, fleshing out the original philosophical nucleus. These notions or paradigms were not specific to the context of disability, but were inserted into the growing CBR framework for their relevance to any vulnerable population. Among them, the following have exercised the greatest influence on CBR’s evolution.
In the 1960s and 1970s, the concept of empowerment nearly became a household name, thanks to the Independent Living Movement that spread through the USA and beyond (Willig-Levy 2009), bringing independence for people with disabilities into the realm of the possible. It was defined as ‘the multi-dimensional social process that helps people gain control over their own lives … and that fosters power in people for use in their own lives, their communities and in their society, by acting on issues they define as important’ (Page & Czuba 2009, p.1).
Empowerment meant that people with disabilities could and should be involved in all decisions concerning them. This was especially contentious at the time since, in CBR, the word disability applies just as much to the psychological as to the physical, and ostracism of those with mental disabilities was even more prevalent then than it is today.
The concept of enablement was coined shortly thereafter and could be described as the operational application of empowerment. While empowerment aims to ascertain the legitimacy of making choices, enablement provides the means to actualize decisions. Going beyond the notion of power, it encompasses ‘the adequate power, means, opportunity, or authority (to do something), to make (something) possible’ (Reverso 2009, p.1). When implemented correctly, enablement should translate into full participation, facilitation and self-advocacy (Helander 1999).
As means and opportunities are closely linked to resources, which are often quite scarce in the southern hemisphere, new ways of addressing the challenges faced by people with disabilities had to be explored. These included the creative provision of low-cost services and, because professionals are too costly to offer and monitor services continually on site, the responsibility of day-to-day service delivery was passed on to local communities. Two principles were then added: a commitment to low-cost services and a clear recognition of the local communities’ responsibility for their CBR programmes (Gautron 1999).
Finally, in the early 1990s, the Disability Action Group, a unit within the United Nations Development Programme (PNUD), embedded CBR within the WHO structure and anchored its foundations in five guiding principles: equality, social justice, solidarity, integration and dignity for all persons with disabilities (ILO et al 2004). This is why, in many ways, CBR is considered more of a social movement than a rehabilitation approach. And, as with any social movement, its main purpose is to change mentalities.
CBR’s goals and objectives
The scope of the required social change was too broad and could not be tackled in its entirety. So, to make dignity for all a reality, priorities had to be established. In the 1990s, five key objectives were selected by the WHO. These were:
• access to adequate rehabilitation services
• elimination/reduction of environmental barriers
• promotion of the human rights of people with disabilities
• social integration and community participation
• equitable political and legal representation (World Health Organization, 2009b and Helander, 1999).
These goals ebbed and flowed over the years and a 2004 joint task force on CBR involving the International Labour Organization (ILO), the United Nations Educational, Scientific and Cultural Organization (UNESCO) and WHO reoriented CBR on rehabilitation, equalization of opportunity, poverty reduction and social inclusion of people with disabilities (ILO et al 2004).
CBR’s current definition and scope
This repositioning led to the current definition of CBR:
CBR focuses on enhancing the quality of life for people with disabilities and their families, meeting basic needs and ensuring inclusion and participation. CBR is a multi-sectoral approach, comprises 5 major elements: health, education, livelihood, social justice and empowerment … and uses predominantly local resources. (World Health Organization 2009b, p.1)
The goals of CBR are to ensure the benefits of the Convention on Rights of Persons with Disabilities reach the majority by:
1. supporting people with disabilities to maximize their physical and mental abilities, to access regular services and opportunities, and to become active contributors to the community and society at large;
2. activating communities to promote and protect the human rights of people with disabilities, for example by removing barriers to participation;
3. facilitating capacity building, empowerment and community mobilization of people with disabilities and their families. (WHO 2009b, p.1)
In short, CBR has come back to its roots with a renewed and explicit emphasis on programme sustainability, partnerships, and sensitivity to gender and special needs.
The CBR structure
The 2004 joint task force presented CBR as:
a strategy within general community development … [that] is implemented through the combined efforts of people with disabilities themselves, their families, organizations and communities, and the relevant governmental and non-governmental health, education, vocational, social and other services. (ILO 2004, p.6)
Despite apparent clarity, significant debate has occurred over the structure of CBR. Initially meant as a purely bottom-up rather than top-down approach (Werner, 1988, Werner, 1998 and Peat, 1997), it did not deliver on its promises of yielding purely grassroots rehabilitation systems. The original vision revolved around communities that would spontaneously initiate the request for rehabilitation services and involved six major groups that would join forces to provide a continuum of care (Helander 1999); people with disabilities, at the centre of the process, would define their needs and be assisted by volunteer family trainers, local CBR agents and local stakeholders, who together constitute the local CBR committee. In turn, whenever needed, this local CBR committee would call upon personnel in referral facilities and national specialists to tackle issues too complex for local means. However, this ideal scenario remained elusive; people with disabilities frequently lacked the necessary awareness and self-confidence to launch the projects, and the impetus for the creation of CBR programmes came mostly from the outside. ‘Hybrid’ CBR programmes have thus emerged that bring together a wide range of players wielding varying degrees of influence (Finkenflügel et al., 2008 and Kuipers et al., 2003).
Currently, there are over 10 different configurations that would still qualify as CBR programmes (Finkenflügel et al 2008). Their common, defining CBR features lie in keeping the needs and quality of life of people with disabilities as the main focus, remaining rooted in the local community and promoting equal opportunities. Since the 2004 joint paper, efforts have been made to introduce within the general CBR agenda the issues of human rights, poverty, inclusive communities accessible for all, and a more active role for organizations of people with disabilities.
The most common CBR settings
Although some CBR programmes have taken hold in the developed nations, most occur in the southern hemisphere in poor urban or rural settings. In the northern hemisphere, except for the Canadian Arctic (Thibeault & Forget 1997), CBR programmes have been developed by relatively affluent subgroups such as farmers with disabilities or ethnic minorities wishing to ensure delivery of community rehabilitation services in their mother tongue (Peat 1997). Although these are still the exception, several analysts and healthcare providers advocate the use of CBR in wealthier economies as well (Peat, 1997, Hirsch, 2009 and Lindsay et al., 2008).
The CBR process
CBR usually unfolds according to a 15-step process but, given the diversity of CBR formats (Finkenflügel et al 2008), these steps only reflect general guidelines and not cast-in-stone directions. Moreover, the steps do not necessarily always follow this sequence in a linear fashion.
Initiating CBR
As previously mentioned, CBR programmes are mostly initiated by ministries, non-governmental organizations (NGOs) or other external bodies, but no programme will be developed unless the community becomes the principal stakeholder and participant. Public and private consultations are held to assess community willingness and, if there is sufficient interest, a CBR management team is created and proceeds to the first needs and strengths assessment (ILO et al 2004).
The CBR management team oversees the process on behalf of the initiator and is composed of one or several representatives of the initiating body, representatives of the local community (for example, people with disabilities, relatives, influential persons, political or religious leaders and so on) and experts, as it is deemed appropriate. Experience has demonstrated that early involvement of influential persons is crucial for future success. The CBR management team, more removed from immediate CBR activities, should not be confused with the local CBR committee described below, which is responsible for the actual carrying out of the CBR activities.
Assessing the community: needs, strengths and existing services
The assessment includes several core features necessary to determine the nature and scope of future activities: