CHAPTER 2 Overview of Chinese medicine and autoimmune diseases, and the role of Yin deficiency
1 Yin deficiency in autoimmune diseases
Yin deficiency plays a central role in autoimmune diseases (Figure 2.1). Specifically, a deficiency of Yin affects cells negatively and may lead to tissue degeneration, apoptosis (programmed cell death), and Qi and Yang deficiency, as well as stasis of Blood and the body’s greater susceptibility to pathogens.
Yin can be damaged by both excess and deficient Heat. Both can cause symptoms and signs of Heat and Fire flaring. This Fire can burn the Blood, causing Blood stasis. If the Qi is damaged and becomes stagnant, it cannot perform its function of promoting Blood circulation in the vessels, which can also cause Blood stasis. Or, if Qi is deficient, it can neither warm nor pump the Blood, nor govern the Blood in the vessels very well, leading the Blood to extravasate, which can also cause Blood stasis. Therefore, any pathology that affects the otherwise smooth and normal movement of Blood in the vessels will cause Blood stasis.
The crucial point is that Yin deficiency may eventually develop into Damp-Heat or Blood stasis, or lead to internal Wind. This is referred to as ‘excess pathogenesis caused by deficiency’. Yin deficiency can also cause other physiological changes, leading to Qi, Blood and even Yang deficiency. Pathological change is at the cellular level, but as different cells, tissues and organs may be damaged, different pathologies will present with different symptoms and signs. Our forefathers tell us to ‘treat tenacious disease by removing Blood stasis; treat stubborn illness by eliminating Phlegm’. Here Blood stasis and Phlegm are pathological products resulting from cellular damage and/or pathological change.
Here, let us define the word apoptosis, or programmed cell death – a form of cell lysis. This Western medical term may be able to explain Chinese medicine’s description of Yin deficiency, because Yin includes cells.1
‘A major mechanism of cellular destruction is apoptosis, a highly organized form of cell death that is critical for maintaining homeostatic function in a variety of tissues in normal condition.’2 This modern theory mirrors Zhu Danxi’s idea that ‘Yin is even deficient’ in the normal process of life.
Although apoptosis is an intrinsic process present in all cells, it can be regulated by extrinsic factors, including growth factors, cell surface receptors, cellular stress, hormones, etc. In normal conditions, apoptosis plays a central role in regulating not only the development of lymphocytes but also their homeostasis. In fact, there is evidence of apoptosis in normal tissue probably as part of homeostatic regulation of cell number and differentiation.3
This process, which maintains the tissues in their normal size and function, sounds like the way in which Chinese medicine describes how the body maintains the balance of Yin and Yang. Apoptosis is a physiological mechanism that occurs continuously at impressive rates. Dedicated phagocytes, such as monocytes and macrophages, remove apoptotic cells very effectively via phagocytosis, in which foreign particulate matter is engulfed and destroyed. Rapid elimination of apoptotic cells is important as it prevents the release of toxic cell constituents such as cytolytic enzymes. When the numbers of apoptotic tissues are in homeostasis with the number of naturally growing tissues, everything is balanced and the body is healthy. However, if the frequency of apoptosis is greater than normal cell growth, the body begins to degenerate, but may still be within tolerance. If apoptosis progresses beyond body tolerance levels, the process may trigger the development of autoimmune diseases. This is because numerous antigens are newly exposed in the cell membranes of apoptotic cells. To maintain health, the prevention of excessive autoantigenic exposure requires the removal of apoptotic cells.
A breakdown in apoptosis-related signalling mechanisms can result in the development of autoimmune disorders by causing apoptosis to exceed tolerance. There is increasing evidence that the presence and accumulation of these apoptotic cells can result in autoimmunity. We illustrate cellular apoptosis in several autoimmune and degenerative diseases using the Chinese medicine concept of Yin deficiency (Figure 2.2).
B Yin deficiency and Hashimoto’s thyroiditis
Apoptosis plays an important role in all autoimmune diseases, including Hashimoto’s thyroiditis. In Hashimoto’s thyroiditis, Fas-mediated apoptosis of thyrocytes in thyroid tissue is due to at least two separate mechanisms. The first mechanism is the infiltration of activated T cells that destroy thyroid cells, and the second is that FasL-positive thyrocytes induce cellular suicide.
