Grade slip
Symptoms present
Treatment
I/II
No
Radiographic follow-up
I/II
Yes
Activity modification, bracing; surgery for failed conservative management
III/IV
No
Fusion
III/IV
Yes
Fusion
The focus of this chapter will be to discuss the results of those patients who have undergone surgery for management of their deformity. We will first focus on symptomatic low grade spondylolysis that has failed conservative management before transitioning to management of high grade spondylolisthesis.
Results of Management of Low Grade Pediatric Spondylolysis and Spondylolisthesis
The indications for treatment of spondylolysis with grade I or II slip are defined by the presence of symptoms. For the majority of patients, the chief complaint is pain. Failure of nonsurgical management including activity modification, physical therapy, NSAIDs, and occasionally bedrest are indications for operative intervention.
In situ bilateral lateral fusion performed at the site of the pars defect is the mainstay of surgical treatment, which may be accomplished via several methods.
Kimura and Buck originally described the technique of direct repair consisting of a posterior approach to the pars interarticularis and arthrodesis using laminar screws with autograft [3, 4]. Buck later rewrote on the technical difficulty of proper screw placement for this procedure [5]. Follow-up for this was examined by for 18 patients undergoing this technique, with 15 patients having satisfactory results based on the Henderson criteria (Table 24.2). For the remaining three patients who had a poor outcome, repeat imaging showed a pseudarthrosis at the site of the defect of the pars interarticularis [6].
Table 24.2
Subjective assessment guidelines
Excellent: No pain, return to normal occupation and normal sport |
Good: Occasional pain after strenuous activity, return to normal occupation and less strenuous sport |
Poor: Pain persists, unable to return to occupation and to partake in sport |
A similar approach has also been described by Nicol and Scott using 18-gauge stainless steel wire around the transverse process bilaterally and then tightening the wires to each other inferiorly to the posterior spinal process. Multiple modifications of this procedure have been described with similar results [7, 8]. Larger patient series using this technique in patients with Grade I spondylolysis yielded satisfactory results in 20 of 22 patients, with 16 excellent and 4 good outcomes. Radiographically, the 17 patients whose defects healed had excellent (14) or good (3) results [9, 10]. A series performed by Askar et al. in patients younger than 25 years undergoing Scott wiring for symptomatic spondylolysis also further reinforced this, yielding “good” or “excellent” results in 12 of 14 patients with a mean follow-up period of 10.9 years [11].
Long-term follow-up results on 62 patients for isthmic repair performed with Buck, Scott, or a modified Scott technique showed an excellent result observed in 83.3 % of patients operated with the modified Scott technique. This was in comparison with patients operated with the Scott (62.5 %) and the Buck technique (28.5 %). Of those patients with clinical and radiological failure, 57 % of patients with the Buck technique received a subsequent posterior fusion compared to 12.5 % with the Scott technique and 2.7 % with the Scott modified technique. The most common reason for revision was symptomatic pseudarthrosis and progression of spondylolisthesis [10].
This approach was further modified with the advent of pedicle screws as an anchor for fixation. Rovin and Songer described a combination of the Scott technique and the Morscher technique, using a hook screw in place of cables. The combined technique, the modified pedicle screw-cable construct was performed in 1998 and involved placing a special pedicle cable-screw into the pedicle of the involved vertebra. Seven patients underwent this procedure with five rating outcomes as excellent and in two as good, according to the Prolo score [12]. Further retrospective analysis of this technique showed excellent results clinically and on radiographic examination [13].
Similarly good outcomes have been described using this technique and the similar pedicle screw-laminar hook method by several authors [14–17]. Shah et al. performed a similar retrospective analysis comparing direct laminar screw fixation to that of pedicle screw-rod-hook technique. Using the Macnab criteria (Table 24.3) for pain assessment, results showed excellent or good outcome in eight of nine patients in the direct laminar screw group and six of seven patients in the pedicle screw-rod-hook group. However, there was a significant increase in surgical time and estimated blood loss among the pedicle screw group, as it required greater surgical exposure [18]. This was confirmed by a larger study examining 47 consecutively enrolled patients who underwent pedicle screw with universal hook system or direct pars screw fixation. Successful bone fusion rate was 78.3 % in the pedicle screw group, and 93.3 % in the direct pars screw group, with decreased operation time, amount of blood loss, hospital stay, as well as better clinical outcome in the latter cohort [19].
