Orthotics
David Patrick
Introduction
An orthosis is a mechanical device applied to the body in order to support a body segment, correct anatomical alignment, protect a body part, or assist motion to improve body function (American Academy of Orthopedic Surgeons, 1985). In accomplishing these objectives, orthotic devices assist in promoting ambulation, reducing pain, preventing deformity and allowing greater activity. Orthotic devices are often indicated as a component of the rehabilitation process for a variety of diseases and conditions that affect the geriatric population. Successful orthotic intervention when working with aging individuals demands a practical balance between the objectives that are ideally desired and what the elderly individual will reasonably tolerate.
Orthotic devices accomplish their objectives by applying forces to the involved body segments. As a rule, the more aggressive the orthotic intervention, the greater the force generated (Edelstein, 1995). In general, elderly individuals are less tolerant of the resultant discomfort of aggressive orthotic intervention, and their skin and subcutaneous tissue are less tolerant of the external forces generated. This frequently results in the need to compromise between an ideal and an acceptable orthotic outcome and to choose more ‘forgiving’ orthoses in terms of comfort and tolerance – that is, less rigid orthotic devices. This discussion focuses on the lower extremity and spinal orthotic interventions, which are commonly associated with the geriatric population.
Lower extremity orthotic systems
Shoes
Proper distribution of forces in order to maintain the integrity of the skin of the foot is of primary importance. The shoe should fit properly and the volume of the shoe should appropriately accommodate the foot and any additions such as a foot orthotic or plastic ankle–foot orthosis (AFO). Generally, a sneaker or other athletic shoe with a removable inlay, or an extra-depth shoe with a removable inlay, is recommended. The inlay can be removed to accommodate fluctuating edema or the addition of an orthosis. In unilateral involvement the inlay can remain in the shoe on the uninvolved side, maintaining the fit on that side and balancing the patient in terms of height. It is recommended that the shoe have a soft upper (the portion of the shoe covering the dorsum of the foot) to reduce pressure in the presence of minor foot deformities such as bunions or hammer toes. Severe foot deformities may require a custom shoe made from a cast of the individual’s foot.
Foot orthotics
In general, flexible accommodative orthotics for the purpose of distributing forces to protect the skin and promote comfort are indicated. The bones of the foot of the geriatric patient are often functionally adapted and the joints may be restricted in terms of range of motion (ROM). Thus, attempting biomechanical correction may be inappropriate and may, thereby, contraindicate the use of rigid orthotic devices and necessitate careful consideration of the application of even semirigid devices.
Ankle–foot orthotics (AFO)
AFOs are frequently utilized with the elderly to improve ambulation status and gait quality. AFOs are capable of controlling the foot and ankle directly and the knee indirectly. For example, by positioning the ankle in dorsiflexion, a knee flexion moment can be produced to control genu recurvatum. Also, positioning the ankle in plantar flexion can produce a knee extension moment to assist in stabilizing the knee. Neuromuscular conditions such as hemiparesis due to a cerebral vascular accident as well as musculoskeletal pathologies such as arthritis commonly result in foot and ankle dysfunctions in the geriatric population, which can be managed in part with AFOs.
A common challenge is deciding whether to use a plastic or a metal AFO system. The metal AFO has little skin contact except for the calf band and shoe which are the reaction points of the orthosis. This quality is a distinct advantage of the metal system for patients with fluctuating edema or poor skin integrity. In comparison, the total-contact nature of the plastic AFO results in a greater ability to control the foot and ankle. Additionally, the plastic AFO is lighter in weight, more cosmetically acceptable and has the practical advantage of easy interchange among shoes. Plastic AFOs would appear to be the orthosis of choice for geriatric patients whenever possible. One strategy to determine whether a metal AFO system is indicated for a particular patient is to consider the sensory status and volume stability (i.e. presence or absence of fluctuating edema) of the patient and the reliability of the patient or support person to monitor the skin integrity of the involved lower extremity. Negative findings in two of these categories would indicate consideration of a metal AFO instead of plastic orthosis.
A soft AFO such as a neoprene ankle sleeve may be appropriate for controlling minor discomfort from arthritis or to encourage ankle stability when a more rigid system cannot be tolerated. Such orthoses accomplish their goals remarkably well in some cases by retaining heat and providing proprioceptive and kinesthetic sensory input. Medial collapse of the foot/ankle complex from a pathology such as posterior tibialis tendon failure or lateral ankle instability/malalignment may be optimally managed with a specialty AFO such as an Arizona AFO or Richie Brace.