C Yin deficiency and autoimmune hepatitis
Autoimmune hepatitis (AIH) is classified as either type I or II, type I being the most common form. Type I commonly combines with other autoimmune disorders, such as type 1 diabetes, proliferative glomerulonephritis, Hashimoto’s thyroiditis, Graves’ disease, Sjögren’s syndrome, autoimmune anaemia and ulcerative colitis. Type II AIH is less common, typically affecting girls aged 2–14 years, although adults can have it, too. Regardless of the type, the basic pathogenic change in AIH is due to hepatocyte apoptosis.4 Chinese medical theory describes this process as hyperactive Fire due to Liver Yin deficiency.
E Yin deficiency and scleroderma
Yamamoto and Nishioka5 of the Department of Dermatology, Tokyo Medical and Dental University School of Medicine, have elucidated the role of apoptosis in cutaneous sclerosis. Using animal models, they examined the induction of apoptosis and expression of Fas, Fas ligand and caspase-3 in a murine model of bleomycin-induced scleroderma. Dermal sclerosis was induced by local injections of bleomycin (1 mg/mL) in C3H/HeJ mice. Induction of apoptosis was examined by TUNEL (terminal deoxynucleotidyl transferase-mediated deoxyuridine triphosphate nick end-labelling) assay and DNA gel electrophoresis. There is no question that apoptosis is the causal factor in an autoimmune attack of local cells leading to fibrosis proliferation. The essential pathological change in Chinese medical theory is that Yin deficiency induces deficiency Fire to flare up (chronic inflammation), which singes the Blood and becomes Blood stasis (scleroderma).
F Yin deficiency and multiple sclerosis
Several recent studies have provided evidence that apoptosis is an important feature in the pathogenesis of multiple sclerosis (MS), an autoimmune disease of the central nervous system. Apoptosis presumably plays a role in the immunoregulation via activation-induced T-cell death and in local processes of tissue damage.6 In MS the central nervous system is impaired when the myelin coating of neurons is damaged in a process called demyelination. Myelin is damaged and replaced by scar tissue that lacks the insulating function of healthy myelin. This essentially results in bioelectricity leakage, resulting in improper stimulation of cells, tissues and organs, and causing MS symptoms. Myelin is a kind of fatty tissue that is visible and is also considered Yin. This process of remyelination is the treatment for degenerating protein and fibrosis. In Chinese medicine, we call remyelination nourishing Yin and removing Blood stasis (degeneration and fibrosis). Chinese medical theory says that the causes of MS relate to internal and external pathogenic factors, for example six external pathogens encroach on the human body and over a long period of time destroy Yin and create Blood stasis.
G Yin deficiency and rheumatoid arthritis
In the authors’ clinical experience, patients with autoimmune diseases almost always present with Yin deficiency symptoms and signs. This clinical observation mirrors clinical studies on treating autoimmune diseases with Chinese medicine, such as discussed by Zhou & Zhou.7
Western medicine also describes specific pathogeneses that result in autoimmune diseases. Excessive apoptosis and cell fragments trigger the immune system to attack tissues and organs, producing chronic inflammation locally or systemically. Although Western medicine names each disease based on its unique signs and symptoms and its pathological changes, the Chinese medicine concept of Yin and Yang observes the commonality of the different autoimmune diseases. Therefore, regardless of the specific disease, Chinese medicine can treat them all with similar prescriptions and methods.
2 Yin deficiency in non-autoimmune diseases
Chinese medical theory explains that people age and degenerate as the result of Kidney deficiency and Yin deficiency.8 Generally speaking, Yin deficiency is the primary cause of any number of common diseases. In fact, there is evidence of degeneration and apoptosis in normal tissue and organs, probably as part of homeostatic regulation of cell number and differentiation.
For example, let us look at Alzheimer’s disease. Researchers have discovered that the brains of people with Alzheimer’s disease contain dying neurons that display some characteristic signs of apoptosis, such as DNA breaks and activation of enzymes called caspases that carry out the predetermined cellular death process.9 Many neurons in Alzheimer’s disease exhibit terminal deoxynucleotidyl transferase (TdT) labelling for DNA strand breaks with a distribution suggestive of apoptosis.10 Chinese medicine would describe this process as the Kidney Yin being insufficient to nourish the Sea of Marrow, resulting in symptoms including amnesia, poor memory and compromised cognition.
