Prolotherapy is an injection-based complementary and alternative medicine (CAM) therapy for chronic musculoskeletal pain. The historical roots of therapeutic intervention that may have similar underlying mechanisms of action, however, extend to antiquity. Hippocrates anecdotally described the use of hot wires to create scar tissue (sclerotherapy, an early name for prolotherapy) in cases of severe shoulder dislocation in soldiers. Prolotherapy injections have been used for approximately 100 years by physicians practicing both conventional and complementary medicine. Modern applications can be traced to the 1950s when prolotherapy injection protocols were formalized by George Hackett, a general surgeon in the United States based on his clinical experience of more than 30 years. Although techniques and injected solutions vary by condition, clinical severity, and practitioner preferences, a core principle of contemporary prolotherapy is that a relatively small volume of an irritant or sclerosing solution is injected at sites on painful ligament and tendon insertions, and in adjacent joint space over the course of several treatment sessions. Prolotherapy is becoming increasingly popular in the United States and internationally, and is actively used in clinical practice. Increased quantity and quality of the scientific literature supporting prolotherapy, internet reports, and the use of prolotherapy by prominent sports personalities all contribute to a growing visibility and interest among physicians and patients. A 1993 survey sent to osteopathic physicians estimated that 95 practitioners in the United States were estimated to have performed prolotherapy on approximately 450,000 patients. However, this survey likely underestimated the true number of practitioners dramatically because only 27% of surveys were returned. No formal survey has been done since 1993. The current number of practitioners actively practicing prolotherapy is not known but is likely several thousand in the United States based on attendance at CME conferences and physician listings on relevant websites. Prolotherapy has been assessed as a treatment for a wide variety of painful chronic musculoskeletal conditions that are refractory to “standard of care” therapies. Although anecdotal clinical success guides the use of prolotherapy for many conditions, clinical trial literature supporting evidence-based decision-making for the use of prolotherapy exists only for low back pain, several tendinopathies, and osteoarthritis.
Nomenclature
Nomenclature surrounding prolotherapy has evolved. This procedure, now known most commonly as prolotherapy, has been identified using names consistent with existing hypotheses and understanding of possible mechanisms of action. Nomenclature has reflected practitioners’ perceptions of prolotherapy’s therapeutic effects on tissue. Historically, this injection therapy was called “sclerotherapy” because early solutions were thought to be scar-forming. “Prolotherapy” is currently the most commonly used name, and is based on the presumed “proliferative” effects on chronically injured tissue. It has also been called “regenerative injection therapy” (RIT) ; some contemporary authors identify the therapy according to the injected solution. The precise mechanism of action of the various injectants is not known, but is likely to be multifactorial.
Professional Status
No single national medical organization acts as a supervisory, credentialing, or guideline-generating capacity for prolotherapy or its practitioners. The National Institutes of Health identifies prolotherapy as a CAM therapy. The NIH National Center for Complementary and Alternative Medicine (NCCAM) has funded two ongoing clinical trials and two completed basic science studies on the mechanisms of prolotherapy. The Centers for Medicare and Medicaid Services and the Veteran’s Administration have reviewed the prolotherapy literature for low back pain and all musculoskeletal indications, respectively, and determined existing evidence to be inconclusive. Neither agency recommends third party compensation for prolotherapy. However, neither review included the most recent clinically positive studies or reviews in their evaluation. Private insurers are beginning to cover prolotherapy for selected indications and clinical circumstances; however, most patients pay “out-of-pocket”.
Prolotherapy Technique
Like contemporary Western medical therapies, CAM therapies often follow directly from a particular way of understanding the patient’s normal and pathologic conditions. For example, acupuncture relies on an ancient tradition of energy meridians and physiologic correlations that inform the specific procedures of needle placement to improve overall balance. Meditation relies on an understanding of interaction between mind and body to influence the body using mental processes. The same is true of prolotherapy. In his clinical text on the practice of prolotherapy, George Hackett laid out the foundations of treating musculoskeletal injuries using prolotherapy. He developed a diagnostic and treatment strategy familiar to those with a detailed knowledge of conventional Western understanding of the effects of local trauma, healing, and pain referral patterns. His diagnostic and therapeutic techniques, developed in the 1950s, could be viewed as holistic before the term gained popularity in contemporary medicine. Hackett interpretated chronic pain and referred pain symptoms such as numbness, tingling, and weakness, and alteration in proprioception, as originating, in part, from poorly healed ligaments and tendons. As such, he preceded by several decades the current change in the understanding of chronic tendon and ligament pain. Formerly thought to be primarily inflammatory in nature (“tendon itis ), chronic tendon injury is now understood to be primarily a result of noninflammatory, degenerative tissue (tendin osis ). Injection protocols for a particular body part tend to treat not just the specific injured structure, but also the surrounding structures, in an effort to increase the integrity of the area as a whole.
