Evolution of PTSD Diagnosis in the DSM


DSM

Term

Event

Diagnostic criteria

B

C

D

E

F

G

I

Gross stress reaction

Catastrophe
      
II

Transient situational disturbance

Overwhelming stress
      
III

Posttraumatic stress disorder

Catastrophic stressor

Re-experience

Numbing

Misc.
   
III-R

Posttraumatic stress disorder

Traumatic event

Re-experience

Avoidance/numbing

Arousal
   
IV

Posttraumatic stress disorder

Extreme, life-threatening, and intense reaction

Re-experience

Avoidance/numbing

Arousal

> I month

Distress/impairment
 
5

Posttraumatic stress disorder

Actual or threatened death, serious injury, sexual violence

Re-experience

Avoidance

Alterations in cognitions or mood

Arousal

> 1 month

Distress/impairment





Classification of PTSD


According to the DSM-IV-TR, in order to meet the criteria for a PTSD diagnosis, the traumatic event must have been “extreme” and “life-threatening” (APA, 2000, p. 467). The text specified that if symptoms develop as a result of exposure to a stressor that is not considered extreme (with examples given for “spouse leaving, being fired”, p. 467), then an adjustment disorder was indicated rather than PTSD. The diagnosis of PTSD involved three major symptom clusters that stemmed from an exposure to a traumatic event: re-experiencing the traumatic event, avoidance/numbing, and hyperarousal (APA, 2000). The first cluster involved re-experiencing the event through intrusive thoughts and memories of the event, flashbacks of the event, nightmares of the event, psychological distress pertaining to the event, and physiological reactions to the event (e.g., shakiness). The second cluster involved avoidance of thinking about the event, feeling numb and having a restricted affective range, avoiding activities, people, and places related to the event, having an amnestic memory of the event, and feeling detached from others. The blunting of emotional response (called psychic numbing or emotional anesthesia in the DSM-III; APA, 1980) affected not only reactions to the traumatic event, but was pervasive and included the reduction of emotional responsiveness to others in that individual’s life, such as romantic partners and family members. The third cluster of hyperarousal included sleep disturbance and insomnia, irritability, difficulty concentrating, hypervigilance or awareness of the external environment, and an exaggerated startle response.

Diagnostic specifiers included both “Acute” (experiencing PTSD for less than 3 months) and “Chronic” (experiencing PTSD for longer than 3 months) specifications. The development of PTSD symptoms could begin immediately following the event, or in some cases, delayed onset could occur whereby the individual did not exhibit symptoms until at least 6 months after the traumatic event (APA, 2000). Delayed onset was typically triggered by another event that mimicked or resembled the original event (p. 466). When PTSD symptoms appeared, sufferers could experience the disorder episodically (i.e., periods of remission punctuated with relapses) or chronically, over the course of a lifetime. In recent years, delayed onset has been better conceptualized as delayed help-seeking, and if PTSD was indicated, symptoms rarely developed in a delayed fashion. This has led some to call for the elimination of “delayed onset” as a specifier (Spitzer, First, & Wakefield, 2007). PTSD is treatable, and in some cases, sufferers experience full remission. However, longitudinal studies with WWII veterans and survivors of the Holocaust have found that the diagnosis can persist for more than 50 years (Schnurr, 1991). Other longitudinal studies have found that the disorder is typically chronic, persisting throughout a person’s lifetime (Perkonigg et al., 2005).


