Fig. 15.1
(a) The coronal reformats in computed tomography of a lumbar scoliosis patient shows collapsed narrow disc spaces and osteophytes that are almost bridging over the disc space. (b) These are radiographs of a patient with degenerative scoliosis. In the Schwab classification, the patient would have a classification of L for the lumbar curve, +++ for the marked gap between the pelvic incidence and lumbar lordosis, +++ for a large positive sagittal balance with a high SVA, and +++ for the high pelvic tilt
The goal of surgical correction of the lumbar scoliosis has to include consideration of the sagittal plane. The surgical plan may require intradiscal work, posterior releases, or Smith-Petersen osteotomies just to correct the sagittal plane. The aim of the sagittal plane realignment should be to get a gravity line that passes through or behind the femoral heads. Try to achieve a lumbar lordosis and pelvic incidence within 10° of each other. The pelvic tilt should be close to 20°. In older patients, the sagittal correction may not need to be as perfect because the older patients sometimes naturally have a SVA that is greater than the normal population. This area is currently being investigated by many researchers. The eventual goal may be to adjust the sagittal correction with the normal age parameters of that age group.
The author’s personal preference is to determine if the anterior approach is needed from the sagittal profile of the lumbar spine. If there is a significant thoracolumbar kyphosis or lumbar kyphosis, an anterior approach is performed prior to the posterior procedure. Special emphasis is placed on obtaining adequate lumbar lordosis in line with the pelvic incidence for that specific patient. The lumbar and thoracolumbar kyphosis is harder to correct with posterior-only approach. Intradiscal approaches can be used via lateral, transforaminal lumbar interbody fusion or posterior lumbar interbody fusion to help correct the lumbar kyphosis as well.
Strategies for Correcting Lumbar Scoliosis
Adult lumbar scoliosis is a challenging deformity to correct in adults for all the reasons described already. There are various strategies involved in the assessment and correction of the lumbar spinal deformity.
Posterior Release
There is a spectrum of posterior-only releases and osteotomies. The posterior release also known as the wide posterior release was first described by Shufflebarger [9, 10]. He uses this approach with a three-stage approach done in a single day. He first performs a posterior release by removing the ligamentum flavum interspinous ligament and release through the facet joints with partial facetectomy. At the time of the posterior release, he places the pedicle screws in the lumbar spine. He performs an anterior approach and discectomies at multiple levels in the lumbar spine. The disc spaces are then prepared for fusion with disc height elevation with harms cages. The posterior procedure then involves placing the final rods and compression to achieve lordosis and correction of the lumbar scoliosis. The multiple stages of posterior and anterior and then posterior approach are not used very often. Most deformities are done posterior-only or anterior or lateral approach followed by posterior approach.
Posterior Facetectomy
The posterior approach involves removing the interspinous ligament, part of the spinous process and lamina, the ligamentum flavum, and the entire facet joint. This was originally described in a fused spine where the osteotomy was performed through the facet joint that was already fused (Smith-Petersen osteotomy) (see Fig. 15.2a, b). In the mobile spine with supple disc spaces, the release is called a Ponte osteotomy. The osteotomy allows for aggressive posterior release, direct decompression of the neural elements, and shortening of the posterior column. Most surgeons are able to achieve 5–10° of lordosis through each level of osteotomy. This osteotomy can be very useful in correction of the lumbar curve as well as obtaining lumbar lordosis. If the disc space is rigid or fused, a posterior-only facetectomy is not as effective and may need to be combined with additional approaches and releases.