During a prolotherapy session, therapeutic solutions are injected at sites of painful and tender ligament and tendon attachments, and into adjacent joint spaces. Prolotherapy treatment commonly consists of several injection sessions delivered every 2 to 6 weeks over the course of several months. Injections are often carried out in a joint-specific manner.
The actual prolotherapy procedure can be illustrated using a specific clinical scenario as an example discussed subsequently. In this section we describe a standard set of injections of the anterior knee. Prolotherapy is commonly performed by prolotherapists for patients with knee osteoarthritis who have one or more areas of anterior knee area tender to palpation. Injections are carried out in a “peppering” fashion throughout the tender tendon or ligament attachments with all injections done with the needle touching bone. This description is intended to demonstrate the overall process and anatomic detail with which a prolotherapist approaches a specific condition. It is not intended as a substitute for formal prolotherapy training.
Although there is no consensus regarding specific indications or procedural elements of prolotherapy, there is some consistency among prolotherapists concerning what constitutes appropriate injections of specific anatomic areas. The following example explains a set of injections for knee osteoarthritis and, in the authors’ view, can be viewed as a general approach for a majority of practicing prolotherapists.
Clinical Vignette
Patient Description
JM is a 55-year-old woman with knee pain for 3 years who is referred by her primary care physician for consideration of prolotherapy for knee osteoarthritis. Prior work-up revealed moderate joint space narrowing on plain radiograph. The patient denies prior knee trauma. Her knee pain worsens with activity but her knee does not “give out” or “lock”. Prior therapy has included rest, acetaminophen, and nonsteroidal antiinflammatory drugs (NSAIDs). Her examination reveals a noninflamed knee with crepitus on flexion and extension but without effusion. The knee is stable with near-normal range of motion and normal Lachman’s test. There is moderate tenderness to palpation of the pes anserine muscle group insertion, the medial popliteal attachments, and the proximal attachment of the medial collateral ligament.
Approach to the patient: Routine office evaluation has determined that the patient has moderate knee osteoarthritis and anterior knee pain without meniscal injury, posterior or anterior cruciate ligament injury, or other surgical issues. She seems to be a good candidate for prolotherapy. The overall clinical situation is discussed with the patient. She elects to proceed with a trial of prolotherapy.
Position: The patient may be positioned with the knee flexed at 90 degrees or extended while lying prone at 180 degrees. The flexed position is preferred because it is somewhat easier to inject relevant structures with the patient’s leg relaxed and leaning against the injector, and it allows better access to anterior knee structures.
Anatomic marking and local anesthesia: The major superficial anatomic landmarks are palpated and marked with skin marker of choice ( Fig. 15-1 ). Tender areas are injected with small intradermal skin wheals because this makes the deeper injections less painful. One percent buffered lidocaine is often used.
Injection of Ligamentous and Tendinous Attachments
Injections are performed through the skin wheal with the needle tip on bone with solution delivered in a peppering fashion approximately each square centimeter. A single skin puncture can be used to facilitate multiple placements of solution. After the initial needle positioning, the needle is either: (1) lifted slightly from the surface of the bone and repositioned, or (2) the skin is slid (skin sliding). Between 0.2 to 0.5 mL of solution is placed at each location. The order of injected anatomic sites injected is clinician-specific. The following order is used in the authors’ clinic.
- 1.
Medial knee: Injections begin at the superior aspect of the femoral condyle along the femur distally to the joint line. Injections are then made at the anterior tibia and the attachments of the pes anserine tendons. It is likely that these structures and not the much smaller bursa is the source of pain in this area. The popliteus muscle attachment is injected by displacing the medial calf musculature posteriorly; injections are done by directing the needle anteriorly onto the posterior tibia. Injections are then made on the joint line directed downward onto the top of tibia into attachments of the coronary ligaments, which attach the medial meniscus to the tibia. The patella is injected at the superior and inferior lateral and medial retinaculum.
- 2.