Acute Stress Disorder and Combat Operational Stress Reaction


In DSM-IV, a PTSD diagnosis required that an individual must experience symptoms related to trauma for at least a month in order to meet the diagnostic threshold. Prior to this month, individuals could develop acute stress disorder (ASD) if they experienced similar symptoms to PTSD from 2 days to 4 weeks immediately following the traumatic event. This has been known as “combat operational stress reaction” (COSR) in military circles. The ASD/COSR diagnoses consist of similar symptomatology to PTSD, with some salient differences. Whereas in PTSD, no dissociative symptoms were necessary to meet diagnostic criteria, in ASD, an individual must have displayed three dissociative symptoms (APA, 2000). Examples included a reduced awareness, such as being in a daze or daydream (Criterion B2), derealization or feeling that the external world is strange or somehow unfamiliar (Criterion B3), depersonalization or feeling detached from oneself as if in a dream or an out-of-body experience (Criterion B4), and dissociative amnesia or unable to remember important information about the traumatic event (Criterion B5). In ASD, symptoms must only be present for the first month. If these symptoms persisted for longer than 1 month, an individual qualified for a diagnosis of PTSD.

Significantly, 70–80 % of individuals with ASD/COSR eventually developed PTSD, yet 60 % of individuals with a PTSD diagnosis did not meet the diagnostic criteria for ASD (Classen, Koopman, Hales, & Spiegel, 1998). This lack of consistency between PTSD and ASD has led for calls to abandon the ASD diagnosis, and replace it instead with a V-code entitled “acute stress reaction” (Spitzer et al., 2007). This would be harmonious with empirical knowledge that fully functioning (i.e., “normal”) individuals often seek professional help after exposure to a stressor/trauma, though do not exhibit psychopathology (McHugh & Treisman, 2007). Changing ASD/COSR to a V-code could be considered a step toward reducing the stigma of help-seeking behavior following exposure to a stressor or traumatic event, but the change would also have implications for reimbursement for treatment.


The DSM-5


Approved by the American Psychiatric Association in December 2012, the DSM-5 was released in May 2013 (American Psychiatric Association, 2013). During the revision process, numerous comments had been published on the many proposed changes to the PTSD diagnosis. Ever since PTSD entered into the official psychiatric nosology in 1980, “no other psychiatric diagnosis, with the exception of Dissociative Identity Disorder (a related disorder), has generated so much controversy in the field as to the boundaries of the disorder, diagnostic criteria, central assumptions, clinical utility, and prevalence in various populations” (Spitzer et al., 2007, p. 233). Many practitioners have been concerned that broadening PTSD diagnostic criteria has had the unintended consequence of pathologizing natural human reactions to highly disturbing incidents (McNally, 2009). In other words, there is a danger of overdiagnosis in which expressions of personal distress may be characterized as symptoms of psychiatric disorder. Underdiagnosis can also be a serious problem when financial, medical, social, and other benefits may be involved. Currently, U.S. Army psychiatrists are under investigation for reversing PTSD diagnoses of soldiers in order to reduce treatment and benefit expenses (APA, 2012).

The following section reviews changes to the DSM-5 classification of PTSD, summarizes the new diagnostic criteria for PTSD, and highlights related discourse in the professional literature.


Classification


During the planning phase for the DSM-5, many argued that PTSD should be considered a part of another diagnostic category (Miller, Resick, & Keane, 2009), rather than classified as an anxiety disorder. Proponents maintained that a separate category was warranted because the dysphoric symptoms of PTSD appeared to be more consistent with non-anxiety disorders, such a major depressive disorder and dysthymia, rather than fearful anxieties, such as phobias (Resick & Miller, 2009). Furthermore, PTSD could be conceptualized as a unique diagnostic condition, due to the necessary presence of an identifiable cause (i.e., “traumatic event”) in order for a diagnosis to be made. Miller et al. (2009) proposed a distinct category for these types of disorders, which included PTSD, acute stress reaction, adjustment disorder, traumatic grief, and possibly complex PTSD. Yet another proposed change was to delineate heterogeneous classifications of posttraumatic disorders, such as “posttraumatic dental care anxiety,” “posttraumatic grief disorder,” “posttraumatic abortion syndrome,” and “posttraumatic embitterment syndrome” (Coyne & Thompson, 2007; Rosen & Taylor, 2007). Research into the relationship between mild traumatic brain injury and PTSD resulting from military combat in the recent U.S.-Iraq war led to the proposed category of “combat-related mild-traumatic brain injury” (Hoge et al., 2008). In response to these arguments, the APA decided to include PTSD in a new chapter in the DSM-5 on Trauma- and Stressor-Related Disorders, which also includes reactive attachment disorder, disinhibited social engagement disorder, acute stress disorder, and adjustment disorders.


