and Peter Grunert2
Keywords
Soft discLumbar stenosisRadiculopathyImagingRedo discectomyRedo laminotomy/laminectomyOverview
There is a significant chance that a given lumbar decompression for disc herniations or stenosis will require future surgery. For soft disc ruptures, the incidence is between 5–11% [1] and 10–17% for stenosis [2]. The outcomes for revision surgery are less predictable than primary surgery, and there is much debate about the indications, pre-op care, and the choice of procedure. This chapter will attempt to highlight the issues, but the topic is not amenable to offering simple solutions, as there are so many variables to consider in a given patient.
Soft Disc Ruptures
There is abundant literature regarding the decision-making process for a primary lumbar decompression for a soft disc rupture . It is clear that a radiculopathy caused by a soft disc has a high chance of spontaneously resolving with the disc often reabsorbing on follow-up MRI scans [3]. A lumbar discectomy, though, will provide faster pain relief with an earlier return to normal activities, and a low complication rate. Clinical decision-making is key in that if the patient is OK with the level of pain and is willing or wanting to wait, then conservative care is the best option. However, it is important for the physician to provide reasonable pain control, so as to not push someone toward surgery that could avoid it. If the pain is intolerable or lasting longer than is tolerable, a lumbar discectomy is a good option with a documented acceptable success rate around 85% [4].
Lumbar Stenosis
Pathology can exist at multiple levels making the diagnosis of the exact source of the pain less clear. Soft disc ruptures rarely occur at more than one level.
With multiple-level involvement, the symptoms are often vague, again making the exact source of the pain less clear.
The pathology evolves over time with large variability. Symptom onset is usually gradual over several years.
If there is an acute onset of pain in the presence of bony pathology, there is often a major life stress that has altered the body’s level of adrenaline, cortisol, endorphins, and other stress chemicals. Animal studies show that nerve conduction is increased and therefore the pain threshold is lowered. The preexisting pathology will be the first to become symptomatic [5].
Inadequate decompression in the form of a retained fragment or inadequate removal of the bony/ligamentous pathology.
Surgery was performed at the wrong level.
Wrong surgery – Intra or extra-foraminal nerve root compression can be missed by both the radiologist and the surgeon. A central decompression may have been done when the pathology is more lateral.
Recurrence of facet capsular hypertrophy resulting in recurrent central or foraminal stenosis.
Recurrent rupture, which occurs between up to 30% of the time within 10 years [6].
New rupture or pathology occurring at a different level.
Infections – superficial, deep, or a discitis.
Dural tear/nerve damage, which is rare with a primary discectomy and more common in stenosis surgery [7].
Persistent pain from memorized pain circuits similar to phantom limb pain; 40–60% of the time pain can be induced or worsened when operating in the presence of ongoing chronic pain in any part of the body [8, 9].
All of these possibilities must be taken into account when assessing a patient with recurrent or ongoing radicular pain post lumbar decompression. It should have been made clear to the patient that whatever component of back pain existed prior to surgery rarely resolves and should not have been a factor in deciding on undergoing surgery. Ongoing or recurrent LBP is a separate issue and is not a consideration that will be discussed in this chapter.
A 2011 Medicare database looked at 31,543 patients (>68 years-old) who underwent revision lumbar surgery for stenosis. The greatest predictor of a repeat surgery was a prior operation performed prior to the index procedure (17.2% vs. 10.6% without prior surgery). There is a trend to perform a fusion on the initial stenosis decompression as a “definitive” procedure . The re-operation rate at four-year follow-up was the same for the decompression alone and simple arthrodesis group (10.7%). The re-operation rate (13.5%) was higher in the complex arthrodesis group, which was defined as an anterior/posterior procedure or more than two levels. The incidence of re-operation decreased with increasing age and co-morbidity. This study does not take into account the natural history of progressive disc disease despite surgery or progressive stenosis of adjacent segments [10].
Clinical Scenarios for Recurrent or Persistent Radiculopathy
There was never adequate relief of the radicular pain
The radicular pain decreased for a short time (days to several weeks) but still persisted
There was a pain-free interval of several months and the symptoms gradually returned
There was excellent relief from the index surgery and there is a sudden re-onset of the same pain.
