TABLE 24.1 TABLE 24.2
Enhancing the Healing Environment
Cuff Biologies
Introduction
Cuff Biologics
Platelet-Rich Plasma
Plasma-Based Systems
Buffy Coat System
ACP (Arthrex Inc.)
Accelerate (Exactech)
Cascade (MTF Sports Medicine)
Angel System (Arthrex Inc.)
Endoret (BTI Biotechnology Institute)
Arteriocyte (Magellan)
PlasmaPrep (STI Separation Technology Inc.)
GPS III (Biomet)
Harvest PRP (Terumo BCT)
PEAK (Mitek Sports Medicine)
PRP in Rotator Cuff Repair
Growth Factors in Rotator Cuff Repair
Most Common Reported Growth Factors in Rotator Cuff Repair
Bone Morphogenetic Proteins
Growth Factor
Most Representative Function
BMP
Mediates bone formation. Promotes tendon and cartilage formation.
bFGF
Mitogenic for fibroblasts, osteoblasts, and chondroblasts.
TGF-β
Increases fibroblast activity and synthesis of extracellular matrix.
PDGF
Mitogenic and chemotactic properties as well as increase cell proliferation and matrix remodeling.
VEGF
Induces angiogenesis and capillary permeability.
IGF-1
Anabolic function with increased DNA, collagen and glycosaminoglycan production.
HGF
Antifibrotic effects and has been shown to reduce inflammatory-induced organ damage.
EGF
A mitogen associated with mesenchymal stem cell and fibroblast proliferation.
Basic Fibroblast Growth Factor
Transforming Growth Factor-β
Platelet-Derived Growth Factor
Vascular Endothelial Growth Factor
Insulin-like Growth Factor-1
Hepatocyte Growth Factor
Epidermal Growth Factor
Vitamin D
Matrix Metalloproteinases and Tissue Inhibitors of Matrix Metalloproteinases
Enhancing the Healing Environment: Cuff Biologies
Chapter 24
Andreas Voss, Hardeep Singh, Felix Dyrna, Alexander Hoberman, Mark P. Cote, Mary Beth McCarthy, Nathaniel A. Dyment, and Augustus D. Mazzocca
Despite improvements in surgical techniques, biomechanical constructs, and implants, a proportion of patients still experience the sequelae (chronic shoulder pain and dysfunction) of a nonhealed rotator cuff. Tendon healing typically comprises four components: progenitor cells, growth factors, scaffold, and vascular supply. Unfortunately, tendons have a poor ability to regenerate owing in part to their poor vascular supply. The rotator cuff tendon has limited intrinsic ability to reform all zones of the tendon-to-bone insertion site, as demonstrated by a number of animal studies investigating healing at the tendon-to-bone interface. The zonal insertion site, or enthesis, progresses from tendon to unmineralized fibrocartilage, mineralized fibrocartilage, and bone. Instead, fibrovascular scar tissue rich in type III collagen is produced at the site of healing that is biomechanically weaker than the native structure. It is believed that this weaker product renders repairs prone to subsequent failure.
Scarring results in impaired motion, loss of joint function, and poor quality of life. Improving rotator cuff repair requires augmentation of the repair through progenitor cells, growth factors, or scaffolds to ideally limit scar formation and improve tendon-to-bone healing. Various biologic strategies have been employed to improve tendon regeneration and limit scar tissue formation at the repair site; however, no ideal augmentation strategy exists. Rotator cuff repairs have been augmented using various types of biologics: platelet-rich plasma (PRP), growth factors, bone marrow and stem cells, growth factors, and scaffolds. This chapter will give an overview of the various existing types of biologics and explain their function and use in rotator cuff surgery.
PRP is a collection of autologous blood with a physiologically greater concentration of platelets. Platelets are originally derived from megakaryocytes, lack a nucleus, and circulate for approximately 7 days, serving hemostatic and coagulation functions. Platelets have various secretory vesicles (e.g., α-granules, dense granules) containing nearly 1500 different protein factors, including growth factors, peptide hormones, and chemoattractants. Activation of platelets results in exocytosis and degranulation of the secretory vesicles with an initial burst release of growth factors (GF) followed by production and sustained release. Growth factors in PRP are known to augment the healing process by promoting angiogenesis, thus allowing for an influx of blood supply and nutrients to the repair site. This influx of nutrients stimulates cellular repair and regeneration, and the efflux clears out cellular debris.
