Cardiorespiratory Fitness Assessment


Cardiorespiratory Fitness Assessment

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Cardiorespiratory fitness (CRF) is one of the five health-related components of physical fitness (CRF, body composition, muscular strength, muscular endurance, flexibility). It is characterized by the body’s ability to perform moderate- to vigorous-intensity exercise using large muscle groups in a dynamic/rhythmic and continuous manner for prolonged periods of time. Thus, the ability to sustain this level of exertion is dependent on the integration of the respiratory, cardiovascular, and musculoskeletal systems. Higher levels of CRF are often associated with higher levels of physical activity, which are associated with a number of health benefits. This type of association can be characterized as a dose-response relationship. Low levels of CRF are associated with a marked increase in all-cause mortality (specifically from cardiovascular disease [CVD]). Increases in CRF result in a reduction in all-cause mortality (12,13,38,61,64). The assessment of CRF is, therefore, an important part of any primary or secondary prevention and rehabilitative program. The skills and knowledge required to complete the assessment, interpret the results, and write an appropriate exercise prescription (ExRx) are an important responsibility of the exercise professional.

Measuring Cardiorespiratory Fitness and the Maximal Oxygen Uptake

Measurement (or assessment) of CRF can assist the professional by providing valuable information that can be used to determine the intensity, duration, and mode of exercise recommended as part of an exercise program. Additionally, the measurement of CRF following the initiation of an exercise training program can serve as motivation to the patient as reason for continuing with a regular exercise program and may encourage the addition of other modes of exercise to improve overall fitness. Last, the assessment of CRF can assist in identifying, diagnosing, and prognosis of comorbid conditions.

It is important to choose the test that best fits the patient’s characteristics. The following are some of the factors to consider when choosing the appropriate type of test:

  What will the information be used for (functional capacity, ExRx)?

  Whether physician supervision is required

  Health status of the participant

  Maximal or submaximal

  Length of the test

  Willingness of the participant

  Cost of the test to administer

  What personnel are needed (i.e., qualifications)?

  What equipment and facilities are needed for the test?

  Whether there are any safety concerns

Maximal Oxygen Uptake (Absolute and Relative)

Maximal volume of oxygen consumed per unit of time (O2max) is accepted as the criterion measure of CRF. This variable is typically expressed in absolute or relative terms. Absolute O2max is expressed in liters per minute (L ∙ min−1) or milliliters per minute (mL ∙ min−1) and provides a measure of energy expenditure for both non–weight- and weight-bearing activities such as arm or leg cycle ergometry and the treadmill. Absolute O2max is directly related to body mass or size and is typically greater in men compared with women. O2max is most often described relative to an individual’s body weight; thus, relative O2max is expressed in milliliters per kilogram of body weight per minute (mL ∙ kg−1 ∙ min−1) and is used to classify an individual’s CRF level to allow for meaningful comparisons between/among individuals with differing body weight. Relative O2 is often used to estimate energy expenditure of weight-bearing activities such as walking, running, and stair climbing. When expressing O2max simply as a linear function of body mass, CRF may be underestimated for heavier individuals (>75.4 kg) and overestimated for lighter individuals (<67.7 kg) (32).

Maximal Oxygen Consumption: Net and Gross Rates

It has been proposed that expressing O2max relative to an individual’s fat-free mass (mL ∙ kg FFM−1 ∙ min−1) would provide a more accurate estimate of his or her CRF and is independent of changes in body mass (19). The rate of oxygen consumption can also be expressed as gross O2 or net O2. Gross O2 represents the total rate oxygen consumed (or caloric cost) at rest and during a bout of exercise. Net O2, on the other hand, represents the rate of oxygen consumption in excess of an individual’s resting O2 and is used to describe the caloric cost of exercise. Both net and gross O2 can be expressed in either absolute (L ∙ min−1) or relative terms (mL ∙ kg−1 ∙ min−1).

O2max is the product of the maximal cardiac output (; L blood ∙ min−1) and arterial–venous oxygen (a-O2) difference (mL O2 ∙ L blood−1) or put more simply, delivery () and utilization (a-O2 difference) and is illustrated in the following equation (Fick equation):

O2max = max × (a-O2 diffmax)

Differences in O2max across populations and fitness levels result primarily from differences in ; therefore, O2max is closely related to the functional capacity of the heart (delivery). During exercise, the achievement of O2max implies that an individual’s true physiological limit has been reached and a plateau in O2 was observed between the final two work rates of a progressive exercise test. It is important to note that the intrinsic motivation of an individual as well as the test mode may influence their ability to achieve a “true” O2max. Individuals with CVD or pulmonary disease rarely are able to achieve a plateau in O2 despite exercising maximally. The term O2peak may be used instead when an individual is not able to achieve a plateau of O2 during a maximal effort and is limited by local muscular factors or fatigue rather than central circulatory dynamics (44). O2peak is commonly used to describe CRF in these and other populations with chronic diseases and health conditions (3).