Lateral knee: The superior condyle of the femur is the first structure of the lateral knee to be injected. It is followed by the lateral collateral ligament, lateral joint line, and lateral coronary ligaments. The fibula is then palpated with thumb and forefinger over the head of fibula, and injections are done to top and anterior edge of the fibula and into tibiofibular ligament at the anterior portion of fibula.
- 3.
Intra-articular knee injection: An intra-articular injection is often performed as part of an anterior knee injection series; the most common access is the anteromedial port. The actual injection is consistent with that of a routine intra-articular steroid injection. Alterative access includes the lateral superior port, which can be palpated with the knee straight, and is located at the lateral patella, approximately 1 cm below the superior edge of the patella. Intra-articular access can be improved by applying pressure to the medial side of the patella and lifting its lateral border superiorly, thereby creating a wider port of entry ( Fig. 15-2 ).
Mechanism of Action
Injected solutions (“proliferants”) have historically been hypothesized to cause local irritation, with subsequent inflammation and tissue healing resulting in enlargement and strengthening of damaged ligamentous, tendinous, and intra-articular structures. These processes were thought to improve joint stability, biomechanics, function, and ultimately, to decrease pain.
The mechanism of action for prolotherapy is not clearly understood and, until recently, it received little attention. Supported by pilot-level evidence, the three most commonly used prolotherapy solutions have been hypothesized to act via different pathways: hypertonic dextrose by osmotic rupture of local cells, phenol-glycerine-glucose (P2G) by local cellular irritation, and morrhuate sodium by chemotactic attraction of inflammatory mediators and sclerosing of pathologic neovascularity associated with tendinopathy. The potential of prolotherapy to stimulate release of growth factors favoring soft tissue healing has also been suggested as a possible mechanism.
In vitro and animal model data have not fully corroborated these hypotheses. An inflammatory response in a rat knee ligament model has been reported for each solution, although this response was not significantly different from that caused by needle stick alone or saline injections. However, animal model data suggest a significant biologic effect of morrhuate sodium and dextrose solutions compared to controls. Rabbit medial collateral ligaments injected with morrhuate sodium were significantly stronger (31%), larger (47%), and thicker (28%), and had a larger collagen fiber diameter (56%) than saline-injected controls ; an increase in cell number, water content, ground substance amount, and a variety of inflammatory cell types were hypothesized to account for these changes. Rat patellar tendons injected with morrhuate sodium were able to withstand a mean maximal load of 136% (±28%)—significantly more than the uninjected control tendon. Interestingly, in the same study, tendons injected with saline control solution were significantly weaker than uninjected controls. Dextrose has been minimally assessed in animal models. Recent studies showed that injured medial collateral rat ligaments injected with 15% dextrose had a significantly larger cross-sectional area compared to both noninjured and injured saline-injected controls. P2G solution has received the least research attention; although it is in active clinical use, no animal or in vitro study has assessed P2G effect using an injury model. In research settings, most clinicians report using these solutions as single agents, although concentration of each one varies. In clinical practice, physicians sometimes mix prolotherapy solutions, or use solutions serially in a single injection session depending on experience and local practice patterns. The effect of varied concentrations or mixtures has not been assessed in basic science or clinical studies and no clinical trial has compared various solutions.
Clinical Evidence
Early Research
Since its inception, prolotherapy has been primarily performed outside of academia. Research has been primarily done by clinicians who perform prolotherapy themselves. This has lead to a pragmatic orientation of existing prolotherapy studies and a relative paucity of large, rigorous, clinical trials in spite of significant clinical activity. Although the first randomized controlled trial (RCT) did not appear until 1987, clinicians have enthusiastically reported the results of more modest, pilot-level nonrandomized clinical trials since the 1930s ( Tables 15-1 and 15-2 ).