Revision of Diagnostic Criteria


All primary diagnostic criteria identified by the DSM-IV for PTSD were examined for possible revisions, and the approved DSM-5 diagnostic criteria (APA, 2012, 2013) for PTSD included a number of significant restrictions to Criterion A1 that tightened the operational definition of exposure to a traumatic stressor. First, witnessing an event no longer qualified, unless the person was physically present. Observing an event through the media (e.g., television, radio, Internet) was excluded, unless such mediated exposure was related to work (e.g., law enforcement), and involved repeated or extreme exposure. The second restriction was that learning about a loved one’s trauma only qualified as exposure if the incident had involved an actual or threatened death by violence or accident. These revisions were in response to a vigorous debate among various scholars (e.g., Brewin, Lanius, Novac, Schnyder, & Galea, 2009; Friedman, Resick, Bryant, & Brewin, 2011; Long & Elhai, 2009; Spitzer et al., 2007).

Another major change in the DSM-5 was the elimination of Criterion A2, which required an intense emotional reaction to the event, because it had been demonstrated that it lacked predictive utility (Bovin & Marx, 2011). Moreover, as McNally (2009) argued, this elimination brought greater conceptual clarity to Criterion A by focusing only on the external stimulus, rather than including the person’s internal responses, which were covered more precisely in the other symptom clusters.

Minor revisions have been made in Criterion B specifying that nightmare content must be trauma-related, and clarifying that flashback episodes were dissociative reactions. The most prominent change in the symptom clusters involved highlighting the distinctions between avoidance and emotional numbing. Since the DSM-III, these symptoms have been combined in Criterion C. However, the new revision divided these into two separate symptom clusters because research had demonstrated that avoidance and numbing are distinct and separate factors (Asmundson, Stapleton, & Taylor, 2004; Elhai & Palmieri, 2011). The new Criterion C included two avoidance symptoms involving internal and external reminders of the traumatic event. Research in different countries had suggested that avoidance/numbing symptoms (Criterion C) have more predictive validity for a PTSD diagnosis than persistent re-experiencing of an event (Criteria B) or hyperarousal (Criterion D; North, Suris, Davis, & Smith, 2009). In addition to including psychic numbing, Criterion D of the DSM-5 added new depressive symptoms. These included self-blame, pervasive negative emotions, and persistent negative perceptions of oneself, others, or the world (Contractor et al., 2013). Criterion E is an elaboration of the arousal symptom cluster that appeared in previous editions of the DSM. In addition to sleep disturbances, hypervigilance, and exaggerated startle response, it added reckless or self-destructive behavior, irritability, and aggressive behavior. Finally, DSM-5 enabled specification of delayed expression of PTSD, even if some of the symptoms occurred up to 6 months after the event. As noted earlier, some studies have indicated that delayed onset of PTSD occurs very rarely (Andrews, Brewin, Philpott, & Stewart, 2007; Frueh, Grubaugh, Yeager, & Magruder, 2009).

These changes in PTSD in the DSM-5 are considered by some to be minor improvements over the DSM-IV criteria (Frueh, Elhai, & Acierno, 2010). Although they may contribute to conceptual clarity, the changes are not likely to affect the prevalence of PTSD diagnoses (Elhai et al., 2012). Recent studies, using these PTSD criteria, have found that 89 % of veterans meeting the DSM-IV diagnostic threshold for PTSD also met the new DSM-5 diagnostic threshold for PTSD (Miller, Chard, Schumm, & O’Brien, 2011). However, given the increase in the number of diagnostic criteria for PTSD in the DSM-5, Galatzer-Levy and Bryant (2013) calculated that 636,120 different combinations of symptoms could fulfill the diagnosis. They argued that such heterogeneity is a consequence of the DSM’s checklist approach and threatens to sabotage the reliability and validity of the diagnosis of PTSD.

