Summary
All-posterior treatment of pediatric spinal deformity, including adolescent idiopathic scoliosis (AIS), is now used for the most complex deformities. Methods to improve corrections include posterior column osteotomies (PCOs) and more complex three-column osteotomies (3COs). PCOs consist of removal of the ligamentum flavum and facet joints bilaterally and intend to loosen the spinal segments with a goal of improved coronal, sagittal, and axial plane alignment. While initially described to treat hyperkyphosis with dorsal column shortening, PCOs are frequently used in an effort to increase kyphosis in the standard hypokyphotic AIS. These osteotomies, while less complex than 3CO, are associated with a higher rate of neurologic monitoring alerts, and surgeons and teams should have a standardized approach to a monitoring alert. Pedicle subtraction osteotomies (PSOs) and posterior vertebral column resections are more complex, with higher neurologic and nonneurologic risks, and are used to treat the most complex spinal deformities. Careful planning and intraoperative execution is required to minimize the risk of new neurologic deficits and major complications. All three types of osteotomies offer large corrections, often through a single-stage surgery, with the potential for improved health-related quality of life and cosmesis.
Key words
adolescent idiopathic scoliosis – osteotomy – Ponte – Smith-Petersen – pedicle subtraction osteotomy – vertebral column resection15 Posterior Releases: Pontes and Three-Column Osteotomies
15.1 Introduction
Advances in spinal instrumentation and techniques allow for greater correction of adolescent idiopathic scoliosis (AIS) deformities as well as surgical management of increasingly complex AIS cases. Reconstruction of the sagittal plane, particularly in AIS with thoracic hypokyphosis, has become the main tenet of AIS surgery. Methods to improve the sagittal plane include stiffer rods and posterior column osteotomies (PCOs) to allow for lengthening of the dorsal column. In cases of severe combined coronal and sagittal plane deformities, three-column osteotomies (3COs) allow for controlled correction of both planes through resection of all three columns of the spine. The purpose of this chapter is to review the indications, contraindications, and techniques of PCO and 3CO in AIS surgery. We cannot stress enough, however, that there is no substitute for interactions with experienced surgeons and that surgeons wishing to include 3CO in their practice should find mentors in this arena to assist with the learning curve.
15.2 Classification and History
15.2.1 Classification of Posterior-Based Osteotomies
Given the multitude of posterior-based osteotomies, Schwab et al have proposed a classification system to allow for more consistent categorization and communication of these procedures. 1 This comprehensive classification uses the three-column model of the spine to describe the least complex (inferior facetectomy, Schwab type 1) to the most complex (multilevel vertebral column resection [VCR], Schwab type 6) osteotomy types. In broad terms, type 1 (inferior facetectomies) and type 2 (flavum and facet joint resection) are PCOs (Fig. 15‑1). The anterior column (anterior longitudinal ligament, anterior two-thirds of the vertebral body/disc) are spared as is the middle column (posterior one-third of the vertebral body/disc, posterior longitudinal ligament). Type 3 (pedicle subtraction) and type 4 (extended pedicle subtraction) differ, as the latter removes the cranial disc in addition to a wedge from the anterior and middle columns. Type 5 and 6 osteotomies are resections of the vertebral column.
In our experience, type 1 osteotomies are ubiquitous in spinal deformity surgery. Resection of the inferior facet provides four benefits to the surgeon:
Allows for visualization of the superior facet and safe placement of free-hand thoracic pedicle screws. 2
Allows for removal of superior facet articular cartilage, facilitating fusion.
Provides some “loosening” of the spine to facilitate deformity correction.
Serves as a source of local bone graft.
The Schwab osteotomy types 2 to 6 are the focus of this chapter.