Consider also Parkinson’s disease, which is different from Alzheimer’s disease in clinical symptoms and signs. However, there are similarities, because they both result from the degeneration of brain cells. Various evidence supports the idea of an apoptotic contribution to the neuronal loss associated with Parkinson’s disease, particularly in the area of the substantia nigra. Recent findings suggest that the multiple caspase-dependent or caspase-independent signalling pathways that mediate apoptotic nuclear degradation determine the morphological features of apoptotic nuclear degradation.11 Chinese medicine would describe this process as a result of Liver Yin deficiency. Yin insufficiency cannot nourish the Jing, leading to the recognised symptoms such as shaking limbs and head.
Western medicine has realized that T-cell activation plays a pivotal role in immunopathogenesis. Lymphocyte processes are tightly controlled by molecules that activate either proliferation or apoptosis. An imbalance in apoptotic function and increasing autoreactive cells may lead to persistent autoreactive phenomena.12
3 Blood stasis is both a pathological product and an aetiological agent that may aggravate an illness
Blood is a formed, visible substance belonging to Yin. Blood stasis can be caused by numerous pathologies: excess or deficient Heat burns the Blood, causing it to congeal and become Blood stasis; Qi stagnation leads to Blood stasis; deficiency of Qi makes Qi too weak to push the Blood through the vessels, causing Blood stasis; accumulation of pathogenic Cold or Qi and Yang deficiency cannot warm the vessels, causing Blood stasis. Once formed, the Blood stasis aggravates the underlying disease’s condition aetiologically. First, the formed Blood stasis blocks the vessels, so Qi and Blood cannot flow smoothly, further aggravating Blood stasis; with the vessels blocked, the four limbs cannot be nourished, resulting in cold limbs and, in extreme cases, purple fingers and toes. Additionally, Blood stasis can compromise the formation of new Blood, resulting in Blood deficiency.
4 The phenomenon of Fire manifests as inflammation within the body
One way to understand more about excess and deficient Fire is by observing the dynamic changes that take place in pathological inflammation from a Chinese medicine perspective. Inflammation is a complex biological response of vascular tissue to a harmful stimulus, such as pathogens, damaged cells and/or irritants. Inflammation can be classified as either acute or chronic.
(3) Qi and Yang deficiency may occur later in the disease process
Obviously, different cells, tissues and organs have unique functions. Should any of these be damaged, their functions would be affected and clinical symptoms would materialize. For example, if heart tissue were damaged, it would affect the heart’s vascular ability to pump and circulate blood. We call this Heart Yang deficiency due to Heart Yin deficiency. Damaged thyroid tissue would result in reduced metabolism and a colder body. We call this Spleen Qi and Yang or Kidney Qi and Yang deficiency due to Yin deficiency. In these examples, specific body substances have been damaged, causing reductions in corresponding function. Therefore, we refer to these conditions as a deficiency of Yin affecting Yang.
5 Phlegm-Dampness and Fluid retention are pathological products in autoimmune disease
6 Yin grows when Yang generates
This is a very important concept in Chinese medicine. It suggests that tonifying Qi and Yang can help promulgate Yin. However, as will be described in later chapters, one must be careful in tonifying Qi and Yang in autoimmune diseases, because doing so can also engender Heat, which can exacerbate an autoimmune disease.
(1) Treatment of immune-related diseases, such as type I hypersensitivity
An elevated level of IgE is the essential pathogenic change that occurs in type 1 hypersensitivity. It can result in bronchial asthma occurring when patients inhale or come into contact with allergens such as pollen, dust, insects, germs, seafood, nuts, etc. While different people may react to different allergens, the process of the antigen–antibody reaction is the same for everyone. Should treatment focus exclusively on the antibody (IgE) or histamine, symptoms will be relieved, but treatment must be repeated year in and year out. On the other hand, using Chinese medicine, if we are able to affect suppressor T cells in order to control B cells, we may also be able to control the hyperactive production of IgE and prevent the need for continual treatment for symptom relief.
With regard to treatment there are two important aspects: (1) resolve the immediate symptoms when a patient is experiencing an allergy or asthma attack; and (2) resolve the underlying problem, which is disordered immune function. Figure 2.3 helps us to understand this more easily. When an antigen is present, for instance during the allergy season when there is a high density of pollen, if we promote Qi and/or Yang the patient’s condition may get worse. The reason for this is that promotion of Qi or Yang while antigens and antibodies are in high concentration or during an autoimmune disease flare will cause the antibodies to attack the antigens. In these circumstances, both suppressor and helper T-cell counts will increase. Helper T cells will stimulate more B-cell growth in order to eliminate the antigens and clear them out. In this case, an increase in the number of antibodies fighting the antigens will aggravate the inflammation, making the illness worse.