A Pain Science Approach to Postoperative Lumbar Surgery Rehabilitation


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A Pain Science Approach to Postoperative Lumbar Surgery Rehabilitation



Adriaan Louw, Ina Diener, Mark A. Jones



Subjective Examination


History


Six months ago, Dean, a 59-year-old male, arrived at the physical therapy clinic for consultation. He complained of low back pain and accompanying right lateral leg and foot pain. He denied any specific injury or accident but described, rather, a progressive worsening of episodic back and leg pain for the past 5 years. He recalled developing his first episode of back pain spontaneously and experienced intermittent episodes since then. The episodes had progressed to being more frequent and longer lasting, ultimately with the development of increased pain and numbness in the right leg. As the symptoms progressed, he received various conservative treatments, including chiropractic adjustments, medication (non-steroidal anti-inflammatories and muscle relaxants), physical therapy (stretches and exercises) and a session of massage therapy. All seemed to help for a while but then failed to provide more than a few days of relief.



Personal Circumstances


Dean is married with three grown children. His work involves driving a delivery truck, requiring prolonged sitting and lifting/carrying loads varying from 2 to 20 kg. Outside his employment, Dean is a ‘hobby farmer’ – owning some land where he plants various small crops and raises some livestock. Given the persistence of his symptoms, he was referred to our clinic for specialized spinal care and consultation to see what options may be available for his back and leg pain.



Area and Behaviour of Symptoms


On questioning. Dean stated that when the back and leg pain first started, he could find ways to ease the pain. However, at present, he described a constant, variable, deep ache across the low back (L4–S1 area) and a burning, constant pain in the right leg with accompanying intermittent feelings of numbness. The leg pain was by far the most severe of the two pains (L5 and S1 dermatomes) (Fig. 13.1). Dean did not report any paraesthesia in his leg or foot, and the rest of his body chart was unremarkable. The leg symptoms were exacerbated with standing more than 5 minutes and walking more than 10 minutes, and they eased considerably with sitting, within a few minutes. He also reported moderate morning and afternoon stiffness in the low back and difficulty sleeping at night due to the leg pain. The low back pain intensified with transitional movements – from sitting to standing and vice versa, as well as getting in and out of the truck during a working day.


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Fig. 13.1 Body chart illustrating areas of back and leg pain and leg numbness. The ticks indicate areas of no symptoms.


General Health, Medication and Oswestry Disability Index Score


Dean’s general health (medical intake questionnaire) revealed no major medical issues, except being a smoker for the past 40 years. He denied any significant medical tests or treatments in his past. His current medication was a membrane-stabilizing drug (Lyrica), which Dean believed helped his sleep somewhat. His intake forms revealed an Oswestry Disability Index (ODI) score of 54% (severe disability) and a pain rating (Numeric Rating Scale [NRS]) of 7/10. No red flags were detected.



Physical Examination


Observation






Straight Leg Raise (SLR) (Butler, 2000)



No further examination was conducted, and following discussion with (and consent from) Dean, the primary care physician was consulted. Based on the clear neurological findings, worsening presentation and failure of previous physical therapy treatments, it was decided in collaboration with his primary care physician to have Dean undergo imaging studies to rule out any red flags.



Reasoning Question:



  1. 1. Please discuss your decision to forego further physical examination and treatment and instead consult Dean’s primary care physician, highlighting the key features that prompted that judgement.

Answer to Reasoning Question:


Dean presented with a worsening neurological deficit and limited effect of prior rehabilitation in altering his symptoms. The signs and symptoms indicated progressive degenerative spinal stenosis with nerve root involvement (Kovacs et al., 2011; Backstrom et al., 2011; Tran de et al., 2010):



Due to his progressive neurological deficit, failed previous conservative care and significant, worsening pain and disability, it was reasoned additional conservative care would likely result in little added benefit. Although not extensive, these treatments had included a manual therapy and exercise approach, which typically feature as key elements of treatment for a patient with spinal stenosis, yet did not yield significant benefit in Dean’s case.