Open-Circuit Spirometry

Open-circuit spirometry, also known as indirect calorimetry, is the preferred method for the measurement of O2max and is measured during a graded incremental or ramp exercise test to exhaustion. During this procedure, the subject breathes through a mouthpiece, with the nose occluded (or through a facemask that covers the mouth and nose). This configuration allows pulmonary ventilation and expired fractions of oxygen (O2) and carbon dioxide (CO2) to be measured. An accurate assessment of anaerobic/ventilatory threshold and O2max/O2peak can be achieved using open-circuit spirometry. Currently, there are a number of automated systems available that provide ease of use as well as mobility. Regardless of the type of automated system that is used, calibration of the unit is essential in order to obtain valid and reliable results (50). In addition, administration and interpretation of the test should be reserved for trained professionals. It is important to note that based on the health status of the patient, equipment costs, space, and required personnel, the direct measurement of O2max may not always be feasible and is often reserved for research or clinical settings.

Exercise Tests to Estimate O2max

If O2max is not able to be directly measured, there are a variety of maximal and submaximal exercise tests that can be used to estimate O2max. Exercise tests that estimate O2max have been validated by examining (a) the correlation between directly measured O2max and the O2max estimated from physiological responses to submaximal exercise (e.g., heart rate [HR] at a specified power output) or (b) the correlation between directly measured O2max and field test performance (e.g., time to run 1 or 1.5 mile [1.6 or 2.4 km]) or time to volitional fatigue using a standard graded exercise test protocol. It is important to understand that by estimating O2max, there is a potential for error. Often, overestimation is more likely to occur with an exercise protocol that is chosen which is too aggressive for a given individual (e.g., Bruce treadmill protocol in patients with heart failure) (3). Every effort should be taken to choose the appropriate exercise protocol given an individual’s characteristics and minimize handrail use during testing on a treadmill (29).

Contraindications to Exercise Testing

Prior to initiating an exercise test, the risk of performing the test must be weighed against the potential benefits. An exercise professional must understand both the relative and absolute contraindications to exercise testing (Box 4.1) (23). This emphasizes the importance of performing a thorough preexercise test evaluation in addition to carefully reviewing the patient’s exercise history (as described in Chapter 3) to assist the exercise professional in identifying any potential contraindications to exercise testing. Individuals who are identified as having any absolute contraindications should not be tested until the condition has been stabilized or adequately treated. Those who have relative contraindications may be tested only after a careful evaluation that has determined that the benefit involved in performing the test outweighs the associated risks.

Box 4.1

Relative and Absolute Indications for Stopping an Exercise Test (1)

Contraindications to Symptom-Limited Maximal Exercise Testing

Absolute Contraindications

  Acute myocardial infarction within 2 d

  Ongoing unstable angina

  Uncontrolled cardiac arrhythmia with hemodynamic compromise

  Active endocarditis

  Symptomatic severe aortic stenosis

  Decompensated heart failure

  Acute pulmonary embolism, pulmonary infarction, or deep venous thrombosis

  Acute myocarditis or pericarditis

  Acute aortic dissection

  Physical disability that precludes safe and adequate testing

Relative Contraindications

  Known obstructive left main coronary artery stenosis

  Moderate to severe aortic stenosis with uncertain relationship to symptoms

  Tachyarrhythmias with uncontrolled ventricular rates

  Acquired advanced or complete heart block

  Recent stroke or transient ischemia attack

  Mental impairment with limited ability to cooperate

  Resting hypertension with systolic >200 mm Hg or diastolic >110 mm Hg

  Uncorrected medical conditions, such as significant anemia, important electrolyte imbalance, and hyperthyroidism

Reprinted with permission from Fletcher GF, Ades PA, Kligfield P, et al. Exercise standards for testing and training: a scientific statement from the American Heart Association. Circulation. 2013;128:873–934.

Maximal versus Submaximal Exercise Testing

The decision to perform a maximal or submaximal exercise test depends largely on the reasons for the test, physical condition of the patient, and availability of appropriate equipment and personnel. Maximal exercise tests require participants to exercise to the point of volitional fatigue, which may be inappropriate for some individuals and may require the need for emergency equipment (23,50).

