Articular Cartilage Biology, Osteoarthritis, Biologics, and Stem Cell Therapy
Karin A. Payne, PhD
Lacey Favazzo, PhD
Michael Zuscik, PhD
Dr. Payne or an immediate family member serves as a board member, owner, officer, or committee member of the Orthopaedic Research Society. Dr. Zuscik or an immediate family member serves as an unpaid consultant to Solarea BIO. Neither Dr. Favazzo nor any immediate family member has received anything of value from or has stock or stock options held in a commercial company or institution related directly or indirectly to the subject of this chapter.
ABSTRACT
The current understanding of osteoarthritis is viewed from the perspective that articular cartilage is lost in disease, the whole joint degenerative process is associated with cartilage loss, and clinically accessible treatment strategies have potential to support symptom mitigation and structural effects. Thus, to form a broad view of osteoarthritis disease as a clinical challenge, it is important to first review the basic concepts of articular cartilage biology related to the cartilage and joint degenerative process. Various factors including age, injury, genetics, and obesity that cause, perpetuate, or accelerate disease are critical to understand and establish the concept that osteoarthritis is a syndrome with multiple etiologies that will likely require personalized medicine approaches that target the process uniquely in each etiologic context. The field has not clinically progressed to support any disease-modifying therapeutic agents, let alone a personalized medicine approach. However, there are several clinical interventions with documented efficacy in reducing symptoms and providing cartilage structural repair for generalized osteoarthritis, including orthobiologics involving platelet-rich plasma and stem cells, as well as tissue engineering approaches that repair cartilage defects and can restore joint function.
Keywords: articular cartilage; chondrocyte; orthobiologics; osteoarthritis; stem cell
Introduction
Osteoarthritis is a multifaceted, degenerative disease of the whole joint that causes loss of articular cartilage, subchondral bone sclerosis, synovitis, and myriad other symptoms and presentations, ultimately resulting in joint failure. It causes a substantial decrease in quality of life and poses an enormous financial burden.1 With as much as 10% of the US population experiencing various forms of osteoarthritis, there is a clear and urgent need to develop treatment methods that lessen symptoms and improve disease outcomes. Osteoarthritis can affect any weight-bearing or non-weight-bearing joint in the body. The origins of disease are complex and include genetics/epigenetics, sex-related/hormonal differences, obesity/inflammation, gut microbiome changes, injury, aging/senescence, and other factors. Orthobiologics include platelet-rich plasma, hyaluronic acid, and stem cell-based therapies, as well as tissue engineering approaches. However, lack of standardization in methods, outcomes, study design, and the placebo effect make drawing conclusions about the efficacy of a given therapy difficult. It is important to review the fundamentals of joint biology, the complex etiologies of osteoarthritis, and various orthobiologics currently in use.
Articular Cartilage Biology
Articular cartilage is formed during embryogenesis through a sequential series of steps that include patterning of cell types and tissue structure at the sites of developing joints.2 Chondrocytes residing in articular cartilage are mainly formed from interzone cells. Unlike chondrocytes in the epiphyseal plates, which undergo orchestrated differentiation leading to longitudinal bone growth and culminating in apoptosis, articular chondrocytes achieve a nonterminally hypertrophic state that supports their main cellular function: maintenance of extracellular matrix. Structurally, articular cartilage is maintained as four distinct cellular zones from the surface to the underlying bone: superficial, intermediate, radial, and calcified cartilage (Figure 1).
The superficial zone consists of one to two cell layers of flattened chondrocytes expressing proteoglycan 4 (Prg4) (also known as superficial zone protein or lubricin), Sox9, Col2a1(IIb), Agc1, Tnc, and low levels of cartilage intermediate layer protein (Cilp).2 Chondrocytes of the intermediate zone are round and express many of the same molecules as the superficial zone except for Prg4, although they have higher levels of Cilp. Radial and calcified cartilage zone chondrocytes express markers of chondrocyte differentiation and hypertrophy, including Col10a1 (1).
The superficial zone consists of one to two cell layers of flattened chondrocytes expressing proteoglycan 4 (Prg4) (also known as superficial zone protein or lubricin), Sox9, Col2a1(IIb), Agc1, Tnc, and low levels of cartilage intermediate layer protein (Cilp).2 Chondrocytes of the intermediate zone are round and express many of the same molecules as the superficial zone except for Prg4, although they have higher levels of Cilp. Radial and calcified cartilage zone chondrocytes express markers of chondrocyte differentiation and hypertrophy, including Col10a1 (1).
