Fig. 8.1
(a and b) AP and lateral radiographs of a fracture dislocation in a 70-year-old male. (c and d) 3D reconstruction images of a four-part proximal humerus fracture demonstrating the severity of the damage to the bone
The Incidence of Degenerative Rotator Cuff Tears in the Elderly
A cadaveric study demonstrated the incidence of full-thickness tears increased with increasing age. In cadavers less than 60 years of age the incidence of rotator cuff tears was 6 % compared to 30 % in over 60 years of age [14]. This study excluded all partial-thickness tears. The incidence of rotator cuff tears and the severity of these full-thickness tears are likely exacerbated with displaced proximal humerus fractures. This might explain some of the poor functional results with >60 year old patients with ORIF or Hemiarthroplasty after displaced proximal humerus fractures.
Prosthetic Replacements in Fractures
Prosthetic replacements with hemiarthroplasty and reverse total shoulder arthroplasty have consistently shown good results in pain relief [15]. Recent studies have shown that RTSAs have greater function in the >65 years age group than does Hemiarthroplasty or ORIF. In our experience even poor outcomes with RTSA generally do better than poor outcomes with hemi-arthroplasty. Reverse total shoulder arthroplasty outperformed hemiarthroplasty and ORIF with regard to forward flexion, American Shoulder and Elbow Society score, University of Pennsylvania shoulder score, and Single Assessment Numerical Evaluation score in proximal humeral fractures [15]. RTSA appears to provide superior range of motion early and more predictably when followed over time. Many authors have noted that cost is a reason for HA or ORIF over RTSA. However, the total or overall cost on the system with RTSA has significant cost saving to Medicare [8]. These studies bear out our clinical experience of primary reverse shoulder arthroplasty vs. hemiarthroplasty or ORIF for the elderly patient population with displaced proximal humerus fractures.
Indications for RTSA in Fractures
We recommend RTSA for acute elderly (physiologically >70 year old) patients with poor biologic potential for fracture healing, three or four-part proximal humerus fractures that have an articular head split, fracture dislocation, or comminution of the greater tuberosity. In addition to these criteria in the acute setting, deltoid function must be reasonably preserved. Glenoid bone stock and quality must be able to accept the implant and screws for secure fixation. The ease of postoperative care and the lack of need for formal rehabilitation may be of importance for the selection of RTSA to manage acute fractures in elderly patients with severe osteopenia [16] (Fig. 8.2a–d).
Fig. 8.2
(a and b) AP and lateral radiograph of a three-part proximal humerus fracture. (c and d) Reverse Total shoulder arthroplasty for three-part proximal humerus fracture in a 74-year-old male
In addition these chronic criteria are also acceptable: tuberosity malunion in the elderly, tuberosity nonunion, proximal humerus malunion, proximal humerus nonunion, and fractures with a deficient rotator cuff.
Contraindications
Nonsurgical management is generally reserved for patients with significant medical comorbidities that would preclude them from undergoing a surgical procedure. Patients who refuse or are unable to follow postoperative protocols (dementia or ipsilateral lower extremity fracture) will likely have poor results and unsatisfactory outcomes. Complete axillary nerve palsy is a contraindication because of the very high probability of recurrent instability and the minimal potential gain in function [8]. Nonoperative management should be considered in these situations. Infection, neuroarthropathy, and substantial glenoid bone loss (defects or severe erosion) are also contraindications.
Surgical Planning
Adequate X-rays of the fracture are essential to plan the procedure. Complete anterior/posterior, axillary Y, and axillary lateral views of the shoulder will aide in glenoid bone stock evaluation. If these films are unobtainable or poor quality a CT scan of the shoulder should be obtained to evaluate the glenoid and fracture pattern. A/P and lateral images of the humerus may reveal segmental humeral shaft injuries that could preclude the use of certain implants. Available OR staff that are knowledgeable of the implants and procedure decrease operative duration and likelihood of unexpected complications.
Hood Wear
We perform the majority of our RTSA in an academic setting, and as such we believe the hood is of benefit to avoid bacterial shedding during cases where discussion is necessary. The use of hoods may also protect the surgical team from potential contamination from the patient if they have Hepatitis or HIV. However, using a surgical hood is not required.
Patient Positioning
We prefer a modified beach chair position with the head of the table at 30° and the operative arm draped free, and mobile to full abduction in the extended position. This usually requires a surgical table with a removable side. This is critical to evaluate implant height and for glenoid exposure. We use a draped out Mayo stand to aid in arm control and placement to allow surgical assistants to be able to use their hands and not have to hold the extremity.
Skin Preparation
Infection after RTSA can be devastating, and with the increased dead space around the implant, secondary to its design, proper skin preparation to avoid infection is crucial. Propionibacterium acnes (P. acnes) has been shown to be an opportunistic aero-tolerant anaerobe of the normal skin flora about the shoulder that can cause infection if the skin is not appropriately prepped. We prefer to use hydrogen peroxide to cleanse the skin before surgical prep (P. acnes is sensitive to hydrogen peroxide) with clorihexdine and re-prep the skin edges before skin closure.
A number of delayed infections are caused by P. acnes. Antimicrobial susceptibility testing on 28 strains from the shoulder showed antibiotics with the lowest MIC values against P. acnes (MIC50 and MIC90) included penicillin G (0.006, 0.125), cephalothin (0.047 and 0.094), and ceftriaxone (0.016, 0.045), while others also showed activity. Strains resistant to clindamycin were also noted [17].
Preoperative Antibiotics
Because of the emergence of P. acnes we have included in our preoperative regiment Ancef and Vancomycin given 30 min before the skin incision is made. The Vancomycin is only given during the procedure and then discontinued. Ancef is given during the procedure and continue for three doses postoperatively as in most arthroplasty cases.
Implant Selection
Understanding the mechanics of your RTSA implant is critical to understanding the best implant for your patient. Implant designs focus to medialize or lateralize the center of rotation. Each implant has benefits and potential complications. Many implants now have what has been termed a platform stem. Meaning that the humeral component creates a unified platform where either a reverse ball and socket or a hemiarthroplasty component can be placed depending on the circumstances. This also allows an exchange of the implants from a hemiarthroplasty to a reverse or vice versa in revision cases without removing the stem (Figs. 8.3, 8.4, and 8.5).
Fig. 8.3
Computer-generated example of the lateralized glenoid—Encore
Fig. 8.4
Computer generated example of the medialized glenoid—Gramont (Tornier, Depuy) Zimmer, Biomet
Fig. 8.5
Computer generated example of the inferior lateralized—Exactech
Surgical Techniques
Surgical intervention can be undertaken in the immediate postinjury period or delayed if other injuries or medical conditions need to take precedence.