(1)
Brigham and Women’s Hospital, Harvard Medical School, Boston, MA, USA
Keywords
AnkleTibiotalarArthrodesisFusionOpenArthritisEnd-stageUnionNonunionComplicationsBackground
Ankle arthrodesis, also referred to as ankle fusion, is a commonly performed surgical procedure used most often for the treatment of end-stage ankle arthritis . Ankle arthrodesis was first described by Albert is 1879, involving attempted fusion without fixation [1]. In 1951, Charnley described his experiences with both ankle and shoulder arthrodesis, introducing the concept of compression for ankle joint fusion [2]. For the ankle, this was accomplished through an anterior transverse incision , flat cuts made for the tibial and talus, followed by application of a spanning external fixator. Charnley reported the outcomes of 19 patients, gaining a bony union in fifteen of them and painless fibrous union in the remaining four patients. In his paper, he describes the challenge of obtaining a successful fusion, writing that “with compression arthrodesis in the ankle it would appear that this joint does not possess the same natural potential for bony union as exists in the soft cancellous bone of the knee.” He also cautioned that “the writer does not wish to minimise the fact that the methods [of ankle fusion] perhaps demand a little more mechanical aptitude than is necessary in most orthopedic procedures.” Charnley’s emphasis on compression as a method to achieve bony union is a principle that has endured. Modern techniques of ankle fusion rely upon compression, more commonly now with internal fixation devices that external fixation.
In the 1980s, Mann popularized a utilitarian approach to ankle fusion [3]. This technique is a lateral trans-fibular approach that resects the distal fibula and enables bony apposition through flat cuts of the distal tibial and talus. Numerous additional approaches and techniques for ankle arthrodesis have since been described. These all rely upon four core principles, which in our opinion remain requirements for a successful outcome: apposition of viable bone surfaces, optimal ankle alignment, stable fixation, and compression. More recently, less invasive “mini-open” and arthroscopic techniques have been described. These approaches are attractive because they minimize wound complications and preserve vascularity to the articular surfaces undergoing fusion. Smaller incision approaches, however, can be technically challenging and are not appropriate for all patients, including patients with severe deformity. Open ankle arthrodesis therefore remains an essential tool for the treatment for end-stage ankle arthritis.
Indications
Ankle arthrodesis is most commonly performed as a treatment for end-stage ankle arthritis. Although substantially less common that arthritis of the hip and knee, ankle arthritis frequently develops after ankle trauma and can be debilitating. In addition to prior trauma, additional causes of end-stage ankle arthritis include inflammatory arthropathy, chronic instability, and less common conditions such as hemophilia, gout, neuroarthropathy, and septic arthritis. Patients with end-stage ankle arthritis typically report substantial pain that is worse with start-up and after increased activity. Pain may be present globally around the ankle or more focally, such as occurs if there are large anterior osteophytes that impinge with dorsiflexion.
The initial treatment of most patients with ankle arthritis is nonsurgical. Relief can often be provided with a structured nonsurgical approach, which may include weight loss, activity modification, and the use of a rocker-bottom shoe. Bracing options include a solid custom ankle-foot orthosis (AFO) or a prefabricated brace such as a carbon-fiber non-articulating AFO. Medications can be attempted as well, including oral or topical anti-inflammatory medications or intra-articular corticosteroid injection.
For those who do not derive adequate relief from nonsurgical management, the two most commonly performed surgical options are arthrodesis and total ankle replacement. A successful outcome, measured by substantially improved function and pain relief, can be achieved by both. Ankle arthrodesis is considered by many to be the tried and true treatment for end-stage ankle arthritis, yet arthroplasty is gaining popularity due to improved function and protection of the adjacent hindfoot joints. Some clinicians point to the risk of nonunion and the development of adjacent joint degenerative changes as reasons to favor arthroplasty over arthrodesis. Nonunion rates after arthrodesis reported in the literature range from 0% to 41%, but are thought to be less than 10% with contemporary fusion techniques. After ankle arthrodesis, adjacent joint degenerative changes are seen radiographically in nearly 100% of patients at 20 years [4]. This is thought to result from loss of the motion segment at the ankle with corresponding increased stress at the adjacent hindfoot joints. Ankle arthroplasty, however, is not without risk. Wound complications , infection, and implant failure can be very challenging to manage. Determination of outcomes after ankle arthroplasty is difficult due to the wide variation of follow-up and differences of patient selection in the literature. A systematic review reported implant survival rates of 78% and 77% at 5 and 10 years, respectively [5]. It is thought that newer generation prostheses, which are designed to require less bone resection, may minimize the risk of implant failure.
While both ankle arthrodesis and ankle arthroplasty can be successful, careful patient selection and counseling is critical. Younger patients who need motion are more likely to require revision if they undergo arthroplasty and as such may be better served with arthrodesis. Meanwhile, older patients may not need the motion due to decreased mobility and therefore may not require a somewhat riskier ankle arthroplasty. Additional comorbidities that make an ankle arthroplasty more appealing than arthroplasty include severe deformity, neuropathy or neuroarthropathy, and talar osteonecrosis. In many patients, it is appropriate to outline the risk and benefits of arthrodesis and arthroplasty and then collectively select a treatment.