Table 24.3
Macnab outcome criteria
Excellent: No pain; no restriction of activity |
Good: Occasional pain of sufficient severity to interfere with the patient’s ability to do his/her normal work or his capacity to enjoy leisure hours |
Fair: Improved functional capacity, but handicapped by intermittent pain of sufficient severity to curtail or modify work or leisure activities |
Poor: No improvement or insufficient improvement to enable increase in activities; further operative intervention required |
To combat this trend, minimally invasive methods have been devised to attempt to lower blood loss and decrease hospital stay time. The neurosurgery group at John Hopkins reported on a series of consecutive pediatric patients with bilateral L5 spondylolysis treated utilizing a minimally invasive direct repair using a pedicle screw and cable construct with direct repair of the pars defect. Early follow-up in the first 8 months yielded excellent result with resolution of symptoms in all patients [20].
The orthopedic surgery group at Johns Hopkins retrospectively analyzed 31 patients undergoing intralaminar screw fixation for spondylolisthesis with a minimum follow-up time of 2 years. Preoperative pain was reduced by VAS scores and of the 25 athletes who underwent the procedure, 19 returned to competitive sports with a mean postoperative VAS score of 1 point at a mean of 6 months after surgery. One patient required revision posterior fusion and two patients sustained unilateral intralaminar screw fractures. Also of note, MRI findings, age, and degree of disc degeneration had no effect on outcome which goes against the current practice standard of mandatory MRI evaluation of the involved discs at the level of the defect to assess degeneration which have been hypothesized to prevent a positive outcome [21] (Fig. 24.1).
Fig. 24.1
(a–c) Preoperative imaging showing pars defect in a pediatric patient. (c, d) Postoperative imaging after direct pars interarticularis repair using compression screw technique with bone graft
Alternatives to Direct Repair
In addition to excellent results in the majority of patients undergoing direct pars interarticularis repair, definitive posterior fusion can achieve similar positive results. In those patients failing or not candidates for direct repair, a single level posterior spinal fusion has been advocated and has been described both with and without the use of postoperative immobilization in either brace or cast [19, 22–24]. Retrospective analyses of patients treated with uninstrumented posterolateral fusion for grade I and grade II disease demonstrated fusion rates greater than 83 % and relief of symptoms in more than 75 % [22, 25].
To compare results of posterolateral fusion to direct repair, long-term follow-up in 23 patients treated by Scott’s repair was contrasted with 25 patients treated by posterolateral segmental fusion without instrumentation. At mean follow-up time of 54 months, 87 % of the Scott’s group and 96 % of the fusion group had occasional pain which did not interfere with daily activities or no pain at all. There was no statistical difference in the subjective, clinical, or functional outcome between the two operation groups [26]. At long-term follow-up of 15 years, the previously improved ODI slowly decreased for the direct repair group compared to the segmental fusion which was statistically significant, but only moderately apparent in terms of difference in clinical exam [15]. As such, patients with direct repair may not do as well as those with single level fusion long term, possibly due to the fact that direct repair does not protect the disc of the lytic/olisthetic segment from further degeneration. In comparing posterior vs. posterolateral fusion at 20-year long-term follow-up, nonunion was present in 34 % of patients after posterior fusion and in 13 % after posterolateral fusion, with 14 % of patients reporting back pain often or very often at rest [27].
Comparison of posterior lumbar interbody fusion versus posterolateral fusion with instrumentation in the treatment of low grade isthmic spondylolisthesis showed good or excellent results in 22 (88 %) cases in the PLIF group and 19 (76 %) cases in the PLF group. Fusion rates were 100 % in the PLIF group and 84 % in the PLF group with no difference in the complication rates for each group at 3.3 year mean follow-up [28]. Overall, satisfactory long-term results and patient satisfaction can be anticipated with direct repair as well as posterior/posterolateral fusion techniques for low grade spondylolisthesis.
Results of Management of High Grade Pediatric Spondylolisthesis
Surgical management of spondylolisthesis should be reserved for the subset of patients who have failed conservative management who have persistent pain or a limitation to their physical activities. Again using the original treatment guidelines set by Wiltse, skeletally immature patients with slip greater than 50 % are recommended for surgical fusion regardless of the presence or absence of symptoms. For higher grade spondylolisthesis (III and greater), the algorithm of treatment becomes more unclear and has numerous possibilities in terms of fixation type, levels of fusion, and reduction vs. in situ fusion. These cases often present the greatest challenges to the pediatric spine surgeon and are associated with increased risk of complication and morbidity [29, 30]. Here, we will compare results of these interventions including rates of pseudarthrosis, outcomes, and neurologic risk.