15.2.2 History of Posterior Column Osteotomies (Schwab Type 2/Ponte/Smith-Petersen)
A corrective osteotomy through the posterior elements was first described in 1945 by Smith-Petersen et al. 3 These authors described a lumbar extension osteotomy performed for fixed sagittal plane deformities in the setting of ankylosing spondylitis. The procedure did not propose any laminectomy, but rather the ligamentum flavum was removed from the caudal insertion moving from the midline to the facet joint. Once the facet joint was identified, a small osteotomy and resection was made at a 45-degree angle using osteotomes and a rongeur. After resection, an extension force was placed on the spine, and correction occurred through shortening of the posterior column and osteoclasis or extension of the disc space. This procedure was not described in the thoracic spine and was performed through autofused segments.
Subsequent to this, Alberto Ponte developed a thoracic osteotomy for the treatment of thoracic hyperkyphosis (Scheuermann kyphosis). 4 Osteotomy was proposed as a method to improve posterior column shortening without affecting anterior column length and preserving anterior column integrity. It consists of resection of the caudal lamina of the cranial segment, the cranial lamina (at the ligamentum flavum insertion) of the caudal segment, and the entire facet joint bilaterally. This should create defects measuring 5 to 8 mm in length. Reduction of the hyperkyphosis consists of a downward force at the apex, followed by engagement of the rod and compression of the osteotomies toward the apex from the caudal and cranial vertebrae to shorten the posterior column.
Given the frequency with which the two osteotomies, which are distinct, are used in common, the term “posterior column osteotomy” is proposed for Schwab type 2 osteotomies. This classification captures all Smith-Petersen and Ponte osteotomies, though one must notice that while all Ponte osteotomies are type 2, not all type 2 osteotomies are Pontes. The use of a standard classification system will improve communication for both education and research purposes.
Some suggest that PCOs are useful for smaller amounts of coronal or sagittal plane correction over multiple segments: for example, a sweeping spinal deformity as opposed to a sharp, angular deformity. While initially described to decrease kyphosis (Ponte) or increase lordosis (Smith–Petersen), PCOs are advocated to “loosen” the spine to increase thoracic kyphosis in cases of lordotic scoliosis. Asymmetric PCO may also be used to correct coronal plane deformity. Appropriate surgical planning requires an estimation of the correction one will obtain through the osteotomy. In cases of kyphotic scoliosis, where posterior column shortening is needed, more correction is obtained through the lower thoracic (7.2 degrees), thoracolumbar (11.6 degrees), and lumbar (9.4 degrees) segments versus upper thoracic (3.6 degrees) segments. 5 This is due in part to the size of the disc, around which the correction pivots. PCOs are particularly useful in revision AIS cases where a posterior fusion was successful but the anterior disc spaces remain mobile (Fig. 15‑1a). Lewis et al found that multiple PCOs offer corrections similar to 3CO in a cohort of revision surgeries. 6 This fact should be considered when the risks of the two procedures are compared, as noted by the authors.
Correction of lordotic thoracic segments to achieve kyphosis through lengthening of the dorsal column is more difficult to predict. There is evidence to support the use of PCO in AIS, though the data are not consistent. 7 , 8 PCOs are not totally benign procedures, as they are associated with increasing rates of neurologic monitoring events, though other complications such as dural openings are rare. 9 , 10 If a surgeon elects to employ PCO for routine AIS, then the surgeon should be proficient with responding to monitoring alerts. 11 It is most important to note that a review of the Harms Study Group database found that the surgeon was the most important factor associated with correction of thoracic kyphosis. 12 This fact emphasizes that surgical technique, including rod material, PCO, reduction maneuvers, and experience are the primary drivers of radiographic outcomes in AIS surgery.