PRP has been investigated for its application in bone, cartilage, and ligament regeneration and provides supraphysiologic concentrations of platelets, which in turn serve as a storehouse of GF. Some of these growth factors include transforming growth factor-β1 (TGF-β1), platelet-derived growth factor (PDGF), vascular endothelial growth factor (VEGF), hepatocyte growth factor (HGF), insulin-like growth factor 1 (IGF-1), fibroblast growth factor (FGF), and epidermal growth factor. The release of these growth factors has been reported to promote bone and soft tissue healing.
Reports of PRP date back to the 1980s with Ferrari et al. using PRP for intraoperative blood salvage during cardiothoracic surgery. Marx et al. described a number of applications of PRP in oral maxillofacial surgeries. PRP is now being used in a number of different fields to biologically augment tendon repairs, ligament regeneration, wound healing, and sports medicine. PRP contains an abundance of growth factors, which act to stimulate tissue regeneration, cell proliferation, and angiogenesis.
PRP can be generated via a number of different commercially available systems using anticoagulated blood and typically contain about three to five times as many growth factors as baseline values. There is a dose-dependent mitogenic effect of PRP and a platelet concentration between 200 × 103 platelets/μL and 1000 × 103 platelets/μL is considered therapeutic, whereas higher concentrations do not provide further biological advantage. PRP can be generated with centrifugation of whole blood following citrate addition, which prevents activation of the clotting cascade by binding ionized calcium. Centrifugation allows for the removal of red and white blood cells, as well as platelet-poor plasma (PPP). The clotting cascade is then initiated using various commercially available products, resulting in platelet activation, exocytosis, and degranulation of the secretory granules, releasing a milieu of growth factors.
There are numerous commercially available devices used to produce PRP (Table 24.1). These devices vary in their method of separation (plasma-based or buffy coat systems) (Fig. 24.1), as well as one-step or two-step separation, the centrifugation time, the centrifugation speed, and other variants in processing, which result in different concentrations of PRP. Furthermore, there is a high variance of white blood cells between the different PRP products, which has been widely discussed. White blood cells are considered to enhance an inflammatory process, and this may have a negative effect on tissue healing. Because of this characteristic, some investigators have considered not using PRP products with a higher concentration of white blood cells. However, there are studies that show a positive effect of white blood cells owing to antibacterial and immunological resistance and a higher release of growth factors. Therefore the concentration of white blood cells should be tailored specifically to the PRP application.
PRP is progressively being used to supplement rotator cuff repairs with the purpose of improving tendon-to-bone healing. Numerous studies have demonstrated a positive effect with the use of PRP on tendon healing. Randelli et al. conducted a prospective, randomized, controlled, double-blind study with 53 patients undergoing arthroscopic repair of a complete rotator cuff tear, with one group augmented with autologous PRP and thrombin using a buffy coat system. The results demonstrated improved early healing, better functional recovery after rotator cuff repair, and improved postoperative pain (lower visual analogue scale [VAS] score) in the PRP group. Significant differences in clinical outcomes were noted at the 3-month follow-up in the PRP group. Barber et al. assessed the effects of platelet-rich plasma fibrin matrix (PRPFM) on tendon healing in a comparative study and demonstrated lower retear rates on the basis of magnetic resonance imaging (MRI) with the use of PRPFM. Jo CH et al. conducted a randomized clinical trial with 74 patients undergoing arthroscopic repair of medium to large rotator cuff tears and demonstrated decreased retear rates and increased cross-sectional area of the supraspinatus in the PRP group (using a plasma-based system); however, the speed of healing was not improved. In another randomized controlled trial, Jo CH et al. showed significantly lower retear rates as assessed on the basis of MRI or computed tomography (CT) at 9 months (primary outcome) and increased cross-sectional area of the supraspinatus in the PRP-augmented group (20%) (using a plasma-based system) compared with the conventional treatment group (55.6%). No significant differences between the groups were observed in terms of pain, range of motion, strength, satisfaction, and functional scores.
