© Springer-Verlag London 2015
Theofilos Karachalios (ed.)Total Knee Arthroplasty10.1007/978-1-4471-6660-3_99. Long Term Clinical Outcome of Total Knee Arthroplasty. The Effect of Surgeon Training and Experience
(1)
3rd Orthopaedic Department, KAT Hospital, Nikis 2, Kifisia, Athens, 14561, Hellenic Republic
Introduction
Total Knee Arthroplasty (TKA) is one of the most common elective procedures performed worldwide, as it is considered an effective intervention for patients suffering from advanced knee osteoarthritis. It is a relatively easy, safe and cost-effective solution that provides relief from pain and disability and offers increased function and thus, improvement in quality of life. The success rate and beneficial outcomes have led to a vastly increasing number of operations performed annually, with an expected 3.5 million procedures in the U.S. alone over the next 20 years, a sixfold increase over current estimates [1, 2].
Despite the satisfactory outcomes of TKA, patients continue to experience complications and adverse effects, and to report poor subjective outcomes following TKA at an estimated level of 20 % [3–5]. A number of factors have been identified as influencing TKA outcome, including patient-related factors such as gender and medical comorbidity, technical factors such as surgical exposure and alignment of the prosthesis, and provider factors such as hospital and surgeon procedure volumes and experience.
In the field of Surgery and Orthopaedics there is an ongoing debate as to the influence of surgeon and center volume on surgical outcome. Many authors contend that complex surgeries such as TKA should be performed in specialist centers by experienced surgeons performing a high volume of operations annually. These claims are based on studies focusing on outcomes of patients with cardiovascular disease (i.e., acute myocardial infarction) who were admitted to Specialist Hospitals and Centers and who were clearly found to show significantly better outcomes compared to those treated in non-specialist facilities. Furthermore, rehabilitation and other important ancillary services may be more accessible to higher-volume providers. Based on these observations, it is expected that specific orthopaedic surgery (such as TKA) performed in specialist centers by high volume surgeons will produce better patient outcomes and will minimize complications, morbidity and cost at the same time improving long term outcomes [6].
Definitions and Eligibility Criteria
Patient outcomes include mortality, morbidity (pulmonary embolus, deep venous thrombosis, sepsis, myocardial infarction, or pneumonia), surgical complications (surgical site infection, bleeding and subsequent need for blood transfusion, urinary tract infection, GI bleeding etc.), length of hospital stay (LOS), discharge disposition, readmissions, and reoperations within the first 30 days after discharge as well as long-term follow up of the implant and patient satisfaction.
Throughout the literature, patients included in relevant studies and surveys met the following criteria [7]: (a) age >65 years; (b) absence of certain risk factors (pathologic fracture, conversion of previous TKA, infection of knee or thigh during admission) which tend to cause substantially higher rates of post-operative adverse outcome compared with primary TKA patients; and (c) availability of detailed demographic data including race and sex. Surgeons are divided according to the total number of operations performed annually, although there is much controversy regarding exact classification parameters (low /medium/high volume). Low volume (LV) ranges from <3 to <52 TKAs per year, whereas high volume (HV) expands from >5 to >70 TKAs per year, depending on each study’s criteria and thresholds [7–10]. Similarly, hospitals are divided into low volume (<25 TKA per year) or high volume (>200 TKA per year) and they also classified as (a) Training Centers, (b) Teaching Hospitals or at least affiliated with a Medical School, (c) Acute care facilities and (d) Highly Specialized Centers [11]. Depending on surgeon experience, training and availability of specific facilities, variations of the TKA procedure have been identified which may influence the final outcome. These variations include surgical approach and exposure (parapatellar or subvastus – standard or MIS), computer/robotic assisted placement of the components etc.
Surgical Volume and Outcome
There are a large number of papers examining surgical volume and outcome in a wide spectrum of surgical procedures and specialties. In a recent systematic review, Chowdhury et al. examined 163 articles covering 13 surgical specialties [12]. Of the papers reviewed 74.2 % and 74 % showed a significantly better outcome in hospitals with higher volumes and higher surgeon volume respectively. Specialization resulted in significantly better outcomes with 91 % of studies showing a significant improvement in positive outcome; however, this benefit varied amongst specialties [12].
Effect of Volume on Mortality
Surgical mortality is a rare occurrence in elective orthopaedic practice [7, 13, 14]. However, there are a number of papers which indicate such an association in elective total knee replacement. It is suggested that the higher the volume the lower the risk of mortality [7, 8, 15–17]. Interestingly, there is no difference between highly specialized centers and non-specialized hospitals. In one study, it has been shown that there is no relation between surgeon volume and surgical mortality [18].