The use of PCO varies through all extremes with the authors of this chapter, from no PCO to apical only (3–5 on average), or PCO at every level. It is difficult to draw conclusions from the literature regarding their effectiveness. 7 , 8 , 13 , 14 , 15 Cadaveric study suggests that PCO effects are primarily in the sagittal plane, with some effect on coronal plane or axial plane stiffness. 13 , 15 This should not be surprising given the fact that the annulus remains intact and is a primary restraint against axial motion. Small differences have been shown in patients treated with PCO versus those without. 7 , 8 , 14 Given the small but present increase in neurologic risk, surgical time, and bleeding, one must consider risks and potential benefits when employing PCO. 13
15.2.3 Pedicle Subtraction Osteotomies (Type 3/4)
Pedicle subtraction and wedge-resection osteotomies (PSOs) are most commonly performed in the lumbar spine, for the treatment of posttraumatic or iatrogenic flatback syndromes (Fig. 15‑2a, c). 16 While asymmetric resections, or asymmetric closure, can provide for multiplanar correction, these osteotomies are most frequently performed for fixed sagittal plane malalignment. PSOs are performed to achieve some of the same goals as a PCO, although through a different mechanism, and allow for greater correction per spinal motion segment than PCOs. The goal is posterior column shortening with preservation of the anterior column length, as opposed to anterior column lengthening with a small amount of the posterior column shortening (Fig. 15‑2b, d). To improve the amount of correction in the sagittal plane, the “extended PSO” has been proposed (a Schwab type 4 osteotomy). This has been termed the “corner osteotomy” with a small modification where a larger portion of the anterior column is preserved, around which the correction hinges. 17 These surgeries are infrequently performed as primary surgeries in AIS given that PSOs are lordogenic, used primarily to treat hyperkyphosis, while a fundamental goal of AIS surgery is to restore kyphosis from a lordotic state.
PSOs of the cervical spine have been described, often for chin-on-chest deformities in diseases like ankylosing spondylitis. Much like lumbar PSO, these are rare in AIS surgeries. While thoracic PSOs have been reported, our preference is to perform a thoracic VCR to maximize correction in the coronal and sagittal planes, as well as obtain an anterior spinal fusion at the level of the resection. An anterior spinal fusion is required due to the amount of dorsal resection, which increases the risk of a subsequent nonunion.
In general, a goal of AIS surgery is improvement or maintenance of thoracic kyphosis; thus, apical PSOs are uncommon as they result in flattening of the sagittal plane. 12 PSO may have some use in cases of AIS with thoracolumbar kyphosis with a coronal plane deformity. In such a case, an asymmetric PSO is effective in correcting both coronal and sagittal plane deformities. PSO can provide up to 40 degrees of sagittal plane correction, particularly when the “corner osteotomy” technique is used. 17 Coronal plane correction depends on the amount of asymmetry between sides at the resection. Greater correction is possible when motion segments exist above and below the osteotomy to allow for greater correction of the deformity through the deformity, from end vertebra to end vertebra (Fig. 15‑3).
15.2.4 Vertebral Column Resections (Type 5/6)
Vertebral column resections are among the most complex of spinal deformity surgeries. A Schwab type 5 osteotomy consists of a spondylectomy of a single vertebral segment, with discectomies performed at the level above and below the spondylectomy. A Schwab type 6 osteotomy is a VCR over multiple vertebral bodies. These procedures are reserved for the most severe spinal deformities. They are useful in cases of AIS with thoracic kyphosis, particularly those with thoracic myelopathy due to spinal cord tenting across the apical vertebra. Resection of the vertebra allows for powerful correction of the deformity while also offering direct decompression of the ventral, offending fragment. These types of AIS cases are infrequent, however. Generally agreed upon indications for VCR are large (coronal or sagittal measurements > 100 degrees), stiff deformities, sometimes accompanied by severe truncal malalignment causing cosmesis complaints or spinal cord compression and myelopathy. 18
Combined Anterior and Posterior
Luque described combined approach VCR with a decancellation of the vertebral body, without resection of the disc, for large spinal deformities. 19 Bradford and Tribus then modified this procedure to include resection of the discs and vertebral bodies through an anterior approach. 20 Spines were instrumented with a posterior approach to achieve large corrections of the coronal and sagittal planes, with a spine shortening procedure. Total surgical times often exceeded 10 hours, and total estimated blood loss exceeded 5,000 mL. As should be expected, complications are common in surgeries of this magnitude. New neurologic deficits may be as high as 20%, with approximately 10% of patients sustaining a permanent neurologic deficit. 21 Anterior approaches for VCR carry a risk of pulmonary-associated complications, such as hemothorax, chylothorax, and pneumothorax. Despite the risks of early complications, the long-term results of these surgeries are good with substantial improvements in health-related quality of life (HRQOL) and radiographic parameters.