Despite various studies highlighting the beneficial effects of PRP, many studies demonstrate no significant benefit of PRP for tendon healing. In a level I randomized controlled trial by Castricini et al., 88 patients were investigated to assess the efficacy of PRPFM augmentation during rotator cuff repair for small and medium-sized rotator cuff tears using a plasma-based system. No significant differences were noted in total Constant score or MRI tendon score when comparing the two groups with and without the PRPFM. In another randomized controlled trial, by Rodeo et al., investigating the effect of PRPFM (using a plasma-based system) on tendon healing, no demonstrable effect on tendon healing, tendon vascularity, muscle strength, or clinical scores (American Shoulder and Elbow Surgeons Standardized Shoulder Assessment [ASES] and L’Insalata Shoulder Questionnaire scores) was noted. Weber et al. found no significant improvement in perioperative morbidity, clinical outcomes, VAS scores, narcotic use, recovery of motion, Simple Shoulder Test and ASES scores, or structural integrity in a 1-year follow-up of patients undergoing PRPFM augmentation in rotator cuff surgery. Bergeson et al. reported a statistically significant higher retear rate in the PRPFM group versus control subjects and no significant improvement in functional scores postoperatively in the PRPFM group. Vavken et al. conducted a meta-analysis to analyze the cost-effectiveness of PRP and concluded that even though PRP may promote healing of small and medium-sized tears to reduce retear rates, it is not cost-effective.
Good-quality studies exist as evidence for and against the use of PRP to augment rotator cuff repair. Controversy over the use of PRP is ongoing owing to the conflicting data. There is a lack of consistency with the use of PRP; however, this may be explained by the fact that there are many different forms of PRP used, different techniques for application, and wide patient variability.
Using animal models, it is understood that rotator cuff healing occurs in three phases. First, in the inflammatory phase, cytokine-mediated signaling directs macrophages to the site of injury via IGF-1, PDGF, and TGF-β. Macrophages then secrete TGF-β1, commencing the repair phase, which is characterized by fibroblast proliferation and deposition of type III collagen. Finally, the remodeling phase takes place over years and is marked by contraction of the fibrovascular scar tissue mediated by matrix metalloproteinases.
With this understanding in mind, researchers have continuously searched for ways to manipulate the healing process to counteract the results of scar tissue formation. Efforts have focused on strengthening the repair with stronger sutures and other surgical techniques, but failure rates remain high. This has prompted a closer look at the biologics of rotator cuff repair. Specifically, there is great interest in the use of biologic agents that limit scar tissue formation and promote normal tendon-to-bone composition.
Growth factors play important roles in cell chemotaxis, cell proliferation, extracellular matrix (ECM) synthesis, and cell differentiation. Studies have identified an upregulation of specific growth factors in an animal model of rotator cuff injury. These growth factors include basic fibroblast growth factor (bFGF), IGF-1, bone morphogenetic protein 12 (BMP-12), BMP-13, BMP-14, cartilage oligomeric matrix protein, connective tissue growth factor, PDGF-B, and TGF-β1. It is believed that manipulating expression or delivering these growth factors exogenously over the course of healing can promote normal rotator cuff composition.
The goal of using growth factors in the augmentation of rotator cuff repair is to recreate the native tendon-to-bone insertion site that has similar functionality and strength to the original structure. However, challenges remain in developing such a therapy. These include identifying which growth factor or growth factors produce the desired effects, determining the optimal concentration and timing for introducing factors, and last, the method of delivery (Table 24.2).
BMPs are a subset of the larger TGF-β family. The name comes from its role in mediating bone formation. In addition to bone, BMPs have received significant attention for their role in tendon and cartilage formation. BMP-12, BMP-13, and BMP-14 have been shown to promote tendon formation when injected ectopically in rats. Additional studies support the involvement of BMP-12 and BMP-13 in embryonic development at sites of tendon formation and insertion.