Additionally, he had not reported any formal imaging to explore possible causes of the progressive worsening. There were several reasons to undertake imaging:



  1. 1. Help aid in diagnosis of the cause of his potential worsening symptoms
  2. 2. Screen for any red flags
  3. 3. Provide a baseline of any degenerative changes in his spine to be compared with potential future imaging to establish progression
  4. 4. Needed for potential invasive treatments, such as surgery and/or epidural steroid injections

Given Dean’s symptoms had been present for years and were seemingly worsening specific to neurological deficit, there was an added concern that the nerves might undergo permanent changes, which might in turn result in permanent deficits. It is well established that permanent changes may occur with persistent irritation of and/or mechanical interference with neural tissue (Lundborg et al., 1983; Lundborg and Dahlin, 1996).


Clinical Reasoning Commentary:


The clinical reasoning underpinning the decision to consult Dean’s primary care physician incorporates judgements across several of the ‘hypothesis categories’ discussed in Chapter 1. These include hypotheses regarding ‘sources of symptoms’ and ‘pathology’ (e.g. recognition of a clinical pattern of progressive degenerative spinal stenosis with nerve root involvement), ‘precautions and contraindications to physical examination and treatment’ (e.g. progressive neurological deficit, significant pain and disability, lack of formal imaging to explore causes of progressive worsening and rule out red flags, concern for permanent change to neural tissue and potential for permanent deficits), ‘management’ (e.g. surgery and/or epidural steroid injections) and ‘prognosis’ (e.g. failure of previous conservative care incorporating appropriate interventions). These judgements do not necessarily occur in a sequential or linear manner (i.e. one hypothesis category considered at a time or in any particular order). That is, information obtained can inform several hypotheses (e.g. same information that elicits hypothesis of nerve root involvement also has implications for ‘precautions’, ‘management’ and ‘prognosis’). Similarly, it is common for the clinician to ask a question with a particular focus or hypothesis category in mind (e.g. source and associated pathology versus psychosocial), but the patient’s response provides something different or more than was asked, requiring flexibility in reasoning so that potentially relevant information is not missed (see discussion of ‘dialectical reasoning’ in Chapter 1). Indeed, the skilled clinician commonly will need to consider multiple hypotheses across multiple categories at many stages of the evolving patient encounter.


In the subsequent weeks, Dean underwent magnetic resonance imaging (MRI) of his lumbar spine, which revealed severe degenerative spinal stenosis at the L4/5 and L5/S1 intervertebral foraminae, a disc bulge at L5/S1 and low-grade anterolisthesis at L5/S1 (Fig. 13.2).


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Fig. 13.2 Patient magnetic resonance imaging (MRI) scan prior to surgery.

Given these imaging findings and progressive pain and disability, Dean underwent a series of three epidural steroid injections, which failed to alter his symptoms. He ultimately underwent an L5/S1 decompressive laminectomy and discectomy, along with a transforaminal lumbar interbody fusion (TLIF) at L5/S1 to decompress the S1 nerve root and remove degenerative changes (Ostelo et al., 2003c). The lamina (right side) was removed, followed by a decompressive removal of the disc material around the L5 and S1 nerve roots. On each level (L5 and S1), two pedicle screws were inserted through the pedicles on each side, followed by connecting rods between L4 and L5. Dean remained in the hospital for 3 days to monitor his recovery, and after inpatient physical therapy (walking, transfers, non-rigid low back brace instruction), he was discharged with instructions to progressively wean himself off the brace over the next 4 weeks. Additionally, he was advised to restrict lifting to 4 kg and avoid driving more than 2 hours at a time, and he was encouraged to walk 3-4 times per day.


Four weeks after surgery, Dean attended a follow-up visit with the spinal surgeon. At the follow-up, he presented with limited active lumbar motion, low back pain, persistent pain in the L5 and S1 dermatomes (50% less than preoperative pain) and persistent difficulty sleeping due to the leg pain. At this point the surgeon recommended physical therapy for postoperative rehabilitation. Dean was referred with a script stating: ‘Evaluate and treat as necessary – TLIF/decompression L5/S1. Focus on stabilization, pain control and function’.



Postoperative Physical Therapy Appointment 1 (5 Weeks Post-op)


Subjective Examination


Dean presented with low-grade (3/10 NRS), constant, variable low back pain, as well as leg pain corresponding to the L5 and S1 dermatomes (5/10 NRS). He had no numbness but did report intermittent pins and needles on the side of his foot (Fig. 13.3).


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Fig. 13.3 Postoperative body chart. The ticks indicate areas of no symptoms.