Effect of Volume on Morbidity
The lowest complications rates (and consequently the lowest morbidity rates) occur amongst surgeons in the highest volume groups. Low volume surgeons (<52 patients/year) had higher transfusion rates due to postoperative anemia and higher occurrence of postoperative infection [19, 20]. When surgeon volume increased above 200 TKR a year, it was also associated with a decreased risk of myocardial infarction (MI), pulmonary embolus (PE), deep surgical site infection and in some cases, mortality [21–27]. A 5 year meta-analysis study reviewing over 200,000 TKRs concluded that lower volume hospitals were associated with an increased rate of PE [18]. It was reported that there is a decreased risk of respiratory complications when a surgeon performs a minimum of 50 TKRs a year [7, 8]. The incidence of hemorrhage (upper G.I. or other) was significantly higher in high volume and specialized centers, probably due to more intensive use of pharmacologic thromboembolism prophylaxis [13, 14, 28]. A statistically significant decrease in transfusion rate following TKA performed by HV surgeons compared to LV surgeons (4 % vs 13 %) was also reported [19]. A statistically significant association between low surgeon volume and infection rates either in hospital (almost twice as high) [26], or 1 year postoperatively (almost 2.5 times higher rate) [22], has been suggested. Neither study specified whether this was deep or superficial site infection. A statistically significant decrease in pneumonia rates following TKA performed by HV surgeons (1.02 % HV vs 1.68 % LV) is reported by some authors [7, 8]. Finally, a significant increase in TKA operation time for LV surgeons (165 min vs 135 min) should be considered as an aggravating factor due the increase of intraoperative risks [24]. Regarding hospitalization, significantly higher lengths of stay (LOS) were observed in low volume units and surgeons (mean of 5 days in HV as opposed to 7 days in LV centers and surgeons), with no influence on outcome, however [10, 20, 21, 29, 30].
It must be stated that modern, less invasive operating techniques (MIS/Mini-Sub/Midvastus exposure) as well as computerized/robotic assisted placement of the components (that usually require advanced surgeon training and skill) mainly affect the immediate postoperative co-morbidity factors (less soft tissue damage and blood loss, reduced need for analgesia, earlier patient mobilization etc.) and “technical” details (improved radiographic component alignment leading to correct mechanical axis and prosthesis function) [31–33]. Recent literature suggests that the long-term clinical outcome remains uninfluenced by such procedures.
Effect of Volume on Clinical Outcome
For TKR, crude analysis shows no relationship between surgeon and hospital volume and readmission rate to hospital within a year. However, there is good evidence that the rate of readmission was reduced in Training Centers [18]. There is evidence of a higher risk of revision surgery within 6 months in HV Hospitals, although this finding is possibly due to the fact that highly specialized centers tend to take up more complex patient cases which often require reoperation. Patients operated on by low-volume surgeons in low-volume hospitals presented lower WOMAC functional status scores at 2 year follow up (<60 on a scale of 0–100) when compared to patients operated on by higher volume surgeons or/and in higher volume hospitals [7, 8]. Other studies have also demonstrated that higher surgical and hospital volumes result in more favorable patient outcomes [7, 34, 35]. Patients operated on by LV surgeons were more likely to report an inability to flex the knee to 90°, and more likely to report an inability to achieve full extension at 2 year follow up [8]. It is suggested that surgeon volume is a greater predictor of favorable outcome than hospital volume, but there is also evidence that both surgeon and hospital volume influence outcome. It seems that TKA mid-term survival does not depend on surgeon volume [26]. Moreover, no association between surgeon volume and 3 year and 1 year revision rate, respectively, has been observed [21, 30].
Findings with regard to TKA costs warrant a brief mention. In particular, TKA costs were markedly higher in low volume non-specialized hospitals than in high volume Units and Centers of Excellence, probably due to the difference in LOS and a higher incidence of adverse effect at the former. It was also found that academic medical centers typically have higher costs when compared with other hospitals [16, 17, 36]. However, at least some of the higher costs that have been observed in teaching hospitals seem to be related to the greater complexity of patient populations served by these hospitals [37].
Literature Against the Association of Surgical Volume and Outcome
Sharkey et al. have questioned the concept of a linear relationship between increasing volume and reducing complication rates [38]. They report a plateau with respect to complication rates at higher volumes. Complication and mortality rates in their unit, which performed 1,000 hip arthroplasties annually, did not differ markedly from units performing >100 arthroplasties [38]. The most crucial predictor of outcome was found to be patient characteristics rather than volume [27, 30]. Kreder et al. [21] do not support the regionalization of services based on patient outcomes. Additionally, Hamilton and Ho [39], found that there was no significant outcome advantage in high volume hospitals. Feinglass et al. [40] found no hospital volume effect on complication rates, which they attribute to the fact that most procedures in their study were performed in relatively high volume hospitals, with less than 2 % of TKA performed by institutions performing less than ten TKRs annually. Additionally, they found that complication rates declined over the 7-year study period, which they attribute to improved safety and decreased length of stay.
Surgical Threshold
Should there be a minimum volume threshold for certain orthopaedic procedures? Schulz and Smektala [41] and Schräder and Ewerbeck [42] were unable to deduce a minimum threshold value, whereas Norton et al. [11] have suggested a minimum of 50 TKAs per surgeon annually in order to diminish adverse outcomes, while indicating more than 100 TKAs would be preferable. Katz et al. [7] support the recommendation of a minimum of 50 TKAs a year, reporting a decreased risk of respiratory complications when the operating surgeon performed a minimum of 50 TKR a year. When this number was increased to a minimum of 200 TKAs a year it was also associated with a decreased risk of myocardial infarction (MI), pulmonary embolus (PE), deep infection and mortality [7]. Hervey et al. [15] report that even a minimum volume of 15 TKAs a year decreased mortality rate. In their paper Luft et al. [43] found that hospitals performing 50–100 THAs a year had mortality rates almost as low as hospitals performing more than 200 THAs a year.