Obtaining a thorough history and documentation of physical exam findings, particularly those of nerve root compression (e.g., radiculopathy, weakness, and sensory deficit). In these cases, decompression of the nerve root alone or with fusion (instrumented vs. non-instrumented) is advised. Historically, decompression was performed without concurrent fusion and often resulted in slip progression and pseudarthrosis. This procedure, first described by Gill in 1955 involved removal of the loose posterior element showed good outcomes in early results, but increased slip in 14 % of patients, in long-term follow-up [31]. However, this was difficult to repeat as subsequent studies have shown poorer long-term results with or without slip progression [32, 33]. As such, current recommendations advocate for the use of spinal fusion with instrumentation as an adjunct to any decompression of the posterior elements. In doing so, the surgeon weighs the risk of increased instability against wider decompression of the neural elements. By utilizing instrumentation with fusion of the affected vertebral levels, both stability and adequate release of the involved nerve roots can be obtained. The fusion itself can be performed with or without reduction of the slip with anterior or posterior procedures including posterolateral or interbody fusion.
Masoudi et al. compared outcomes of posterolateral fusion against lumbar interbody fusion using instrumentation using Oswestry low back pain disability scale and the visual analog scale and showed that posterolateral fusion had better clinical results and decreased back pain, but a lower rate of fusion compared to PLIF [34].
In Situ Fusion
In situ fusion of the spine is advocated by many as it serves to prevent further slip and decrease overall pain, but to stabilize the spine for decompression. In situ fusion has shown good results with or without postoperative cast immobilization [35–38]. Long-term follow-up for patients with high grade (<60 %) slip undergoing in situ uninstrumented fusion via anterior, posterior, or circumferential technique was analyzed by Poussa et al. and revealed slightly improved clinical outcomes measured by the ODI in circumferential fusion group, with and associated decrease in lumbar range of motion. Despite the high grade slip and radiologic evidence of nerve root compression, clinical findings of nerve weakness were not usually present [15, 30, 39–41]. Likewise, other groups have advocated for circumferential fusion with addition of a fibular allograft or autograft strut through the S1–L5 vertebral bodies or trans-sacral hollow modular anchorage screws to provide the best opportunity to limit symptomatic pseudarthrosis while obtaining good functional outcomes and limiting slip progression [29, 42–45]. However, even in situ fusion without reduction carries a risk of development of acute cauda equina. In these instances, immediate decompression that includes resection of the posterosuperior rim of the dome of the sacrum and the adjacent intervertebral disc is recommended [46, 47].
For those patients with unsatisfactory results including cauda equina or symptomatic pseudarthrosis, the majority who undergo reoperation achieve good results [37]. Overall, patient satisfaction of greater than 80 % can be expected for those with high grade spondylolisthesis undergoing in situ fusion [48] (Fig. 24.2).
Fig. 24.2
(a) Preoperative neutral and forward flexion films showing Grade I/II L5–S1 slip. (b) Postoperative radiographs after reduction and posterolateral fusion
Reduction of Slip
Reduction of high grade spondylolisthesis offers several advantages compared to in situ fusion at the risk of increased surgical time, higher technical demand, and risk of L5 nerve radiculopathy (most common complication) [49]. Several techniques for reduction of high grade slip have been described, and are reserved primarily for patients with severe sagittal imbalance, high mobility of the slip on lateral flexion–extension radiographs, and preoperative radiculopathy requiring wide decompression.
Numerous reduction techniques have been described including single and multiple stage procedures with use of traction, anterior, posterior, combined fusion, as well as interbody fusion. Bradford and Boachie-Adjei described a two-stage procedure with posterior decompression and posterolateral fusion followed by temporary halo-skeletal traction. The second stage then utilized ALIF followed by cast immobilization, resulting in correction of sagittal alignment, solid fusion, and only one incident of persistent back pain with radiculopathy [50]. Similarly good outcomes were obtained using Harrington distraction rods to obtain reduction with concurrent posterolateral fusion followed by anterior lumbosacral fusion using two bicortical wedge-shaped iliac grafts, or pedicular fixation using posterolateral fusion combined with PLIF [42, 51].
A long-term comparison of patients who had undergone in situ fusion vs. in situ with reduction and postoperative cast immobilization showed a decreased rate of progression of slip and lumbosacral kyphosis, but overall similar clinical and functional outcomes. The authors advocated that reduction should only be performed if it results in an improvement in the rate of fusion, functional outcome, or cosmesis [52]. Partial reduction of high grade spondylolisthesis combined with wide decompression of the posterior elements has also been advocated, combined either with circumferential staged anterior and posterolateral fusion, or single stage combined posterolateral and posterior interbody fusion [51, 53–57].. In a retrospective study, Helenius et al. compared patients treated using posterolateral fusion, anterior fusion, or circumferential fusion without instrumentation for high grade isthmic spondylolisthesis. They concluded that uninstrumented circumferential fusion had improved correction of kyphosis, ODI, and SRS scores [58]. Partial, rather than complete reduction of the sagittal deformity when combined with wide decompression and stable fusion technique through combined anterior/posterior approaches or single posterior approach with interbody fusion, appears to provide stable, safe results with decreased rates of postoperative nerve root compression and cauda equina [57].