Exercise professionals often rely on submaximal exercise tests to assess CRF because maximal exercise testing is not always feasible in the health/fitness setting. The foundation of submaximal exercise testing is to determine the HR response to one or more submaximal work rates and to use the data to predict an individual’s O2max. In addition to predicting O2max from the HR–work rate relationship, the exercise professional should collect additional important physiological responses from the exercise test. The measurement of HR, blood pressure (BP), work rate, and rating of perceived exertion (RPE) can give valuable information to the exercise professional in regard to the patient’s health and functional response to exercise. Combined with the patient’s estimated O2max, this information can be used to evaluate and track the patient’s submaximal physiological responses over time and can be used to make modifications to his or her ExRx.

To ensure an accurate estimation of O2max from a submaximal exercise test, all of the following assumptions must be met or achieved (34):

  A steady-state HR is obtained for each exercise work rate.

  A linear relationship exists between HR and work rate.

  The difference between actual and predicted maximal heart rate (HRmax) is minimal.

  Mechanical efficiency (i.e., O2 at a given work rate) is the same for everyone.

  The subject is not on any medications that may alter the HR response to exercise (i.e., β-blockers).

  The subject is not using high quantities of caffeine, ill, or in a high-temperature environment, all of which may alter the HR response.

Guidelines for Exercise Testing

General Guidelines

Prior to any type of CRF testing, pertinent data such as preactivity screening (refer to Chapter 3), demographic, medical, and personal information should be gathered and reviewed to reduce the occurrence of unwanted or potentially harmful events that could occur during the exercise test. Once an individual has been properly screened and it has been determined he or she is safely able to undergo the CRF test, the exercise professional should ensure that the following pretest instructions are given the patient. These instructions should be provided to the patient at least 24 hours before the exercise test to ensure patient adherence as well as maximize patient safety and comfort.

  Review the patient’s completed consent and screening forms.

  Have the appropriate data collection forms (data recording sheets, normative tables) ready prior to the exercise test.

  Calibrate all equipment (e.g., cycle ergometer, treadmill, sphygmomanometer, skinfold calipers) at least monthly or more frequently based on usage.

  Assure a room temperature between 68°F and 72°F (20°C and 22°C) and a humidity of less than 60% with adequate ventilation (37). The testing environment can play a very important role in test validity and reliability.

  To minimize subject anxiety, the test procedures should be explained adequately and should not be rushed, and the test environment should be quiet and private.

  The room should be equipped with a comfortable seat and/or examination table to be used for resting BP and HR.

  The demeanor of personnel should be one of relaxed confidence to put the subject at ease.

  Finally, the exercise professional should be familiar with the emergency response plan.

When performing multiple assessments in one session, the sequence of testing is very important. Prior to any exertional assessments, resting measurements such as HR, BP, height, and body weight and body composition should be obtained. Once resting measurements have been taken, the following order can be followed for testing: cardiorespiratory, muscular fitness, and flexibility. Although an optimal order for testing multiple health-related components of fitness has not been determined, sufficient time should be allowed for HR and BP to return as close to baseline as possible between tests. For example, assessing CRF after a muscular fitness assessment (which can elevate HR) can influence the CRF results. Furthermore, the tester should be aware of and note any medications the participant is taking because some, such as β-blockers, can alter the HR response to exercise. In addition, the test sequence should be organized so that the same muscle groups will not be stressed repeatedly.

Pretest Instructions for Cardiorespiratory Fitness Assessment

To ensure the predictive accuracy for measuring CRF, reproducibility of the test, and ensure the safety of the patient, they should be presented with the following general instructions to standardize the test (23):

  The purpose for conducting the test should be clear to ensure diagnostic accuracy and patient safety.

  Patients should abstain from ingesting food, caffeine, alcohol, or tobacco products within 3 hours of testing (routine medications may be taken with small amounts of water).

  Appropriate, comfortable clothing and footwear should be worn.

  Strenuous exercise should not be performed at least 24 hours prior the test.

  If the exercise test is on an outpatient basis, the individual should be made aware that the fitness assessment is maximal and may cause fatigue. They may wish to have someone accompany them to drive home afterward.

  If the exercise test is performed for the diagnosis of ischemia, routine medications may be discontinued because some (β-blockers) can attenuate the HR and BP response to exercise as well as alter the hemodynamic response and reduce the sensitivity of an electrocardiogram (ECG, antianginal agents). No formal guidelines for medication tapering exist, but 24 hours or more could be required.