Many studies have looked at the effect of adding BMPs in animal models. Administration of BMP-12, BMP-13, and BMP-14 in various animal models was associated with increased tensile strength in the repaired tissue. Additional benefits in tendon strength were seen when recombinant adenoviruses expressing BMP-13 and BMP-14 were applied to rat Achilles tendon. Although many of these studies have focused on the effects of BMPs on healing tendons throughout the body, several studies have looked specifically at the effect of these proteins at the site of rotator cuff repair. First, in a sheep model, researchers demonstrated that administering recombinant human BMP-12 (rhBMP-12) and rhBMP-13 leads to the formation of neotendon and ligament formation in rats and improved healing of tendon injury. In another study examining a sheep rotator cuff repair model, administration of rhBMP-12 in an absorbable type I collagen sponge was 2.7 times stronger than in untreated controls. Similarly, delivery of rhBMP-12 in a hyaluronan sponge increased repaired tendon strength by a factor of 2.1. This not only exhibits the potential for BMP use in rotator cuff repair but also demonstrates the impact of growth factor delivery systems. This study also examined histological effects at the repaired tendon insertion and noted increased glycosaminoglycan and reestablishment of collagen fiber continuity, further suggesting improved healing.
Although most of the current research supports the use of BMP as a strong candidate for augmentation of rotator cuff repair, a lack of complete understanding remains. Adenovirus-mediated gene transfer of human BMP-13 in mesenchymal stem cells (MSCs) in a rat model of rotator cuff healing showed no difference in cartilage formation, collagen fiber organization, or biomechanical strength at the repair site compared with MSCs alone. Further research is needed to gain a better understanding of the role of BMPs and the complex signaling pathways in which they participate during tendon repair.
bFGF has been studied largely for its role in wound healing. In vitro studies looking at the effect of bFGF on cell growth have shown stimulatory effects on rotator cuff cells. Studies involving the use of bFGF in in vivo rotator cuffs are lacking; however, the role of bFGF in other tendon repair models has been explored. In a rat model of patellar tendon injury, Chan et al. injected bFGF into the healing site and observed a dose-dependent relationship in fibroblast proliferation and type III collagen expression. Other animal models have demonstrated increased load to failure when exposed to a viral vector containing bFGF.
Cells of multiple lineages express TGF-β for a wide range of physiologic effects. Among those, tendon healing is of particular interest in the field of rotator cuff biologic augmentation. This growth factor has been shown to influence expression of IGF-1, fibroblast activity, and matrix synthesis. There is specific excitement regarding TGF-β3 owing to its role in fetal wound healing. Fetal wound healing lacks scar formation. Therefore researchers hypothesize that recreating a similar healing environment with the appropriate factors can lead to improved results in adults. This theory was explored in a series of experiments using a rat model of supraspinatus repair. Rats injected with TGF-β1 showed increased type III collagen, whereas those injected with TGF-β3 showed no histologic difference from control rats that underwent normal healing. In a follow-up experiment, TGF-β3 was delivered to the site of rotator cuff repair using a heparin/fibrin-based delivery system. This approach yielded accelerated healing with better structural properties. Additional evaluation of the effects of TGF-β3 at the rotator cuff repair site using a calcium-phosphate matrix demonstrated improved histological findings and enhanced strength of the repair. These studies demonstrate not only the potential benefit of TGF-β3 but also further support for the need for additional research regarding optimal delivery systems in biologic augmentation of rotator cuff repairs.
PDGF has mitogenic and chemotactic properties that contribute to its role in tendon and ligament healing. PDGF used in the treatment of various animal models of tendon injuries caused improved structural and mechanical properties. Additional benefits include accelerated healing, increased cell proliferation, and matrix remodeling. In rotator cuff models, PDGF-BB in a polyglycolic acid scaffold and PDGF-coated sutures showed improvement in histology without improved biomechanical properties. Conversely, application of recombinant human PDGF-BB in other models led to increased biomechanical properties. These results were dependent on dose, timing, and method of delivery.