Knee–ankle–foot orthoses (KAFO)
Although AFOs are tolerated well by the geriatric population, the addition of a knee joint and a thigh cuff to form a KAFO system results in a much less acceptable orthotic intervention. A KAFO has the advantage of controlling the knee as well as the foot and ankle directly, and indirectly influences the hip joint. A KAFO is the orthosis of choice in the presence of severe genu recurvatum, or knee buckling, which cannot be managed with an AFO.
Historically, a knee that buckled during weight-bearing required the use of a locking type knee joint. This satisfied the need to stabilize the knee during the stance phase of gait. However, it prevented knee flexion at swing phase resulting in a less than desirable gait pattern that was energy consuming. As an alternative, stance control knee joints (Zissimopoulos et al., 2007) are now available. These joints lock the knee during the stance phase of gait but allow knee flexion during the swing phase. Some offer a limited degree of resisted knee flexion before locking which helps to normalize the gait pattern at initial stance.
Additionally, significant coronal plane instabilities at the knee (genu varum or valgum) are effectively managed by a KAFO. Less severe knee problems may be managed using a knee orthosis (KO), but the shortened lever arm (the shorter length of the orthosis) results in greater skin pressures, and the softer nature of the elderly patient’s lower extremity (LE) musculature can create suspension problems as the KO tends to slide distally during use. One advantage of the KAFO is that the footplate serves to maintain the orthosis in its proper position.
Hip–knee–ankle–foot orthoses (HKAFO)
The addition of a hip joint and pelvic band to a KAFO results in an orthosis that is difficult to don and doff, less comfortable than shorter ones and more cumbersome to wear. For the geriatric population, the hip joint and pelvic band are most commonly added when rotation control of the lower extremity is required.
Hip orthoses
A hip orthosis is commonly used with the elderly to limit the extent of hip joint adduction and flexion following the dislocation of a hip arthroplasty (hip rotation is controlled to a lesser degree). Premanufactured systems are available that allow the limits of hip ROM to be adjusted as required to protect the hip adequately and simultaneously allow the patient to perform the activities of daily living (ADLs).
Knee orthoses
A postoperative knee orthosis is commonly used after a knee arthroplasty. The knee orthosis is usually designed to allow ROM adjustment in graduating increments, as desired. A soft knee orthosis with stays or hinges is commonly used to address arthritis-related pain and promote knee stability through a greater kinesthetic awareness. A knee orthosis with wraparound closure design is recommended for the elderly patient to facilitate donning and doffing. Some orthopedists order knee immobilizers postoperatively for their patients who have had total hip replacements. The rationale is that by preventing knee flexion, the operative hip flexion will be reduced, thereby mitigating risk for dislocation. This technique should be considered for individual patients only in the early postoperative period as it does impede mobility and may cause knee stiffness and hip pain because of the long lever arm.
Degenerative joint disease with related pain interfering with the ability to ambulate and climb stairs is a common pathology associated with aging. Osteoarthritis unloading knee braces (Briggs et al., 2009) are specifically designed to unload the involved knee compartment (often bone on bone) through application of a valgus or varus corrective force resulting in a reduction of pain and improvement in the ability to ambulate and perform ADLs. The objective of orthotic intervention is to manage the symptoms as opposed to resolve the underlying pathology in cases where, or at a time when, knee arthroplasty is not the preferred treatment. A variety of designs are available and careful consideration is required in selection to optimize the benefit for a particular individual.
Fracture orthoses
Fracture orthoses are utilized with the geriatric population when surgical repair is contraindicated, or to reduce the amount of time the joints surrounding a fracture have to be immobilized in a cast. This reduces the potential negative effects of immobilization such as contractures and phlebitis. Additionally, lower extremity fracture orthoses may reduce the period of recumbency, thereby minimizing the risk of potentially life-threatening complications such as pneumonia. Fracture orthoses are tightened circumferentially around the involved area, and using the hydraulic effect of soft tissues (the noncompressibility of fluids) and gravity, they transmit forces that realign and support the fracture site while allowing motion in the surrounding joints. Fracture orthoses must be worn snugly; they are commonly used for the management of nondisplaced or minimally displaced fractures, especially those of the humerus, tibia, radius and ulna.
Spinal orthotic systems
Spinal orthotic intervention is particularly challenging when dealing with the elderly population. Older patients commonly present with a variety of pathologies involving the spine and soft tissues of the trunk that could well be treated by the application of a spinal orthosis. Tolerance to wearing such a device, however, is limited, particularly in the cases of the more rigid systems and those that cover an extensive body area.
Spinal orthoses accomplish their objectives through one or more of the following biomechanical principles:
1. Three-point pressure control
2. Indirect transfer of load by increasing intra-abdominal pressure
3. Correction of spinal alignment
4. Sensory feedback (kinesthetic reminder) (Edelstein, 1995).