Fig. 15.2
(a) This intraoperative photograph illustrates a fused spine. (b) The Smith-Petersen osteotomies are performed to correct the spinal deformity. The osteotomies are performed between the two sets of transverse processes to the canal before correction. This intraoperative photograph illustrates a fused spine
Posterior Interbody Release
Various posterior lumbar interbody fusion techniques have been utilized. Posterior lumbar interbody fusion (PLIF) was the first to mobilize lumbar segments at multiple levels. After mobilization of the discs, posterior lumbar interbody spacers are placed to achieve lordosis as well as provide stability. This can be accomplished utilizing a bilateral approach. More recently, transforaminal lumbar interbody fusions (TLIF) have been utilized more often. The transforaminal lumbar interbody cage is inserted from one side only compared to the posterior lumbar interbody fusion cages that are inserted bilaterally. Transforaminal interbody fusion cage is shaped like a crescent and placed as anterior as possible to create lordosis. The PLIF approach involves more retraction of the nerve roots and can cause nerve root damage. It is however very useful in mobilizing the disc space bilaterally. Difficulty with the transforaminal lumbar interbody fusion technique is the amount of distraction that can be obtained within the disc space without cutting the annulus. If the annulus is mobile, the TLIF approach is very successful. On the other hand, if the annulus is stiff and fibrotic, it is difficult to obtain release of the disc space and adequate distraction to gain lordosis. In addition, the end plate preparation and placement of the graft have to be meticulously done to avoid end plate violation and subsequent graft subsidence. A study reported by Cho et al. found that 42 % of the patients developed sagittal decompensation after TLIF combined with a posterior fusion [11]. The preoperative sagittal imbalance as well as a high pelvic incidence proved to be the most significant risk factors in developing sagittal decompensation postoperatively. This study also found additional complications at the more distal segments including pseudarthrosis and implant failure at the lumbosacral junction. The radiographs shown in the paper found that the S1 screws were not protected with iliac fixation [11]. Other authors have also shown that sagittal plane realignment is very important but harder to obtain with TLIF [12].
Lateral Release
Lateral minimally invasive approaches have been developed by multiple surgeons. There are two basic approaches. The first approach obtains disc access by dilating through the substance of the psoas muscle. There is a specific retractor that docks onto the disc space and then is used to dilate the muscle in a controlled fashion. Neural monitoring is used to place and dilate this retractor to avoid damaging the lumbar plexus [13–15]. The next approach achieves disc access by docking anterior to the psoas muscle [16]. This minimally invasive approach attempts to minimize the risk of injury to the lumbar plexus. The lateral minimally invasive approaches have had some adverse events. The grafts that are used can subside into the vertebral body if the end plate is not carefully prepared or the graft violates the end plate as it is inserted. The lumbar plexus is at risk as it is in the substance of the psoas muscle. There have been reports of pain from compression of the lumbar plexus and weakness in the proximal thigh. The recommendation is to minimize the distraction of the self-retaining retractor and minimize that time the retractor is pushing onto the lumbar plexus through the psoas muscle. Neural monitoring is mandatory for this technique especially when dilating through the psoas muscle in order to prevent nerve damage.
Anterior Release and Posterior Fusion
The anterior release through a thoracoabdominal or lumbar approach has been used for decades. Thoracoabdominal approach is performed for patients that need an approach to the thoracolumbar curve. Patients with thoracolumbar curves that are associated with kyphosis may benefit from the anterior release, discectomy, and fusion. Thoracoabdominal approach involves taking the diaphragm down. This approach is more extensive since it requires a chest tube and closure of the diaphragm, chest, and abdominal muscles. The lumbar anterior approach is tolerated better as this does not require a chest tube. The lumbar anterior approach can be done through a flank incision, paramedian, Pfannenstiel, or midline approach. The lumbar anterior approach is still a popular approach to obtain a release of the lower lumbar spine segments. After the annulotomy and discectomy are performed, the amount of distraction that can be obtained to gain lower lumbar lordosis appears to be more effective with large lordotic grafts. The anterior approach is frequently combined with a posterior release, instrumentation, and fusion. This method is extremely powerful in obtaining correction of the fractional lumbosacral curve and large lumbar curves that are stiff. In addition, the anterior discectomy and grafting are extremely helpful in obtaining a reliable fusion. The anterior disc space is an ideal fusion bed, there is heavy bleeding from the bony surface area of the end plate of the vertebral bodies, and the graft is under compression. The distance that the fusion has to occur from one end plate to the other is smaller compared to the intertransverse process distance in a posterolateral fusion. Figure 15.3 is an example of the patient with lumbar kyphosis that was treated with an anterior release, posterior release, and posterior instrumentation and fusion. The anterior release is very powerful in helping reverse the kyphosis into lordosis.