Any one of these scenarios can occur with or without a neurological deficit. This factor will be discussed later in the chapter. If the recurrent symptoms cause a true cauda equine syndrome, then that is beyond the scope of this discussion.
To categorize your patient into one of these categories doesn’t take a lot of time, but there are several necessary components: history, clinical evaluation, and a review of all prior and current imaging. You must know the whole story in order to make a thoughtful choice.
History/Clinical Evaluation
It is necessary to understand the starting point; otherwise you cannot accurately move forward with the correct treatment plan. Here are some of the questions that need to be asked to place your patient with recurrent or persistent pain into the correct treatment approach.
- 1.
Were there adequate indications for the index operation? If there was minimal pathology or pain, then you are in a difficult spot. You are now trying to solve a problem created by the surgery when it wasn’t a surgical issue in the first place. The following questions can help you sort this out.
What was the pain pattern prior to the index operation? Was it primarily back pain or leg pain?
Lumbar decompressions are not effective or indicated for primarily axial pain. There may be a short placebo decrease in LBP, but it is generally not sustained. Patients can usually clearly answer this question. If the leg pain is more severe but of short duration, this is not primarily a radicular problem. Even with a history of neurogenic claudication, it is often the back, not leg pain that causes people stop ambulating and sit down for relief.
How long was it presenting before the surgery? Is this a chronic pain situation that had not changed much during the few months prior to the surgery?
Chronic formerly was defined as pain that persists after the expected healing time. Neuroscience research has demonstrated chronic pain is “that which is memorized and becomes enmeshed with ongoing life experiences. The memory can’t be erased” [11]. The classic example is that of phantom limb pain, which can occur in any area of the body. It has been demonstrated that acute pain shifts from the nociceptive areas of the brain to the emotional ones. The nociceptive area becomes dormant. Even if the original source of pain was clearly identifiable, brain can and will memorize the pain. It has been documented to occur within 12 months [12].
What was the pattern of the pain? Did it follow a specific dermatome or was it diffuse?
Pain from an isolated soft disc rupture should follow a specific matching dermatome or myotome. If the original pain was diffuse or not a close match, then the original surgery may not have been a good idea. Surgery is only indicated for a specific identifiable structural problem with matching symptoms.
Spinal stenosis can present with diffuse symptoms and doesn’t have to have an exact match for surgery to be effective. Central stenosis can present with bilateral or unilateral symptoms and often looks like the lesion should be at a lower level of spine. If the pain is in a specific dermatome, then the compression should specifically correlate with the pattern of pain whether proximal to the exiting nerve root level or at the nerve root level.
Was it consistently positional?
Generally soft disc ruptures are worse with sitting and stenosis is worse with standing and walking. This is not an absolute pattern but if a stenosis patient is worse with sitting, that is a warning sign that the scenario is not straightforward. With severe stenosis and a large disc rupture, the pain can be constant regardless of the position. This is frequently the case with disc herniations in the setting of spinal stenosis at the same level, and the disc herniation has been present for longer than a year. Frequently, the initial presentation of a disc herniation in the presence of preexisting spinal stenosis causes dermatomal pain with sitting. However, as the inflammation from the herniated disc resolves, the pain may become more like neurogenic claudication and be more symptomatic with walking or standing.
How severe was it? Was it bad enough to require surgical intervention?
Probably the most consistent complaint a spine surgeon will hear is that, “If I just knew how bad my pain could be after surgery, I would never have undergone surgery.” If the original pain was relatively mild, then surgery wasn’t likely to help and often the persistent or recurrent symptoms are much worse. The current pathology may be similar to the original pathology and more of the same type of surgery won’t be helpful. You are also now dealing with a frustrated and often overtly angry patient. Animal studies show that under stress that nerve conduction increases, and the pain will worsen [5].
Were there any neurological deficits?
This is critical in that many patients suffer neurological deficits, usually associated with a dural tear. If the deficit was there pre-op, it may or may not improve with the index surgery. If the deficit occurred after the surgery and is persistent, then there is a high likelihood that further surgery won’t help improve function. If the neurological deficit is a new presenting complaint, then the whole situation is different, in that improvement might be more of a possibility, although the data is scant. Patients will present with “recurrent radiculopathy” when they really are asking for help in regaining neurological function.