Posterior Vertebral Column Resection
The first description of a posterior vertebral column resection (pVCR) was given in 1922 when MacLennan reported apical vertebral resection followed by casting for severe scoliosis. 22 Subsequent reports described combined anterior and posterior approaches which, as noted earlier, combined large deformity corrections with long operating times, high blood loss, and frequent complications. Thus, pVCR was introduced as a method to reduce the aforementioned limitations while maintaining the corrective capabilities of apical resection. Suk et al first described the “modern” pVCR, reducing operative times in adult scoliosis cases to 5 hours and blood loss to 4,800 mL, while maintaining excellent corrections in the coronal and sagittal planes. 23 Neurologic deficit rates were lower than expected, though one must be cautious with retrospective studies as they may underestimate complication rates, particularly new neurologic deficits. 24 There were two cases of permanent paraplegia. This series included congenital and postinfectious spinal deformities, which decreased mean operative times and estimated blood losses. In our experience, AIS is more similar to adult deformities and distinct from congenital scoliosis. As such, extrapolating results and outcomes from congenital resections to AIS is probably inappropriate.
Lenke et al continued to refine techniques of VCR in the pediatric population, with a mean operative time of approximately 9 hours and estimated blood loss of 1,600 mL. 25 Important to note, this cohort did not find a difference in complication rates for anteroposterior VCR versus pVCR nor for staged versus single-stage pVCR. This finding underscores the overall complex nature of these cases and the need for informed consent with parents and patients alike. Intraoperative neurologic monitoring changes were frequent (27%), though there were no permanent neurologic injuries. The cosmetic improvement in these patients was profound, and the authors suggest that Cobb angle comparisons underestimate the benefit to cosmesis. The decrease in estimated blood loss should be noted and may be due to improved surgical technique and experience combined with the use of antifibrinolytics, such as tranexamic acid (TXA). Regardless of 3CO performance, we recommend TXA use in AIS cases with a dosing protocol of 50 mg/kg ideal body weight (IBW) bolus followed by 10 mg/kg/hour infusion until wound closure. 26
15.3 Surgical Techniques
15.3.1 Posterior Column Osteotomies/Schwab Type 2
Osteotomes/Kerrison
Using a half-inch, straight osteotome the inferior facet is resected to expose the superior facet. The facetectomy is made with a “vertical” cut at the junction of the facet and the lamina, extending approximately 5 mm. A cut through the junction of the pars and the inferior facet completes the facetectomy. The distal portion of the spinous process of the cranial segment is removed with a Leksell rongeur. This exposes the distal lamina and interlaminar space. Next, using the superior facet as a plane for ventral resection, the rongeur removes the distal lamina and ligamentum flavum from the midline. So long as the rongeur does not go ventral to the superior facet, then the dura and spinal cord are “safe.” After removing the ligamentum flavum from the midline, epidural fat will be exposed. A Woodson elevator is used to dissect the plane between the flavum and epidural fat. Using a Kerrison 3, the ligamentum flavum is removed with a small amount of lamina from both the caudal segment and cranial segment. We alternate angling 45 degrees caudal on the caudal lamina and 45 degrees cranial on the cranial lamina while working toward the superior facet and foramen. This technique prevents the creation of a small hole, which requires a forceful insertion of the Kerrison rongeur. Once at the foramen, the superior facet is removed with the Kerrison. One must ensure that the lateral capsule is removed such that the segment is loosened. In cases of a large coronal deformity, the spinal cord may be draped over the medial pedicle along the concavity. In this situation, inserting the Kerrison rongeur into the spinal canal may not be safe. We use a matchstick burr to remove the superior facet down to the ligamentum flavum and capsule. These soft tissues are then bluntly dissected using a Woodson elevator with a dorsally directed force. One should never work toward the spinal cord. These facet resections are performed on both sides, completing the PCO. We pack the foramen with liquefied collagen and a cotton pad (Fig. 15‑1b). Closure of the osteotomy (Fig. 15‑1c) is performed with segmental compression along a concavity in cases of hyperkyphosis. In cases of hypokyphosis, where shortening is to be avoided, our preference is to distract along the concavity, moving from the apex to the cranial and caudal end vertebra. This will provide for coronal plane correction with lengthening of the dorsal column, maximizing correction of thoracic hypokyphosis. Accurate pedicle screw placement is required to minimize screw plowing when compression and distraction are used. One should take care to watch for motion at the bone–screw interface at all portions of the correction to minimize the risk of screw pull-out and loss of fixation.