  If the exercise test is for functional or ExRx purposes, individuals should continue their medication regimen so the exercise response will be consistent with responses expected during exercise (3).

  Participants should bring a list of their current medications that include dosage and frequency of administration and report when the last dose was taken.

  Ample fluid consumption 24 hours prior to the assessment is encouraged to ensure normal hydration.

Cardiorespiratory Test Sequence and Measurements

Following the appropriate screening, measurements specific for CRF testing should be obtained prior to the start of the exercise test.

Position and Technique

At a minimum, preexercise HR and BP should be measured in the testing position. A preexercise HR should be obtained at the radial artery for 60 seconds. BP should be obtained following standardized procedures (see Chapter 3). During the exercise test, a minimum of HR, BP, RPE, and ECG should be measured at defined intervals while constant subjective measurements of signs or symptoms of cardiovascular or pulmonary disease are also recorded. These measurements should be obtained routinely during the exercise test and through recovery. Table 4.1 provides the recommended sequence for the measurement of HR, BP, RPE, and ECG during an exercise test.

Table 4.1

Best Practices for Monitoring during a Symptom-Limited Maximal Exercise Test (1)


Before Exercise Test

During Exercise Test

After Exercise Test


Monitor continuously; record in supine position and position of exercise (e.g., standing).

Monitor continuously; record during the last 5–10 s of each stage or every 2 min (ramp protocol).

Monitor continuously; record immediately postexercise, 60 s of recovery, and then every 2 min.

Heart ratea

Monitor continuously; record in supine position and position of exercise (e.g., standing).

Monitor continuously; record during the last 5–10 s of each minute.

Monitor continuously; record during the last 5–10 s of each minute.

Blood pressurea,b

Monitor continuously; record in supine position and position of exercise (e.g., standing).

Measure and record during the last 30–60 s of each stage or every 2 min (ramp protocol).

Measure and record immediately postexercise, 60 s of recovery, and then every 2 min.

Signs and symptoms

Monitored continuously; record as observed.

Monitor continuously; record as observed.

Monitor continuously; record as observed or as symptoms resolve.

Rating of perceived exertion

Explain scale.

Record during the last 5–10 s each stage or every 2 min (ramp protocol).

Obtain peak exercise shortly after exercise is terminated.

aIn addition, heart rate and blood pressure should be assessed and recorded whenever adverse symptoms or abnormal electrocardiogram changes occur.

bAn unchanged or decreasing systolic blood pressure with increasing workloads should be retaken (i.e., verified immediately).

Adapted and used with permission from Brubaker PH, Kaminsky LA, Whaley MH. Coronary Artery Disease: Essentials of Prevention and Rehabilitation Programs. Champaign (IL): Human Kinetics; 2002. 364 p.

HR can be measured either by palpitation, auscultation, or via HR monitors. The pulse palpation technique involves “feeling” the pulse by placing the second and third digits (i.e., index and middle fingers) over the radial artery which is located on the thumb side of the wrist. The pulse is commonly counted for a 15-second time interval and then multiplied by 4 to determine the HR for 1 minute. During exercise, this 15-second method should be used to ensure that HR has reached a steady state (two measurements that are within four beats). To auscultate the HR, the bell of the stethoscope should be placed to the left of the sternum and just above the nipple. The exercise HR response should be a linear increase in work at a rate of approximately 10 ± 2 beats ∙ MET−1. HRmax decreases with age (64) and is decreased in patients on β-adrenergic receptor blockers along with the submaximal HR response. For an adult population, the most common equations to predict a patient’s HRmax are as follows:

Age-predicted HRmax = 220 − age (year)

Age predicted HRmax = 208 − (0.7 × age)

BP, both preexercise and exercising, should be measured at heart level with the subject’s arm supported and relaxed and not grasping the handrail (treadmill) or handlebar (cycle ergometer). Both systolic blood pressure (SBP) and diastolic blood pressure (DBP) measurements can be used to ensure that there is an appropriate exercise response and can be used as indicators for stopping an exercise test (Boxes 4.2 and 4.3). The normal SBP response to exercise should be to increase with increasing workloads of approximately 10 ± 2 mm Hg ∙ MET−1 (23). On average, there is a greater response in men, increased with age, and in patients taking vasodilators, calcium channel blockers, angiotensin-converting enzyme inhibitors, and α- and β-adrenergic blockers. It is important for the exercise professional to understand what the appropriate response to exercise is, so he or she can correctly interpret what an inappropriate BP response to exercise is (Box 4.4).