In an attempt to be more developmentally sensitive, a separate list of diagnostic criteria for children 6 years or younger is provided in the DSM-5. The major difference from the criteria for those older than 6 years, other than minor changes in wording, is that negative alterations in cognitions are not separated into a new major category. A proposal to include a new diagnosis, Developmental Trauma Disorder (DTD), was forwarded for inclusion in DSM-5 (Moran, 2007; van der Kolk & Pynoos, 2009). This diagnosis was proposed based upon findings from developmental psychopathology, clinical presentations of children and youth exposed to chronic interpersonal violence, and emerging evidence from the field of neurobiology regarding the impact of trauma on brain development. Proponents noted that the DSM’s PTSD criteria did not capture clinically relevant symptoms for children living in chronically unsafe conditions. The supporters of DTD acknowledged the relevance of the PTSD diagnosis for a child experiencing a single incident trauma and living in a secure caregiving relationship. However, they argued, the practical impact of the PTSD criteria for DSM-5 is harmful for children who undergo multiple and complex traumas, especially for children exposed to harmful caregiving. The supporters contended that the criteria may result in no diagnoses, inadequate diagnoses, or inaccurate diagnoses for these children (van der Kolk & Pynoos, 2009). The proposal for DTD was not accepted for inclusion in DSM-5, but the discussion of the merits of an alternative classification system for children experiencing complex trauma is continuing.

Importantly, DSM-5 includes the first developmental subtype of a disorder: Posttraumatic Stress Disorder in Preschool children. Studies that compared the use of developmentally sensitive criteria resulted in approximately three to eight times more children qualifying for diagnosis compared to the use of DSM-IV (Scheeringa, Myers, Putnam, & Zeanah, 2012; Scheeringa, Zeanah, & Cohen, 2011). These findings support need for age-related criteria, given the cognitive and verbal capacities of preschool age children. Some symptoms were deleted and the wording was modified on others to be more behaviorally based, for example, “Diminished interest in significant activities may manifest as constriction of play.” Preliminary evidence supports the criterion, discriminant, and predictive validities of the preschool PTSD criteria (Scheeringa et al., 2011).


Current Issues of PTSD Diagnosis in the Military


Within the past decade, the PTSD diagnosis has garnered increased attention within the U.S. military, in part because the number of veterans diagnosed with PTSD has been increasing. The incidence of PTSD in Iraq and Afghanistan War veterans is estimated at 15 % (Tanielian, Jaycox, & Rand Corporation, 2008). This is nearly twice the estimated lifetime prevalence rate for civilians (5–10 %; Wittchen & Jacobi, 2005), and comparable with longitudinal data for the incidence of PTSD in Vietnam veterans (Kulka et al., 1990). As of 2011, the VA estimated that 177,000 returning troops from Iraq and Afghanistan have PTSD, which did not include currently serving soldiers or those served in the VA system prior to the Iraq and Afghanistan conflicts (Boone, 2011). Several reasons may be postulated for this phenomenon. First, today’s military personnel are far more likely to survive when injured than in previous wars, due to improvements in medical care and war zone evacuation. In the Iraq and Afghanistan wars of the past decade, only 10 % of military personnel died as a result of their injuries, compared to 25 % in prior wars (Gawande, 2004). Other possible reasons for the increased incidence of PTSD in the U.S. military include multiple and longer deployments, the difficulties of counterterrorism, and the use of National Guard members who may not have expected to engage in overseas military combat (Andraesen, 2010).