Harmonic/Ultrasonic Osteotome
Ultrasonic osteotomes are also used to perform posterior-based osteotomies. 27 These coagulate the exposed, bleeding bone upon completion of the osteotomy and may reduce blood loss. To perform a PCO, the inferior facetectomy is performed using the harmonic osteotome and the ligamentum flavum is removed with a Kerrison rongeur. The harmonic osteotome is then used to cut through the superior facet at the level of the cranial aspect of the pedicle. This disconnects the cranial vertebra from the caudal vertebra and completes the osteotomy. The superior facet fragment may be left in place. In our experience, it has not caused symptomatic foraminal stenosis. The correction maneuvers follow as above.
Pedicle Subtraction Osteotomy/Schwab Type 3 and 4
As previously mentioned, PSOs in the treatment of AIS are uncommon and are more likely used in a revision situation. If one is considering a PSO in a primary AIS case, then it is worthwhile to review the work of Lewis et al and know that several PCOs across segments with open disc spaces may provide a similar correction. 6 Essential to any 3CO (PSO or VCR) is adequate fixation above and below the level of the resection. Without this, instability may lead to neurologic injury and/or pseudarthrosis. We recommend a minimum of three levels above and below, the exception being L4 PSO, where two sets of pedicle screws and iliac screws are appropriate and adequate.
After placement of implants, we plan the dorsal resection. The goal of the dorsal resection is decompression of the midline neural elements (most frequently the cauda equina) and the creation of a “superforamen” that will allow for safe passage of two nerve roots. As such, all dorsal elements just distal to the pedicle of the cranial segment to the cranial pedicle of the caudal segment must be removed. For example, with an L4 PSO, the distal two-thirds of the L3 lamina and pars interarticularis, the whole dorsal element of L4, and the superior facet and cranial lamina of L5 are removed to be flush with the pedicle. To facilitate this resection, we will score the edges of the resection with a matchstick side-cutting burr. The cuts are completed with osteotomes and the fragments are removed en bloc and reserved for the bone graft. The exiting roots must be traced out of the foramen and confirmed free and without compression. In revision surgeries, with prior laminectomy it is necessary to remove all postlaminectomy membrane and scar from the dura. If it is not removed, then the thickened dura can buckle with osteotomy closure, causing spinal stenosis and possibly a neurologic deficit. We find a no. 15 blade scalpel useful in scar removal. In the event of a dural opening, it is linear and easier to repair than many other possible variations.
After removal of the dorsal elements, the transverse process (in the lumbar spine) is amputated at the junction with the vertebral body. We leave the transverse process fragment, with the underlying psoas attachments, for decortication after closure, to assist with a posterolateral fusion. At the junction of the vertebral body and the transverse process, a Penfield 1 and electrocautery subperiosteally dissect to the front of the spine. Some of this can be done with larger elevators, though it is important to remain subperiosteal to avoid injury to a segmental artery, which can create frustrating bleeding. This dissection proceeds to the front of the spine (approximately 10 o’clock and 2 o’clock). A sponge or metal spoon is then placed in this dissected plane. A temporary rod is placed on the side opposite the initial pedicle resection.