He reported no change in his medical history from the original preoperative consultation and that he was still using membrane-stabilizing medication to help sleep. He had discontinued any use of pain medication. His ODI score (50%) revealed severe disability (Hakkinen et al., 2007), and his Fear Avoidance Beliefs Questionnaire (FABQ) for physical activity (FABQ-PA) and work (FABQ-W) revealed high fear-avoidance scores (22 and 35, respectively) (Fritz and George, 2002). Dean had not returned to work but was motivated to resume his normal activities, including his truck driving and farming. He was walking up to 1 km 3–4 times per day. Although these walks initially eased his pain, any walk > 1 km started increasing his pain, and hence he walked more frequently for shorter distances rather than less frequently for longer distances. Upon further questioning, Dean revealed an overall anxiety and uncertainty regarding his persistent pain levels after surgery. Although he reported some relief of pain, he was under the impression he would be relatively ‘pain-free’ after surgery and was concerned the pain might in fact increase over time.



Physical Examination


Observation









Motor Control (Richardson et al., 2004, Puentedura et al., 2009)


Dean was instructed and asked to perform a spinal stabilization ‘draw-in’ maneuver to assess his ability to activate his stabilization mechanism while lying supine with knees bent to minimize stress to the lumbar spine. Before the maneuver, he was asked to ensure his spine was in the most comfortable position close to mid-range by repeating end-range positions of anterior and posterior pelvic tilting and finding the most comfortable position midway between the two extremes. When Dean tried to perform the draw-in maneuver, visual inspection revealed various compensatory strategies, including excessive inspiration, overuse of superficial muscles and unwanted pelvic movement.



Reasoning Question:



  1. 2. Please discuss your hypotheses and supporting evidence (from Dean’s presentation and research) at this stage regarding the presence of nociceptive, neuropathic and/or nociplastic pain types.

Answer to Reasoning Question:


Dean’s postoperative clinical presentation was consistent with persistent neuropathic pain of the L5 and S1 nerve roots, due to mechanical sensitivity (no conduction abnormalities) (Smart et al., 2012a, 2012b, 2012c, 2009). This interpretation is supported by the persistent high level of pain, presence of night pain, easing of symptoms with walking (a natural ‘slider exercise’ for the sciatic nerve and aerobic exercise) and symptom reproduction with the SLR and Tinnell tests (Smart et al., 2012a, 2012b, 2012c, 2009; Walsh and Hall, 2009b). Biologically, it is well established that mechanical (e.g. stenosis, bone spurs) and inflammatory (e.g. disc herniation) mechanisms can lead to demyelinization of the proximal nerve root, resulting in an exposed and thus sensitive nerve root, along with activation of the dorsal root ganglion (Saal et al., 1990; Piperno et al., 1997). This sensitization (both mechanical and physiological) of the nervous system has been implicated as a source of persistent pain following lumbar surgery (Piperno et al., 1997; Ulrich et al., 2007). In Dean’s case, the surgery decompressed the nerve root, resulting in a favorable neurological outcome with abolition of weakness, numbness and decreased reflexes.


Reasoning Question:



  1. 3. What was your interpretation of Dean’s scores on the FABQ and his perspectives on his current status (e.g. understanding, cognitions, feelings/coping and interest/motivation/self-efficacy) with respect to your management and his prognosis?

Answer to Reasoning Question:


With the advent of the ‘yellow-flags’ research (Kendall et al., 1997; Grotle et al., 2006), much attention has been given to fear avoidance, and thresholds have been established in regard to the likelihood of returning to work. It is proposed that FABQ-W scores >34 and FABQ-PA scores >14 are associated with a higher likelihood of not returning to work (Fritz and George, 2002; Burton et al., 1999). In Dean’s case, he exceeded both work and physical activity subscale thresholds, putting him at risk of not returning to work. Given the physical demands of both his truck-driving job and ‘hobby farming’, it seemed reasonable for him to have such high FABQ scores. In addition, Dean experienced persistent pain after surgery, which he reported as being contrary to his expectations. With unexpected pain after surgery, fear increases (Louw et al., 2009; Toyone et al., 2005). It has been shown that surgeons often provide patients with an expectation of little to no pain after surgery (Louw et al., 2009; Toyone et al., 2005), which seems contrary to current evidence and experience (Louw et al., 2014b). Dean seemingly had good attitudes regarding returning to work and function and appeared highly motivated, yet this ‘unexpected’ pain may have increased his FABQ scores as evident in his scores. In line with Dean’s plan of care, the psychosocial issues would feature as a key issue needing to be addressed because it is well established that pain, fear and pain catastrophization may negatively impact motor control (Moseley and Hodges, 2005, 2006; Moseley et al., 2004).


