Fig. 9.1
Severity and outcome assessment tools for carpal tunnel syndrome
Objective Measurement Tools
In order to check the health of the median nerve, and usually when symptoms of CTS are severe enough for the patient to be considered for surgery, electrodiagnostic studies are performed [20]. There are two types of electrodiagnostic nerve tests: (1) nerve condition velocity (NCV) measures the speed of electricity as it passes through a nerve and (2) electromyogram (EMG) checks the electrical activities of nerves and muscles [21]. Based on these test results and the patient’s history of CTS, the symptom severity scale of the condition will be defined as mild, moderate, or severe [7]. Nerve tests are expensive and painful for patients; many physicians argue that patients may not need to go through these tests [7, 19].
Subjective Measurement Tools
In addition to objective measurement tools , there are a variety of subjective tools that physicians may use to assess the severity of CTS [7]. For example, common clinical provocative CTS tests include Phalen’s test [22], Tinel’s sign [22, 23], the Durkan’s carpal compression test (CCT) [24], or the Katz-Stirrat hand diagram [7, 25] (Table 9.1).
Table 9.1
Description of subjective clinical tests for diagnosis and evaluation of the severity of carpal tunnel syndrome
Name | Description |
---|---|
Phalen’s test (wrist flexion test) | Patient is asked to hold their wrist in complete flexion for 1 min with the forearm held vertically. If pain, numbness, or tingling of the median nerve is reported within 1 min, the test will receive a positive score |
Tinel’s sign | Performed by tapping the patient’s median nerve in six different locations with examiner’s index and middle finger. Administration of taps travels proximally from the transverse carpal ligament to the proximal wrist crease. If tingling or burning is reported by the patient, the test will receive a positive score |
Durkan’s carpal compression test | Performed by examiner placing patient’s thumbs over the median nerve in the area where it crosses under the transverse carpal ligament and exerting pressure for 30 s. If pain, numbness, or tingling is reported within the 30 s, the test will receive a positive score |
Katz-Stirrat hand diagram | Performed without the assistance of an examiner. It involves asking the patient to look at a diagram of a hand and report, in reference to the diagram, which location they experience pain, numbness, or tingling. Locations on the diagram can be scored according to a designated table of criteria |
Qualities of a Good Severity Measurement Tool for CTS
Although most traditional CTS tests have been performed commonly in clinical settings, assessments of their validity, reliability, and responsiveness do not necessarily yield the same results [25]. For example, research shows no correlation between the severity of CTS and results of the Tinel’s, Durkan’s carpal compression, and Katz-Stirrat hand diagram tests [7]. Phalen’s test was the only test to show a positive association between results of the nerve conducting test and severity of CTS [7]. Higher CTS severity scores are positively associated with a higher probability of the Phalen’s test being positive [7]. Reliability of these tests ranged from moderate (0.51 for Tinel’s sign, with a confidence interval of 0.13–0.88) to excellent (0.95 for the Katz-Stirrat hand diagram, with a confidence interval of 0.84–1.00) [7].
Outcome Assessment Tools
In developing any health status questionnaire , there is a tradeoff between breadth and depth of measurement [26]. Generic health outcome questionnaires seek to evaluate health using a broad perspective, ranging from physical to social health. For example, the 36-Item Short-Form Health Survey (SF-36) evaluates eight different domains of health and well-being without being related to any specific illness [27]. Generic questionnaires are usually useful when comparing health status across various conditions [28]. On the other hand, questionnaires that were developed to measure health outcomes related to a specific condition such as CTS or rheumatoid arthritis seek to evaluate symptoms and functions that are very specific to an illness (more depth and less breadth). For example, the Carpal Tunnel Questionnaire (CTQ) evaluates all major symptoms or functions that are specifically related to CTS (e.g., hand and wrist numbness or pain at night) [10]. For health surveys measuring general health status, such as the SF-36, breadth is more important than sensitivity toward a specific illness [26]. On the other hand, for illness-specific questionnaires such as the CTQ, the focus is more on sensitivity to changes in conditions specific to carpal tunnel [7, 9, 29, 30].