One of the leading explanations for the high rate of rotator cuff injuries is the rotator cuff’s relative hypovascularity. Specifically, the distal supraspinatus and infraspinatus near the insertion site have been identified for lack of vascularity. Furthermore, it is believed that this characteristic is also responsible for poor tendon healing. As a result of these findings, there is increased interest in the role of angiogenic factors in augmentation of rotator cuff repair. Of the angiogenic factors, VEGF is the most widely studied. Although no specific data exist regarding the effect of VEGF at the site of rotator cuff healing, research on the effect of this growth factor in other tendon repair models exists. In a rat Achilles tendon model, VEGF injection resulted in increased tensile strength. Other studies have demonstrated conflicting results in a sheep anterior cruciate ligament model. More evidence is needed to assess the potential of VEGF in tendon healing.
IGF-1 is an anabolic growth factor that has been shown to have proliferative effects in the setting of tendon healing. More specifically, IGF-1 is associated with increased DNA, collagen, and glycosaminoglycan production. Few studies have examined the effects of IGF-1 on rotator cuff healing. In a rat rotator cuff model, fibroblasts were transduced with a retroviral vector containing IGF-1 via an absorbable polymer scaffold. Results of this study demonstrated improved histology as well as higher load-to-failure than controls.
Hepatocyte growth factor (HGF) is a pleiotropic growth factor that is important in the regulation of cell proliferation, survival, and differentiation in a variety of organs. Additionally, HGF has antifibrotic effects and has been shown to reduce inflammation-induced organ damage. HGF is one of the key growth factors in PRP, and whereas PRP has been studied in detail, there is limited research on the effects of HGF in tendon and soft tissue healing. Few, if any, studies have looked at the effects of HGF in tendon healing; however, on the basis of its antiinflammatory and antifibrotic features, it may be useful in rotator cuff repair.
Epidermal growth factor (EGF) has been studied for its role in tendon development and healing. This growth factor functions as a mitogen associated with MSC and fibroblast proliferation. Although it is known the EGF plays a role in tendon proliferation and initial healing, the exact involvement is still unknown. When applied to MSCs in culture, EGF has demonstrated the capacity to induce expression of tendon-related genes. The effects of EGF have not been explored in vivo; however, its role in tendon healing makes it a potential candidate for use in rotator cuff repair.
Vitamin D is a fat-soluble vitamin that plays a key role in bone and skeletal muscle metabolism. Low levels of vitamin D are associated with several health issues, including cardiovascular diseases, rickets, and bone fragility followed by stress fractures. The majority of vitamin D is synthesized in the skin by ultraviolet sun radiation to 7-dehydrocholesterol and then hydroxylated by the liver into 25-hydroxvitamin D. This low active form of vitamin D is the most common one circulating in the bloodstream because it has a much greater half-life than the active form 1-25-dihydroxvitamin D and reflects nutritional status as an indicator of vitamin D insufficiency. An enzymatic process in the kidney performs the last hydroxylation to 1-25-dihydroxvitamin D, where it finally receives its hormonal most active form. There is debate regarding the physiologic concentrations specifically, the thresholds for low and high concentrations of vitamin D in the human body. The Institute of Medicine defines a physiologic level of 20 ng/mL, whereas concentrations <12 ng/mL are considered deficient and levels >50 ng/ml may be toxic. In contrast to this classification, several authors have defined four different 25-hydroxvitamin D levels: deficiency is <20 ng/mL; insufficiency is 20–30 ng/mL; sufficiency is >30 to <150 ng/mL; and intoxication is >150 ng/mL.
Bedsides its major role in maintaining calcium homeostasis affecting cellular metabolic processes and neuromuscular functions, vitamin D also regulates the phosphate balance within muscles cells. By receptor-triggered activation of gene expression, an increased protein synthesis is promoted, leading to growth of the skeletal muscle. Multiple studies have shown the relationship between vitamin D level and muscle strength and function.