The understanding of the behavior of articular chondrocytes has its foundations in broad literature studying these cells in vitro and in vivo. Articular chondrocytes removed from their matrix tend to dedifferentiate into type 1 collagen-expressing fibroblasts and lose their ability to express Col2a1 and other matrix components including proteoglycans.3 When cultured in suspension or in a three-dimensional (3D) matrix made of collagen, agar, or alginate, the cells will more accurately maintain their chondrocytic phenotype,3 emphasizing the importance of cell-matrix interactions in controlling gene expression. The predominant matrix protein in cartilage is type II collagen, which is composed of three individual Col2a1 chains forming a triple helix.2 Like type I collagen, it is secreted as triple helical proprotein, which is cleaved extracellularly by proteinases.2 The other major organic component of the matrix is proteoglycan, which includes a hyaluronic acid chain tethered to several proteins that are covalently bound to glycosaminoglycan side chains.2 The major proteoglycan is aggrecan, which consists of a protein core associated with chondroitin sulfate and keratan sulfate side chains. These negatively charged polysaccharides serve to attract positively charged electrolytes to the proteoglycan superstructure, which serve to create the Donnan osmotic pressure that provides hydration and structural integrity of articular cartilage.4 In addition to type II collagen and aggrecan, articular chondrocytes produce a series of minor collagens that also contribute to tissue structure, including type VI, IX, X, and XI collagens. Type VI collagen is a pericellular matrix protein, whereas type IX is a collagen molecule with a proteoglycan moiety. Type IX collagen molecules coat the outer surface of type II collagen fibrils supporting interactions with matrix proteoglycans, an important
basis for interconnections between the collagen and proteoglycan matrix.
basis for interconnections between the collagen and proteoglycan matrix.
Because cartilage degeneration leading to its loss is a seminal feature of the osteoarthritis disease process, study of cartilage structure and articular chondrocyte function in this context has been a major focus of the work in the field. In general, chondrocyte maintenance of the matrix is a homeostatic process that persists through adulthood unless stress-related injury, inflammation (local or systemic), senescence, or genetic defects lead to loss of the signals required to maintain or inhibit inappropriate differentiation of chondrocytes (Figure 2). When pathways that decelerate or prevent chondrocyte hypertrophy are disrupted or impaired, progressive loss of mechanically appropriate articular cartilage matrix leads to degenerative disease.3 It is now understood that the inappropriate articular chondrocyte differentiation process of chondrocytes leading to cartilage loss needs to be viewed from a whole joint perspective (Figure 3, A), with subchondral bone, synovium, ligaments, tendons, and menisci (specifically in the knee joint) having a role to play in the loss of high-integrity cartilage. This holistic view of the joint sets the stage for the enumeration of the underpinnings of osteoarthritis disease initiation and progression and approaches for therapeutic intervention (Figure 3, B).
Joint Degeneration in Osteoarthritis
Cartilage
Osteoarthritis is the most common form of arthritis that is characterized by dysfunction of articular chondrocytes, degeneration of articular cartilage (and meniscus if the focus is the knee), periarticular bone formation (osteophytes), synovitis, and enhanced bone density below the articular cartilage surface (subchondral sclerosis)3 (Figure 3, A). Although the etiology of osteoarthritis is not fully understood, it is generally held that biochemical, metabolic, genetic, and trauma-related factors participate in the progression of overall joint degeneration. Although osteoarthritis is a disease of the whole joint, articular cartilage degeneration is a defining feature. In healthy tissue, cartilage is composed of a relatively small number of chondrocytes living in abundant extracellular matrix composed of collagen and proteoglycans. As described previously, in this environment, chondrocytes maintain homeostasis of the matrix, which in turn preserves the structure of cartilage. In osteoarthritis, the cartilage aspect of the disease involves degradation of this extracellular matrix. Although synovial cells initially induce a short-term increase in matrix synthesis (Agc1, Col2a1) and articular chondrocyte proliferation via catabolic cytokine production, this attempt at repair occurs only in early stages of the disease.5 As osteoarthritis progresses, enhanced production of collagenases, such as matrix metalloproteinases 1, 8, 9, and 13, and the aggrecanases ADAMTS4 (human) and ADAMTS5 (mouse) are induced by tumor necrosis factor alpha, interleukin (IL)-17, IL-18, IL-1, and prostaglandin E2,6,7 resulting in cartilage degradation and disease progression.