Outcome questionnaires have been developed to examine the responsiveness of treatment for CTS in a standardized and non-biased way. A good outcome questionnaire should be reproducible, valid, reliable, and responsive to changes in symptom relief and functioning status (Table 9.2) [26, 30, 31]. With a direct annual cost of more than one billion dollars, carpal tunnel release is the most common surgical procedure performed on the hand [10]. Although patients with CTS are mostly concerned about symptom relief and improvement in hand function [31], up until 1993 the responsiveness of the treatment, including surgical procedures, had been mostly assessed by using physical/objective measurement tools such as nerve studies [10, 31]. Because it was primarily the surgeons who had performed the operations who conducted the outcome studies, the probability of bias was relatively high in supporting the success of the surgical treatment [4]. In this section, we will describe and compare the health questionnaires commonly used to assess the severity and treatment outcomes of CTS. First, we will describe each of the following questionnaires: (1) the Carpal Tunnel Questionnaire (CTQ) ; (2) the Michigan Hand Questionnaire (MHQ) ; (3) the Disability of Arm, Shoulder, or Hand Questionnaire (DASH) ; and (4) the 36-Item Short-Form Health Survey (SF-36) . We will then use properties associated with validated questionnaires to evaluate commonly used health instruments [4, 32].
Table 9.2
Properties of a validated health outcome questionnaire
Name | Meaning | Examples of statistical tools for measurement |
---|---|---|
Reproducibility | Reproducibility or test-retest shows repeatability of the instrument, meaning that instrument yields the same results if used among the same population at two different but close time intervals | • Measurement error (ME) indices coefficient of repeatability (CR) • Smallest real difference (SRD) • Pearson coefficient • Intraclass correlation coefficient (ICC) |
Internal consistency | Internal consistency shows the degree of homogeneity among all the items included in a scale. It is measured by calculating the interclass correlations within each scale | • Cronbach’s alpha |
Validity | A valid instrument should be logically and theoretically acceptable and accurately measures what it is supposed to measure. Sensitivity and specificity of an instrument determines its validity | • Receiver operating characteristic (ROC) curve analysis • Correlation analysis • Regression analysis |
Responsiveness | Responsiveness is an instrument ability to detect change over time. Responsive instrument should be sensitive enough to detect meaningful change in outcome measures of interest before and after the treatment | • Paired t-test • Effective size • Standardized response mean (SRM) of effect size • Responsiveness-retrospective (RR) coefficient of effect size |
Ease of use | Ease of use refers to the time it takes for the subject to fill out the questionnaire and its ease of use. It also refers to other administrative complexities related to the questionnaire such as scoring system | NA |
Carpal Tunnel Questionnaire (CTQ) [10]
Brigham and Women’s Carpal Tunnel Questionnaire (CTQ) is an example of a disease-specific questionnaire designed to evaluate CTS [4]. The CTQ, developed by Levine et al., contains two separate scales: (1) symptom severity and (2) functional status [10]. Severity of CTS is measured using an 11-item multiple-choice questionnaire, focusing on pain, numbness, tingling, and nocturnal symptoms. Each item is scored from 1 (none or mild) to 5 (severe). The mean of all 11 scores is reported as the overall symptom severity of CTS. To measure functional status, an 8-item functioning questionnaire measures a range of activities [10]. Each listed activity is scored from 1 (no difficulty) to 5 (cannot do at all). A higher score on both scales shows a higher severity or a more limited hand/wrist function [10].
A multidisciplinary team of hand surgeons, rheumatologists, and CTS patients developed the CTQ; it contains all essential properties of a valid health instrument: reproducibility, internal consistency, validity, responsiveness, and ease of use (Table 9.2) [32]. The main advantage of this questionnaire is that it is focuses on symptoms and functions most often observed among CTS patients, so it is the most sensitive and responsive questionnaire for CTS. Pearson correlation coefficients of above 90% indicate excellent reliability/reproducibility attributes for both sections of this questionnaire [10]. In contrast, because it is disease specific, the CTQ does not allow for comparisons among different conditions [4].