A study has shown that a low level of vitamin D is negatively correlated with fatty degeneration of the rotator cuff muscles. Of 366 patients with shoulder disorders, 288 had full-thickness rotator cuff tear and 138 had no tear. The multivariate linear regression analysis showed that vitamin D was an independent predictor of fatty degeneration of the supraspinatus and infraspinatus muscles. These data are consistent with other investigations that associated low level of vitamin D with enlarged interfibrillar spaces, fibroses, and necrosis. Additionally, a rotator cuff mouse model has shown that low levels of vitamin D may negatively affect mechanical strength in early healing of a rotator cuff repair owing to inferior collagen organization and reduced fibrocartilage formation.
In contrast, a recent study has investigated the correlation between vitamin D levels and clinical outcomes after rotator cuff repairs. A consecutive series of 91 patients who underwent arthroscopic rotator cuff repair were evaluated, and preoperative vitamin D levels were measured. The study did not find a correlation between low serum vitamin D levels and tear size, extent of retraction, degree of fatty infiltration, postoperative structural integrity, or functional outcomes.
Although these studies have shown variable results in regard to vitamin D and the rotator cuff, there may be benefit to supplementation for patients with insufficient vitamin D as well as for patients who are at high risk for failure following repair, specifically those with massive tears and revision cases.
By definition, matrix metalloproteinases (MMPs) are a family of zinc-dependent proteases that fulfill the task of ECM degradation within various tissues, whereas tissue inhibitors of matrix metalloproteinase (TIMPs) work as endogenous inhibitors to provide a homeostasis by controlling reparative and degradative processes and to maintain a dynamic balance of the ECM. Lately, an imbalance of MMP activity has been associated with degenerative rotator cuff disease. Because the molecular changes occurring in rotator cuff tears are still not completely understood, much attention has been addressed to the role of MMPs in the development of tendinopathy. The MMP family can be subgrouped, with each of them preferring different substrates and sharing similar domain organization. The first group is named collagenases, whose representatives are MMP-1, MMP-8, and MMP-13. They are able to cleave practically all subtypes of collagen, most importantly collagen types I, II, and III. The second group is named gelatinases, consisting of MMP-2 and MMP-9. They degrade smaller collagen fragments as a result of collagenase activity and type IV collagen. Further members are the stromelysins MMP-3, MMP-10, and MMP-11; the matrilysins MMP-7 and MMP-26; and finally the metalloelastase MMP-12 with the capability to primarily degrade glycoproteins and proteoglycans. Subsequently, an additional group of membrane-bound MMPs exist, including MMP-14 and MMP-17, both of which preserve regulatory functions. MMP activity is controlled and regulated by the interaction with the TIMPs numbered from TIMP-1 to TIMP-4. Although they can inhibit all MMPs by a noncovalent interaction with a zinc-binding site in the MMPs, they do not prefer any one individually but are rather ubiquitous. One major MMP function is the control of ECM homeostasis, meaning the regulation of tissue formation and degeneration. The exact process and underlying pathways are not yet fully understood, but it seems that the balance between MMPs and TIMPs plays a crucial role for healing and regeneration, and if it is off balance, it leads to degeneration and rupture. The off-balance shift is usually toward higher MMP concentrations because MMP synthesis can be boosted by various stimuli, including inflammatory cytokines such as IL-1, IL-4, IL-6, or TNF-α. Those cytokines can be detected in chronic and symptomatic cuff pathologies. The overall collagen concentration is reduced over time as an aging process but is significantly altered within degenerative tendon ruptures. Parallel significantly higher protein levels of MMPs can be detected when a tendon rupture is locatable and even differs between full- and partial-thickness defects, pointing out a possible correlation that is so far not completely confirmed. Otherwise, this would imply that MMP activity inhibition with TIMPs or different pharmacologic MMP inhibitors, including tetracycline antibiotics, being probably the most potent MMP inhibitor, might have a beneficial effect. Unfortunately, systematic pharmacologic MMP blocking is associated with a poor healing capacity and tendon quality, as confirmed in several studies. This reveals an important role of MMPs for regenerative processes and cuff healing and demonstrates that MMPs serve as regulators of homeostasis and remodeling agents within intact rotator cuffs with the potential to impair it once overexpressed.