Complication Management (AVN)



Fig. 25.1
(a) AP X-ray of a right shoulder after ORIF of a 3 part fracture of a 65 year old woman. (b) AP X-ray of the same patient 5 months later. Secondary screw perforation is already present. (c) AP X-ray at 10 months follow up with collapse of the humeral head and secondary glenoid erosion due to screw perforation



In a retrospective study on 48 patients treated with open reduction and angular stable plate fixation after proximal humeral fractures, our work group was able to show that after 1 year the incidence of AVN had been more than doubled at 45 months follow up [7]. The fact that AVN may occur also in the mid- and long-term follow-up shows the importance of a regular follow-up exceeding a 12 months period after fracture in order to react on developing necrosis of the humeral head, especially if the implant is left in place.



Management of AVN


Conservative and operative therapy of AVN is determined by several factors. The type of previous treatment (conservative/operative) and if surgical treatment was performed the type of the used implant (angular stable plate, intramedullary nail, screws, K-wires, etc.) and whether the implant is still in place are important factors to consider. Bedsides these factors it is important to know whether the fracture is healed in an anatomic or nearly anatomic position or if mal-or non-union is present.

In a retrospective study on 121 patients who sustained angular stable plating for proximal humeral fractures and were referred for further treatment due to complications, AVN was the major complication in 68 % (82 cases) [10]. The majority of cases were associated with other complications like non-union, mal-union or loss of reduction. Only in 33 cases AVN developed as result after an anatomic reduction. Thirty-seven of these cases were initially malreduced, 13 cases showed secondary loss of reduction and in 9 cases non-union was present whereas in 59 of these cases a secondary screw cut out was recognizable [10].

These fracture sequelae are best described using the Boileau classification system [1]. The authors were the first to report about a classification system of proximal humeral fracture sequelae. They divided the classification in two surgically important parts according to the need of performing an osteotomy of the greater tuberosity in case of an operative revision using an anatomic shoulder prosthesis was necessary. Accordingly, category 1 describes intra-capsular impacted fracture sequelae with a non- or only minimally displaced greater tuberosity and no need for an osteotomy including AVN and cephalic collapse of the humeral head. In contrast category 2 describes extra-capsular, non-impacted fragments with the need of performing an osteotomy or refixation of the greater tuberosity. Again both categories are divided in two types of fracture sequelae resulting in a total of four types as follows: type 1 shows a cephalic collapse or necrosis of the humeral head, for type 2 a locked dislocation or fracture dislocation (category 1) is described, type 3 shows a surgical non-union of the humeral neck and type 4 presents with a severe malunion of the tuberosity (category 4). In all of these cases AVN may be also associated. I did not find percentages in the literature.

Moreover in a recent study of Moineau et al. a sub-classification system of proximal humeral fracture sequelae type 1 was published. The sub-classification comprised either the absence (types 1A and 1B) or the presence (types 1C and 1D) of osseous deformation of the proximal humerus whereas type 1A represents a cephalic collapse of the proximal humerus, type 1B is associated with gleno-humeral osteoarthritis and type 1C comes along with valgus malunion and type 1D with varus malunion [13].


Conservative Therapy


Conservative therapy of an AVN may be indicated if the patient is not severely disabled due to the AVN or if there are risk factors present making surgical treatment impossible. Gerber et al. reviewed a total of 25 patients with posttraumatic AVN at a mean of 7.5 years after the fracture. Nineteen patients presented with a complete collapse of the humeral head and six cases with partial AVN. The subjective result was excellent or good in 67 % of the patients with partial AVN, whereas only 32 % good or excellent results were reported when the entire humeral head was involved [5].

If there has been previous operative treatment and the implant is left in place the risk of further damage of the glenoidal surface should be determined and taken into account when deciding for conservative treatment. If there is no such risk one should take into account that AVN may develop only in a part of the humeral head, leaving the patient with acceptable function and limited complaints. In any case, every patient should be closely followed with regular x-ray controls in order to determine whether the necrosis progresses or not.


Operative Therapy



Arthroscopy


Shoulder arthroscopy and arthroscopic assisted core decompression has been described for treating AVN caused by other factors than trauma [2, 4, 9]. Jost et al. treated ten patients with proximal humeral fractures and locking plate osteosynthesis suffering from persistent pain and beginning AVN along with a screw cut out with shoulder arthroscopy, capsular release and subacromial decompression along with total or partial hardware removal. In three of the ten cases the AVN progressed and secondary arthroplasty was indicated. None of the ten enrolled patients treated with shoulder arthroscopy showed significant improvement in shoulder function and forward flexion [10].


Partial/Total Implant Removal


Implant removal is mandatory if there is an AVN present with the implant still in place and there is a risk of damage of the glenoidal surface due to the implant.

Especially using locking screws along with locking plates or intramedullary nails a rapid damage may happen to the glenoidal bone stock. This complication of posttraumatic AVN is clearly related to the use of locking implants whereas the frequency of glenoidal destruction due to sharp perforation of screw heads was previously unknown [7, 10, 15].

Removal of the implant may be a sufficient therapy if the fracture shows signs of healing in an anatomic or nearly anatomic position and the AVN is only present in parts of the humeral head. However, it remains difficult to predict whether the AVN will stop and whether this treatment will be sufficient enough also in the longterm. In their series on patients having sustained locking plating for proximal humeral fractures Jost et al. performed partial implant removal in 16 cases and total hardware removal in 41 cases mainly because of a present AVN and/or screw cut-out. After partial hardware removal only three patients did not need any further revision surgery whereas seven patients needed secondary shoulder arthroplasty. After total hardware removal also 20/41 cases needed additional revision surgery with 17 patients being treated by secondary shoulder arthroplasty [10].


Resurfacing Arthroplasty


AVN is a condition which primarily involves only the humeral head as long as there is no involvement of the glenoid due to implant cut-out or due to loss of joint congruency and development of secondary osteoarthritis of the glenoid. Therefore resurfacing of the humeral head may be a sufficient treatment option. However, AVN should only be present in a part of the humeral head and anatomic healing of the proximal humerus should be recognizable. If AVN exceeds 8–37 % of the humeral head, depending on the used implant secure fixation may be difficult and a replacement of the humeral head should be taken into account [11]. Indication for resurfacing arthroplasty or any other kind of hemiarthroplasty should be strictly limited to patients without any changes of the glenoid since secondary glenoidal erosions remain the major complication leading to potential revision surgery [13].

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May 13, 2017 | Posted by in ORTHOPEDIC | Comments Off on Complication Management (AVN)

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