Of note, bowel and bladder symptoms are rarely caused by chronic lumber spinal canal compression. It is remarkable how tight a lumbar stenosis can be without GI or GU compromise. It is easier to sort out the situation if the onset of true cauda equina symptoms are acute and there is a new compression from any cause. However, without subjective paresthesias or objective sensory changes, bowel and bladders symptoms are unlikely to be from the spine. The classic symptoms include saddle paresthesias/anesthesia, loss of bladder control, bilateral leg weakness, and numbness. This is a true emergency.
However, patients more often complain of urgency that gets construed by the surgeon as a cauda equina syndrome. Even in the presence of severe, even extreme stenosis, this is not a cauda equine syndrome nor an emergency. It is more likely to be an irritable bladder syndrome, which is associated with chronic pain. By treating the chronic pain, these symptoms will subside [13].
Were the risk factors that have been documented to be associated with poor outcomes addressed prior to the index operation?
It has been shown in several different ways that surgeons are not addressing the risk factors for a poor outcome prior to surgery. A 2014 paper showed that only about 10% of surgeons are addressing them prior to recommending surgery [14]. If they weren’t addressed, then it shouldn’t be surprising when the pain persists after surgery. The risk factors are well-known to all fields of medicine and include: depression, anxiety, catastrophizing, fear avoidance, insomnia, obesity, younger age, female, duration of the pain, level of opioid dependence, disability status, family member on disability, job satisfaction, smoking, illicit substance abuse, excessive ETOH intake, other chronic pain, situational stress, and a history of childhood abuse [15–17].
Additionally, it has been demonstrated that physicians cannot identify the “at-risk” patients in the clinical setting. The ability to pick up a high-risk patient is between 25% and 40%, in spite of the physicians being confident of their general assessment. It doesn’t matter whether the physician is a first-year resident or a senior attending. There is too much to assess in a busy clinic [18].
The high-risk patient with recurrent or persistent symptoms will still be at risk and unless these issues are systematically addressed and treated. Otherwise, additional surgery is unlikely to be helpful.
Review of Imaging
It is critical to understand the setting before ordering more tests and then be able to directly compare the presurgical and postsurgical imaging. If the ongoing pain is essentially all back pain, then just lumbar spine x-rays may be adequate to evaluate for postdecompression instability. Without radicular symptoms other advanced imaging won’t add much unless there are some clinical “red flags” regarding more severe pathology.
MRI
Disc at a higher level – including a thoracic disc
Shingles – Herpes Zoster can be extremely painful with minimal skin lesions
Diabetic mononeuritis or amyotrophy
Other peripheral neuropathies
ALS usually presents with weakness out of proportion to the severity of the stenosis
Tumor – usually metastatic – 50% of mets to the spine present as a radiculopathy
Persistent phantom-type pain without compression
Complex regional pain syndrome affecting the back and or leg
Retained disc fragment – usually this can be ascertained by comparing the pre-and post-op scans and the use of gadolinium. Gadolinium is the most useful if used for scans within the first year of the index operation. The dye will flow into scar tissue but not the retained or recurrent fragment.
Recurrent disc rupture – this is also easily identified, as there is usually continuity of the disc fragment in the canal with the disc space. Gadolinium within the first year can be helpful in defining the extent of the mass effect.
Inadequately decompressed canal:
The superior lateral recess wasn’t adequately removed.
There is still residual ligamentum flavum on the shoulder of the exiting nerve.
One of the more common scenarios is that the central canal was decompressed and there is residual intra or extra-foraminal pathology.
Scar tissue is usually more common with soft disc excisions. There is always scar tissue that forms after any spine surgery but the fibrous tissue from a disc excision seems to create more of it. With primarily bony decompressions, there is less scar and any residual pathology can usually be more readily identified.
Synovial cyst – occasionally a cyst can rapidly form after a lumbar decompression because of instability. Sometimes the instability cannot be picked up on diagnostic testing, and it is the presence of the cyst that suggests instability. This is usually associated with translation on flexion/extension x-rays as well as fluid in the facet joints on the T2 axial MRI images.
Gadolinium contrast is used within the first year of the index operations for potential recurrent disc ruptures. The dye will flow into the scar tissue and the disc fragment will remain dark. The contrast is not as helpful for recurrent stenosis, as this usually bony pathology.