Regarding validity of the questionnaire , a high correlation between mean scores obtained from the two sections of the test, severity of symptoms and function status, shows that patients with more severe scores had more function limitations. However, the correlation scores between both severity of symptoms and function status and traditional objective tools such as nerve conducting tests show low or poor correlation. For example, the correlation between the result of symptom severity evaluated by the CTQ and the two-point discrimination test, using the Spearman coefficient, was 0.15 and statistically not significant [10]. This is not an indication of low validity of the questionnaire; the provocative and nerve conducting tests and the CTQ capture different outcomes and should be used as complementary tools [10–12, 29].
Michigan Hand Questionnaire (MHQ)
The MHQ is a 57-item hand-specific questionnaire with six different domains that can be administered all together or in isolation [33]. The six domains of the questionnaire include (1) function, (2) activities of daily living, (3) pain, (4) work performance, (5) aesthetics, and (6) patient satisfaction [33]. The MHQ is widely used for various hand disorders [34] and has been translated into many different languages and used in other countries [35, 36].
Patients are asked to answer each question for each domain using a scale of 1–5 [33]. The sum of scores for each domain can total up to 100. With the exception of the pain domain, in all other domains a score of 0 represents the worst outcome and score of 100 represents the best [33, 37]. Like DASH, the MHQ can also be used for other hand disorders [38, 39]. However, because it covers hand and the wrist in the global assessment, it is more specific. The MHQ is the only hand questionnaire that distinguishes between the two hands and can be used to compare the severity of symptoms and function of one hand with the other [30].
Like DASH, the MHQ also has a 12-item brief MHQ to reduce the burden of answering long questionnaires for patients [40]. Both the MHQ and brief MHQ have been proven to be reliable, valid, and responsive hand outcome instruments and used to assess effectiveness of treatments for different hand disorders including CTS [30, 39, 40]. The MHQ has many advantages over other similar hand questionnaires. The MHQ is specific to hands but not to any specific disorder; this gives the questionnaire a desirable depth and adequate breadth. Additionally, having different domains makes it flexible and responsive for each specific disorder. For example, in assessment of CTS, the aesthetics domain can be excluded without affecting the results of the questionnaire [30]. Also, because the MHQ distinguishes between the two hands makes it possible to compare the outcomes of the affected hand with the unaffected hand. Most importantly, because the MHQ can measure outcomes of all hand and wrist conditions (e.g., CTS, carpometacarpal thumb arthritis, rheumatoid arthritis of hand, etc.), it can be utilized in comparative effectiveness studies across various conditions.
Disabilities of the Arm, Shoulder, or Hand Questionnaire (DASH)
DASH is a 30-item self-administered questionnaire that was designed to measure physical function and severity of symptoms in patients with any upper extremity musculoskeletal disorder [41–43]. DASH was developed to fill the gap in longitudinal assessment of patients with one or multiple upper extremity disorders or injuries [41]. DASH contains two main domains: (1) symptoms and (2) function status, including physical, social, and psychological functioning [43]. Patients are asked to choose the level of difficulty of doing an activity or severity of a symptom, using a five-point Likert scale, with a higher score indicating a greater level of severity and disability [41]. To calculate the DASH total score, one needs to add all the responses (ranging between 1 and 5) and subtract 30 from the total; then, the total has to be divided by 1.2 to get a DASH score out of 100 [41]. If more than three items are not answered (missing), the overall DASH score cannot be calculated [41]. DASH combines questions related to symptom severity and functioning into one single questionnaire. The total score ranges from 0 to 100, with 0 representing perfect functioning and 100 representing the worst symptoms and disability [43]. Examples of activities include preparing a meal, pushing a heavy door, and making a bed. The functioning portion of the questionnaire includes general questions regarding pain, weakness, or tingling of the arm, shoulder, or hand, ranging from none to extreme [41].
DASH has been translated into many different languages and used widely in other countries [42]. Late in 2005, a shorter version of DASH , an 11-item questionnaire called QuickDASH, was developed to ease the burden of answering too many questions for the patients [44]. Both the DASH and QuickDASH questionnaires have proven to be reliable, valid, and responsive to clinical changes for upper extremity injuries and disorders (Table 9.3) [42, 46].
Table 9.3
Standardized response means (SRM) of the SF-36, the DASH, the MHQ, and the CTQ subscales 4 or 6 months after carpal tunnel release