Resection of the pedicle and vertebral body follows, protecting the exiting and traversing roots with Penfield retractors or nerve root retractors. We prefer to use a box-shaped osteotome to remove the pedicle and as much vertebral body as possible. When using the box-shaped osteotome, two cuts are needed. The first cut is positioned to remove the cranial portion of the pedicle and the disc. The second cut connects the two, cutting the caudal pedicle and vertebral body. Using an osteotome ensures that no lip of the pedicle is left behind. If this is not removed, then it may impinge upon the exiting root and cause a neurologic deficit after osteotomy closure. The distal osteotomy cuts should be straight ahead or angled cranially to the superior endplate. Resection of the vertebral body distal to the pedicle will create too large a void for simple closure and may complicate placement of an appropriately sized cage if needed, as the lumbar roots preclude placement of large devices. The resection of the vertebral body proceeds using curettes to remove the cancellous bone, preserving the dorsal vertebral body, the ventral cortical body, and the lateral walls. All of these provide stability to the osteotomy. It is important to reserve the cortical portion of the anterior vertebral body. The integrity of this bone will allow for maximum sagittal plane correction through the osteotomy. Any thinning of this bone will weaken it and allow for some collapse during osteotomy closure, which will reduce the angular correction. After removing the cancellous body, the lateral walls are removed with a Leksell rongeur. A stabilizing rod is placed on this side and the same process is performed on the contralateral side. Once the contralateral lateral wall is removed, only the dorsal vertebral body remains. We replace the stabilizing rod to prepare for the removal of the dorsal wall. A Woodson elevator passes underneath the dural sac to ensure no adhesions are present. We will dissect from the disc above to the disc below to ensure all is free. Next, the Woodson is passed under the dural sac so that the tip is seen on the contralateral side. A posterior wall impactor or a large down-pushing curette passes opposite the Woodson as the Woodson is removed. This ensures that no dura mater is caught by the impactor. The posterior wall impaction proceeds with one person holding the impactor in place with two hands, stabilized on the body. Perfect control of this tool is needed to ensure safety and minimize the risk of a ventral dural opening or neurologic injury. Often, the posterior wall can be removed with two impactions. The fragments are removed from the void and the osteotomy is now ready for closure.
There are multiple techniques for closing a PSO. Our preferred technique is to use an articulating bed, where the anesthesiologist bends the bed into lordosis, closing the osteotomy over the stabilizing rods. The surgeon can watch the thecal sac in the midline and the exiting roots through this action to ensure no neural impingement or tension. Closure with an articulating bed also removes the need for compression on screws, which maintains their purchase and integrity. If an asymmetric closure is needed, one can tighten the set screws a bit more on the side that should remain longer, to put some friction in the construct on that side and limit closure. The set screws should not be tight, as this will cause failure at the pedicle–bone interface.
A second method for closure is known as a “construct to construct” or en bloc closure. This technique distributes screw plowing forces over multiple levels, when compared with simply compressing screws around the osteotomy together. A second benefit is that sagittal plane corrections and positions are established prior to the lordosing osteotomy closure. This is an advantage because there is some risk to reciprocal kyphosis in mobile segments around the level of the osteotomy, which will result in less global change in the sagittal plane and potentially result in undercorrection. The constructs above and below the osteotomy are linked via domino connectors, with a third rod on each side. Compression then ensues through the domino connectors thereby distributing the force over the construct. The set screws in the domino are tightened and remain a part of the final configuration.
After closure, the dura must be inspected for compression. Compression can result from inadequate resection of the cranial or caudal lamina. If a Woodson elevator cannot pass freely underneath the lamina, more is resected. There is inevitably dural buckling after the closure. The dural infolding is inspected to ensure that it is mobile and not fixed in place. When probed with a Woodson elevator, the buckling should “run” up and down the midline in response. If it is fixed, then there is a risk of spinal stenosis from the dural buckling, which can cause a neurologic deficit. Duraplasty with a dural substitute can be required in these situations. This is a particular concern in cases of laminectomy membranes, which stiffen the dura. Finally, the nerve roots should be inspected in the foramen. The foramen should be opened and both exiting nerve roots should be tracked from the dural sac and out the foramen to ensure that no compression or tension exists.
Rib autograft or allograft can be placed over the midline deficiency both to encourage fusion and to protect the dura from compression due to bone graft. 28 The lateral gutters are decorticated and bone graft harvested from the osteotomy to ensure a posterolateral fusion.