Box 4.2

General Indications for Stopping an Exercise Testa

  Onset of angina or angina-like symptoms

  Drop in SBP of ≥10 mm Hg with an increase in work rate or if SBP decreases below the value obtained in the same position prior to testing

  Excessive rise in BP: systolic pressure >250 mm Hg and/or diastolic pressure >115 mm Hg

  Shortness of breath, wheezing, leg cramps, or claudication

  Signs of poor perfusion: light-headedness, confusion, ataxia, pallor, cyanosis, nausea, or cold and clammy skin

  Failure of HR to increase with increased exercise intensity

  Noticeable change in heart rhythm by palpation or auscultation

  Subject requests to stop

  Physical or verbal manifestations of severe fatigue

  Failure of the testing equipment

aAssumes that testing is nondiagnostic and is being performed without electrocardiogram monitoring. For clinical testing, Box 4.3 provides more definitive and specific termination criteria.

Reprinted from American College of Sports Medicine. ACSM’s Guidelines for Exercise Testing and Prescription. 10th ed. Philadelphia (PA): Wolters Kluwer; 2018. 480 p.

Box 4.3

Indications for Terminating a Symptom-Limited Maximal Exercise Test

Absolute Indications

  ST elevation (>1.0 mm) in leads without preexisting Q waves because of prior MI (other than aVR, aVL, or V1)

  Drop in systolic blood pressure of >10 mm Hg, despite an increase in workload, when accompanied by other evidence of ischemia

  Moderate-to-severe angina

  Central nervous system symptoms (e.g., ataxia, dizziness, or near syncope)

  Signs of poor perfusion (cyanosis or pallor)

  Sustained ventricular tachycardia or other arrhythmia, including second- or third-degree atrioventricular block, that interferes with normal maintenance of cardiac output during exercise

  Technical difficulties monitoring the ECG or systolic blood pressure

  The subject’s request to stop

Relative Indications

  Marked ST displacement (horizontal or downsloping of >2 mm, measured 60 to 80 ms after the J point in a patient with suspected ischemia)

  Drop in systolic blood pressure >10 mm Hg (persistently below baseline) despite an increase in workload, in the absence of other evidence of ischemia

  Increasing chest pain

  Fatigue, shortness of breath, wheezing, leg cramps, or claudication

  Arrhythmias other than sustained ventricular tachycardia, including multifocal ectopy, ventricular triplets, supraventricular tachycardia, and bradyarrhythmias that have the potential to become more complex or to interfere with hemodynamic stability

  Exaggerated hypertensive response (systolic blood pressure >250 mm Hg or diastolic blood pressure >115 mm Hg)

  Development of bundle-branch block that cannot be distinguished from ventricular tachycardia

  SpO2 ≤80% (2)

Reprinted with permission from Gibbons RJ, Balady GJ, Bricker JT, et al. ACC/AHA 2002 guideline update for exercise testing: summary article. A report of the American College of Cardiology/American Heart Association Task Force on Practice Guidelines (Committee to Update the 1997 Exercise Testing Guidelines). J Am Coll Cardiol. 2002;40(8):1531–40.

Box 4.4

Abnormal Blood Pressure Responses to Exercise (1)

  Hypertensive response: An SBP >250 mm Hg is a relative indication to stop a test. An SBP ≥210 mm Hg in men and ≥190 mm Hg in women during exercise is considered an exaggerated response.

  Hypotensive response: A decrease of SBP below the pretest resting value or by >10 mm Hg after a preliminary increase, particularly in the presence of other indices of ischemia, is abnormal and often associated with myocardial ischemia, left ventricular dysfunction, and an increased risk of subsequent cardiac events.

  Blunted response: In patients with a limited ability to augment cardiac output (), the response of SBP during exercise will be slower compared to normal.

  Postexercise response: SBP typically returns to preexercise levels or lower by 6 min of recovery. Studies have demonstrated that a delay in the recovery of SBP is highly related both to ischemic abnormalities and to a poor prognosis.

  Diastolic blood pressure (DBP) response during exercise: A peak DBP >90 mm Hg or an increase in DBP >10 mm Hg during exercise above the pretest resting value is considered an abnormal response.

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Feb 15, 2020 | Posted by in SPORT MEDICINE | Comments Off on Cardiorespiratory Fitness Assessment
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