Reasoning Question:



  1. 4. What was your interpretation of Dean’s physical examination findings regarding possible sources of ‘symptoms’ and ‘pathology’, and likely ‘contributing factors’ to his activity and participation restrictions?

Answer to Reasoning Question:


Dean’s postoperative physical examination revealed limited movement, increased sensitization and positive decompression of the neurovascular structures. Nociceptive contributions, supported by the presence of appropriate, consistent and pain provocative physical impairments, were likely from the following:



Peripheral neuropathic mechanisms were also likely to be contributing:



In addition, fear-avoidance has been correlated to decreased movement and was likely a significant contributing factor to his limited movement and activity/participation restrictions.


Clinical Reasoning Commentary:


Preoperative neurological deficits and imaging evidence of relevant pathology would have fulfilled contemporary medical criteria for neuropathic pain (Haanpaa et al., 2011; Cruccu et al., 2010; Treede et al., 2008). However, postoperatively, a clinical pattern of ‘neuropathic pain mechanical sensitivity’ was recognized that is important to inform selection of specific treatment strategies.


As recommended in Chapter 4, assessment of Dean’s ‘perspectives’ (i.e. psychosocial status) has included information obtained through both specific questioning in the patient interview and through the use of validated questionnaires. Although understanding patients’ perspectives is important to management (e.g. guiding contextualized therapeutic neuroscience education), questionnaires such as the FABQ provide added quantitative measures with predictive validity for important considerations such as returning to work. Patient perspectives exist along a continuum from positive to negative and are highly individual (Pincus and Morley, 2001). Dean’s high FABQ scores were judged ‘reasonable’, suggesting they may be on the lesser end of a stress continuum and potentially amendable. The judgement that Dean had ‘good attitudes regarding returning to work and function and appeared highly motivated’ illustrates this important attention to positive perspectives that strengthen the prognosis.


Clinical reasoning from the subjective examination is then continued throughout the physical examination, as evident in previous hypotheses regarding nociceptive and peripheral neuropathic pain types being supported through interpretation of physical examination findings. Possible sources of nociception (e.g. spinal joints, sacroiliac joints, hip joints) and potential contributing factors (e.g. altered biomechanics and load) are hypothesized, and patient perspectives (e.g. Dean’s fear-avoidance) are further supported and correlated with decreased physical movement.



Management


After discussion of the examination findings and Dean’s specific goals (returning to work and hobby farming), it was decided to approach the management in two phases. The first phase would focus on pain control, with progression to the second phase focusing on motor control and function.



Phase 1: Pain Control


The primary goal of the first phase was to address Dean’s persistent pain and his high level of fear avoidance. If his pain and fear of pain could be lessened, along with improved pain-free movements and improved sleep, this should optimize his second phase rehabilitation. To obtain improvements in the neuropathic pain, strategies known to help decrease nerve sensitization were utilized, including therapeutic neuroscience education, range-of-movement exercises, neural tissue mobilization and aerobic exercise.



Phase 2: Motor Control and Function


The plan of care aimed to introduce motor control as soon as Dean’s pain, fear and movement capabilities were improving at a satisfactory level. Considering his persistent history of low back pain, high levels of fear and difficulty performing low-level spinal stabilization, it was decided to focus on a more generalized co-contraction of the lumbo-pelvic muscles without undue focus on isolating specific contractions/muscle groups (Louw and Puentedura, 2013).



Treatment


Upon completion of the evaluation, treatment commenced with a brief therapeutic neuroscience education session. It was decided to use a section of a recently developed preoperative neuroscience educational program/booklet to help explain the concept of a hypersensitive nervous system (Louw et al., 2013, 2014a; Louw, 2012) as the reason why Dean still experienced pain after the surgery. To facilitate the learning experience, he was provided with various images, examples and metaphors aimed at explaining the function of acute pain and the concept of sensitization (Table 13.1).



TABLE 13.1







EXAMPLES, METAPHORS AND IMAGES USED TO EXPLAIN THE FUNCTION OF ACUTE PAIN AND THE CONCEPT OF SENSITIZATION TO THE PATIENT

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Apr 2, 2020 | Posted by in SPORT MEDICINE | Comments Off on A Pain Science Approach to Postoperative Lumbar Surgery Rehabilitation

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