Study | Indication | Subjects | Injectant | Outcome Measures | Results |
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Gedney et al., 1937 | Knee OA pain, knee instability, LBP, SI dysfunction |
| Neoplasmoid ∗ and MacDonald’s Solution ∗ injection | Subjective pain and mobility | Improved mobility, decreased pain |
Shuman et al., 1941 | Recurrent shoulder dislocation |
| AC joint capsule injections using one or more of the following: Sodium Linsoleate ∗ , Alparene ∗ , Sylnasol ∗ , Neoplasmoid ∗ | Subjective pain, recurrence of dislocation | No recurrence of dislocation, decreased pain |
Bahme et al., 1945 | SI dysfunction |
| OM and SI ligament Sylnasol ∗ injections | Subjective pain | 50%-100% pain relief |
Gedney et al., 1951 | LBP |
| Sylnasol ∗ injections | Work status, subjective pain | Ability to return to work, decreased pain |
Gedney et al., 1952 | SI dysfunction, LBP |
| SI ligament Sylnasol ∗ injections | Subjective pain | Resolution of pain |
Hackett et al., 1953 | SI dysfunction, LBP |
| Sylnasol ∗ injections | Subjective pain | Resolution of pain through 2 yr follow-up Occasional exacerbation resolved with retreatment |
Hackett et al., 1953 | SI dysfunction |
| Not given | Subjective pain | Pain-free for 2-14 yrs (long-term follow-up questionnaire) |
Shuman et al., 1954 | LBP, knee pain, shoulder separation, other joint pain | 93 adults | Not given | Return to work | 95% (88) able to return to work, 5% (5) unable to return to work |
Hackett et al., 1954 | SI dysfunction | 3 F, ages 40, 56, and 58 yrs | Not given | Subjective pain | Resolution of pain |
Neff et al., 1960 | LBP, SI dysfunction | 3 adults | Sylnasol ∗ injections | Subjective pain | Resolution of pain |
Myers et al., 1961 | LBP | 267 adults | Sylnasol/pontocaine ∗ solution or Zinc/phenol ∗ solution injections | Subjective pain | Resolution of pain in 82% of subjects |
Hackett et al., 1962 | SI dysfunction, other joint pain |
| Sylnasol ∗ or P2G injections | Subjective pain | “Satisfactory cure” in 82% (1489) subjects for up to 19 yrs |
Hackett et al., 1962 | Head-neck strain | 82 subjects | P2G injections | Subjective pain | “Good to excellent” results in 74 subjects |
Kayfetz et al., 1963 | Traumatic (whiplash) or nontraumatic (tension) headache |
| Sylnasol ∗ , zinc sulfate ∗ or P2G injected during 1-20 sessions | 4-point pain scale: from excellent (no pain or symptoms) to poor (no relief of pain or symptoms) |
|
Kayfetz et al., 1963 | Occipitocervical injury (whiplash) |
| Sodium psylliate ∗ , tetradecyl sulfate ∗ , zinc sulfate ∗ injected in 1-20 sessions over 1 to 6 mos | 4-item pain scale: from excellent (no pain or symptoms) to poor (no relief of pain or symptoms) | Pain improvement: excellent: 113; good: 15; fair: 34; poor: 27 |
Peterson et al., 1963 | LBP | 136 adults | P2G injections | Pain improvement (percentage of improvement) |
|
Barbor et al., 1964 | LBP |
| P2G injections | Subjective pain relief |
|
Blumenthal et al., 1974 | Headache | 3 adults | P2G injections | Subjective pain | Resolution of pain |
Leedy et al., 1976 | LBP |
| Not given | Subjective pain at 5-yr follow-up |
|
Leedy et al., 1977 | Shoulder pain, LBP, costochondritis, epicondylitis | 4 M, 4 F | Farnsworth formula 61 ∗ injections | Subjective pain | Symptom resolution |
Leedy et al., 1982 | SI dysfunction |
| Not given | Subjective pain | Symptom relief |
Bourdeau et al., 1988 | LBP |
| 12.5% dextrose injections in 3-10 treatment sessions | 4-point pain scale at 5-yr follow-up |
|
Ongley et al., 1988 | Knee pain, knee laxity | 4 subjects | 30-40 mL P2G “peppered” into PCL, ACL, LCL, MCL insertions |
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LaCourse, et al., 1990 | LBP | 8 adults | P2G injections; subjects also received lidocaine and steroid injection, and exercise advice | Pelvic inclination as measured by inclinometer | Decreased pelvic inclination |
Dorman, et al., 1991 | Low-back, mid-back and neck pain | 40 F, 40 M adults | P2G injections; subjects also received lidocaine and steroid injection, and exercise advice | Pain severity, functional capacity, sleep | Decreased pain severity, improved functional status and sleep |
Schwartz et al., 1991 | SI dysfunction |
| 3 injections with SM each 2 weeks apart | Pain relief scale at 2-week follow-up |
|