The armed forces have also developed more comprehensive procedures for identifying PTSD (Friedman, 2005). For example, every veteran who uses VA services is asked screening questions for PTSD, at least once per year, for the initial 5 years of service, and then every 5 years following (Katz & Karlin, 2009). The screening contains the following items:

In your life, have you ever had any experience that was so frightening, horrible, or upsetting that, in the past month, you:

1.

Have had nightmares about it or thought about it when you did not want to?

 

2.

Tried hard to not think about it or went out of your way to avoid situations that reminded you of it?

 

3.

Were constantly on guard, watchful, or easily startled?

 

4.

Felt numb or detached from others, activities, or your surroundings? (p. 121).

 

A positive response to three of the four items results in referral for clinical evaluation.

In 2010, the U.S. Army diagnosed 10,756 military personnel with PTSD, more than double the number (n = 4,967) diagnosed in 2005 (New York Times, 2012). Current events at the time of writing powerfully demonstrate that PTSD remains a critical issue regarding the impact of war. In March 2012, U.S. Army Staff Sgt. Robert Bales, diagnosed with a Traumatic Brain Injury in 2010, is alleged to have killed 16 Afghan civilians. According to former General Peter Chiarelli, Staff Sgt. Bales, on his fourth deployment, would likely have been screened for behavioral health issues before, during, and after every deployment. The process is flawed, and Chiarelli reported his frustration at the inability to detect problems during screening. Chiarelli advocates eliminating the term “disorder” when referring to PTSD, stating: “one of the reasons I’ve dropped the ‘D’ is no soldier likes to be told that he has a ‘disorder’” (National Public Radio, 2012). The military is now initiating programs, such as Comprehensive Soldier Fitness, aiming to increase resilience and posttraumatic growth (PTG) following deployment.

The increased incidence of PTSD in the veteran population has resulted in an overburdening of the VA health system. A recent study into validity of the PTSD diagnosis among war veterans was conducted by the Institute of Medicine. Despite fears that PTSD is being overdiagnosed, the study’s findings suggest that PTSD is being accurately diagnosed, and therefore increased services are needed to treat U.S. war veterans (Institute of Medicine, 2006, 2007). In May 2011, the U.S. Court of Appeals for the Ninth Circuit demanded that the VA overhaul its mental health services, since delayed and inadequate services were being provided to returning U.S. veterans with PTSD (Boone, 2011).


The Future: Will the Pendulum Swing Again?


The classification of PTSD is entwined in the controversy about whether the severity of the traumatic event is diagnostically relevant. As mentioned above, other voices in the field (e.g., Rosen, Spitzer, & McHugh, 2008) have suggested that Criterion A’s presence of an “extreme” and “life-threatening” traumatic event should be removed entirely, which would extricate the focus of external causation in the disorder and thus also silence proponents of a new diagnostic category. This proposal represents the pendulum once again swinging back to the days of Freud, when distress was solely attributed to the individual and not the external stressor or traumatic event (see Fig. 9.1). Despite the DSM-IV-TR’s specification that the traumatic event must be “of an extreme (i.e., life threatening) nature” (APA, 2000, p. 467), evidence exists that PTSD is being diagnosed in routine situations, such as the dental extraction of wisdom teeth, giving birth to a healthy baby, and being exposed to sexually offensive jokes in the workplace (McNally, 2009). The broadening of the PTSD category is controversial on these grounds; critics have balked at the “patent absurdity” of PTSD being applied to both Auschwitz survivors and recipients of sexually offensive jokes (Shephard, 2004, p. 57). As McNally (2009) presciently wrote, “shifting the causal emphasis away from the stressor undermines the very rationale of having a diagnosis of PTSD in the first place” (p. 598). McNally advocated for Criterion A to be kept despite evidence that the traumatic event does not need to be “extreme” or “life-threatening” (APA, 2000, p. 467).
Jul 18, 2017 | Posted by in PHYSICAL MEDICINE & REHABILITATION | Comments Off on Evolution of PTSD Diagnosis in the DSM

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