In addition to end-stage ankle arthritis , ankle arthrodesis can be an effective treatment for osteonecrosis, severe deformity, neuropathy, failed ankle arthroplasty, and severe instability.
An arthrodesis can be accomplished through several approaches: lateral trans-fibular (removing fibula), lateral fibular sparing, anterior, posterior, mini-open, and arthroscopically. Patient-specific factors, such as prior incisions and degree of deformity, often guide the selection of approach.
Contraindications
Both bone and soft tissue healing are required to achieve a successful outcome after ankle arthrodesis. Compromised soft tissues, as may be seen after prior burn injuries or extensive trauma, may negatively impact fusion rates. Similarly, smoking and poorly controlled diabetes, in our opinion, are both relative contraindications to ankle arthrodesis. These factors have been associated with poor outcomes after fusion , including higher rates of infection and decreased fusion rates [6]. As such, we routinely require our patients to quit smoking prior to surgery and will check serum nicotine and cotinine levels to ensure that patients are nicotine-free prior to surgery. In respect to glycemic control, we target a glycated hemoglobin (A1C) of less than 7.0% prior to surgery [7].
Active infection is problematic for proceeding with an ankle arthrodesis, and optimally the infection is cleared prior to a definitive arthrodesis procedure. Soft tissue infection, septic arthritis of the ankle, and periarticular osteomyelitis should be addressed with appropriate treatment including operative debridement and antibiotic therapy. If the extremity is rendered unstable due to loss of infected bone after debridement, application of a spanning ankle external fixator may be appropriate. In many circumstances, documented clearance of infection with improved clinical examination and normalization of inflammatory laboratory markers (i.e., ESR, CRP, WBC) guides the timing of subsequent attempted ankle arthrodesis. At times, an arthrodesis can be attempted simultaneous to clearing an infection. This is typically performed with an external frame, often a thin wire frame that gains compression across the joint while appropriate antibiotic therapy is administered.
Adequate stability is required to achieve bone healing across the tibiotalar joint . If bone loss at the distal tibia or talus precludes rigid fixation across the joint, then an extended arthrodesis such as a tibiotalocalcaneal arthrodesis should be considered. This is most often seen in the setting of severe trauma, infection, or osteonecrosis of the talus. Finally, a seemingly rigid construct with excellent fixation can fail due to poor postoperative weight-bearing compliance. We routinely send our patients to preoperative physical therapy to ensure that postoperative non weight-bearing restrictions can be safely adhered to.
Pearls and Pitfalls
Preoperative Evaluation
Assessment of a patient’s general health status and comorbidities is critical to optimizing the outcome of an arthrodesis procedure. We inquire about medical conditions, smoking, thromboembolism, diabetes, social and family support system, home living environment, as well as familiarity with crutch use and non-weight-bearing restrictions. Examination includes standing assessment of alignment, including the knees. Patients with genu valgum may benefit from consultation with a knee specialist prior to correcting an ankle deformity. Neurovascular status is carefully assessed as well. The location of pain is important as some patients have associated ipsilateral hindfoot arthritis, and it is important to ensure that the ankle is indeed the pain generator. Selective injections with local anesthetic and corticosteroid into the ankle joint can be helpful in confirming that the ankle is the source of the pain. Radiographs routinely obtained include standard weight-bearing views of the ankle and foot.
Apposition of Viable Bone Surfaces
Critical to achieving a successful arthrodesis is maintaining the viability of the surfaces of the tibia and talus at the time of surgery. We attempt to minimize periosteal stripping of the distal tibia when exposing the ankle joint. Small incision techniques, discussed in detail in Chap. 2, minimize the risk of periosteal stripping during the exposure. We also take care to avoid thermal injury to the bone during joint preparation. We routinely use a combination of currettes, osteotomes, and either a small drill or burr to prepare the joint surfaces for fusion . When using a burr, we decrease the speed to 20,000 revolutions per minute and use continuous saline irrigation to keep the bone surfaces cool (Fig. 1.1).
Fig. 1.1
Joint surfaces are prepared in part by using a burr, which is run at lower speed (20,000 rpm) with continuous saline irrigation to prevent thermal necrosis [8]
It is also important to achieve apposition of bony surfaces. Bone grafting, although not uniformly necessary for an ankle arthrodesis, is an excellent way to fill structural defects or voids. Particular care should be given to preparing and grafting the posterior aspect of the ankle joint (Fig. 1.2).
Fig. 1.2
Ankle arthrodesis with suboptimal preparation (presence of subchondral bone) and suboptimal bone grafting at posterior aspect of ankle
Position of Arthrodesis
After joint preparation, careful attention is paid to the position of the ankle at time of arthrodesis. Optimal position of the ankle is neutral dorsiflexion/plantarflexion, 0–5 degrees of hindfoot valgus, and usually 5–10 degrees of external rotation (to match the contralateral limb). Leaving the ankle joint plantarflexed (Fig. 1.3) is problematic as it increases the stress on the talonavicular joint and can accelerate adjacent joint degenerative changes. It is also important to push the talus posteriorly underneath the tibia to minimize shear stress at the arthrodesis site and also help to avoid a plantarflexion malunion. We call this ‘dunking’ the talus. Placing a stack of surgical towels behind the tibia and then forcing the foot posteriorly before placing provisional fixation helps achieve correct sagittal plane translation (Fig. 1.4).