Hirschberg et al., 1992 | Iliocostal friction syndrome |
| 12.5-25% dextrose injections and use of rib compression belt and Hoek corset | Subjective pain | Resolution of pain |
Reeves et al., 1994 | Fibromyalgia |
| 12.5% dextrose injected at 16 fibromyalgia sites an average of 3.5 times |
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Dorman et al., 1995 | LBP | 9 adults | Proliferant and protocol not given | Oxygen consumption efficiency while walking | Improved oxygen consumption efficiency while walking |
Mathews, 1990 | SI dysfunction | 16 subjects | 3 series of P2G injections | 5-item pain scale |
|
Reeves et al., 1997 | Recurrent knee dislocation | 1 F, age 72 yrs | 5% dextrose injections | Subjective pain; dislocation |
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Reeves et al., 2003 | Knee pain, flexion and laxity | 16 adults | 10% and 25% dextrose injections | Pain scale; knee laxity |
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Hooper et al., 2004 | Cervical, thoracic and lumbar pain |
| 20% dextrose injections; weekly set of injections for 3 sessions with repeated set of 3 sessions if pain control incomplete | Subjective pain, function and ability to work on three 5-item scales |
|
Hooper et al., 2005 | Cervical pain |
| Intra-articular 20% dextrose injected under fluoroscopic guidance at zygapophyseal joints C2-C6 | Neck disability index score (NDI) | NDI score decreased from 24/50 preinjection to 9/50 at 1 yr, and 2/50 at 3 yrs |
Lazzara et al., 2005 | Full-thickness Achilles tendon rupture | 1 F, 26 yrs; pain and inability to bear weight; MRI proven right Achilles tendon rupture 4.3 cm proximal to the calcaneus and 1.1 cm gap | Injections of 20 mL solution (SM, dextrose, 2% lidocaine and bacteriostatic water) at the Achilles tendon, anterior talofibular and calcaneofibular ligaments, and ankle joint biweekly for 8 sessions over 3 mos | Subjective pain, disability, ultrasound and MRI | No subjective pain at rest or while jogging and has normal gait. MRI showed no defect at 10 weeks, ultrasound at 14 weeks showed tendon significantly larger than unaffected side |
Topol et al., 2005 | Groin pain (osteitis pubis and/or adductor tendinopathy) |
| 12.5% dextrose injected at the pubis symphysis and ischiopubic ramus at 4-week intervals for 2-6 injection sessions (mean 2.8) | VAS, Nirschl Pain Phase Scale | Improvement in both outcome measures (P < .05); 22/24 subjects plying at full capacity at mean 17 mos follow-up (6 to 32 mos) |
Maxwell et al., 2007 | Achilles tendinopathy (insertional and midportion) |
| 25% dextrose injected into anechoic and hypoechoic areas of the tendon every 6 weeks for mean of 4 sessions (2-11) | 100 mm VAS for pain at rest, with activity and during sport; tendon thickness; degree of neovascularity, hypoechogenicity |
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Miller et al., 2006 | Chronic degenerative discogenic leg pain |
| 3 mL 25% dextrose; biweekly disc space injection for mean of 3.5 injection sessions | 0-10 VAS pain scale |
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Khan, et al., 2008 | Refractory coccygodynia | 23 F, 14 M adults (mean 36 yrs) with > 6 mos of pain | 25% dextrose injected to tender coccyx points in 1-3 injections depending on initial pain level. | 0-10 VAS pain scale | At 2 mos, reduction of VAS from 8.5 at baseline to 2.5. 30/37 achieved “good” pain improvement; 7/30 “not improved”. |
Cusi et al., 2008 | SI joint pain with failure of load transfer (disability) at the SI joint | 20 F, 5 M adults ages 26-67 (mean 40.4 yrs); at least 6 mos of LBP who failed 3 mos PT | Computer tomography-guided injection of (1.8 mL/5 mL 50% dextrose to dorsal interosseous ligament each 6 weeks for 3 sessions and continued to perform PT program | Quebec Back Pain Scale, Roland Morris 24, Roland Morris Disability Scale |
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Ryan et al., 2008 | Plantar fasciitis | 17 F, 3 M adults mean age 51 (SD 13) yrs; at least 6 mos of symptoms of plantar fasciitis who failed one or more conservative treatments | Ultrasound-guided injection of 25% dextrose with lidocaine; abnormal hypoechoic areas and anechoic clefts/foci in the thickened portion of the plantar fascia were targeted |
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