Bone
Articular and calcified cartilage form just part of the osteochondral unit; subchondral cortical and trabecular bone are also key components stratified anatomically by their mechanical, biologic, and architectural function.8 Beneath the protective layer of calcified cartilage that separates articular cartilage from the subchondral bone is a cortical bone plate that melds with a system of relatively more metabolically active and porous trabecular bone.8 To adapt to the many changing physiologic needs and conditions of the joint, the subchondral bone undergoes constant remodeling via osteoclast-associated bone resorption proceeded by osteoblast-mediated bone formation.8 Osteocytes are located throughout the trabecular and cortical bone matrix and serve as mechanosensors.9 In early osteoarthritis, increased bone remodeling and cortical bone porosity occur, followed by an increase in cortical plate thickness and decrease in subchondral bone mass accompanied by architectural changes.8 As disease progresses into late-stage osteoarthritis, osteophyte formation driven by transforming growth factor beta and bone morphogenetic protein 2, bone cysts, apoptotic osteocytes, and a disruption of the osteocyte mechanosensing network are observed.8
Synovium
A third major component of the joint that contributes to both osteoarthritis initiation and progression is the synovium. Normal nonarthritic synovium is a unique connective tissue that is composed of an outer, subintimal layer and an inner, intimal layer.10 The healthy subintimal layer can be 5 mm thick and is made of various connective tissue, including both fibrous and adipose tissue. Although this layer is comparatively acellular, it features lymphatic vessels and nerve fibers. The normal intimal layer is one to four synoviocytes thick and directly abuts the joint cavity. In the absence of osteoarthritis, most of the synoviocytes are fibroblastic, with a heterogenous population of monocyte and macrophage lineage cells as well as varying populations of immune system players including B and T cells.6 The synovium serves a crucial function by acting as a major source of nutrition for the cartilage, providing joint lubrication, and preserving articular joint mobility.11 Because synovitis is a clinical and diagnostic feature of osteoarthritis in more than 50% of patients,12 understanding its role in initiating or driving disease is critically important. In the disease state, the synovium becomes hyperplastic, with the intima becoming orders of magnitude thicker in cell depth.10 This becomes critical as synovium thickness is correlated with inflammatory cell infiltration, including populations of CD68+ macrophages, T cells, B cells, and mast cells.13 Immune cell migration to and inflammation of the synovium is mediated by a variety of cytokines, including interleukin 1-beta, tumor necrosis factor alpha, IL-6, IL-15, IL-17, and IL-18.14 Cytokines produced by the synovial membrane and released into the synovial fluid can lead to inappropriate chondrocyte hypertrophy and apoptosis and cyclic production of proteolytic enzymes, which in turn contribute to cartilage degradation and enhanced inflammation of the synovium by matrix degradation products.14
Ligaments, Meniscus, and Tendons
It is important to consider the effect of ligaments and the meniscus in the context of osteoarthritis as a whole-organ disease. Unlike tendons, which connect bone to muscle, ligaments mechanically connect bones or fibrocartilaginous structures with other bones or
fibrocartilaginous structures, including menisci in the knee. They are critical to proprioception and rich in mechanosensors, which may contribute to joint dysfunction if impeded.15 Recent studies have estimated that the rate of knee osteoarthritis development in individuals with a history of knee injury may fall between 286% and 495% greater than in individuals without injury history,16 and in as many as one-third of patients who sustain an anterior cruciate ligament injury, osteoarthritis develops within a decade of injury.17 The four meniscotibial ligaments in the joint cavity are exposed to the inflammatory synovial fluid milieu in osteoarthritis.18 Because these ligaments mediate fixation of the meniscal horns, they are a common point of joint instability and osteoarthritis development.18 Ligament entheses and signaling pathways are critically understudied and may provide insight into the role of ligaments in osteoarthritis development.
fibrocartilaginous structures, including menisci in the knee. They are critical to proprioception and rich in mechanosensors, which may contribute to joint dysfunction if impeded.15 Recent studies have estimated that the rate of knee osteoarthritis development in individuals with a history of knee injury may fall between 286% and 495% greater than in individuals without injury history,16 and in as many as one-third of patients who sustain an anterior cruciate ligament injury, osteoarthritis develops within a decade of injury.17 The four meniscotibial ligaments in the joint cavity are exposed to the inflammatory synovial fluid milieu in osteoarthritis.18 Because these ligaments mediate fixation of the meniscal horns, they are a common point of joint instability and osteoarthritis development.18 Ligament entheses and signaling pathways are critically understudied and may provide insight into the role of ligaments in osteoarthritis development.
The Etiologies of Osteoarthritis
In much the same way that osteoarthritis is a whole-organ disease that involves interplay between various elements of the joint and whole body, there is no single etiologic mechanism of osteoarthritis. The osteoarthritis syndrome, which is characterized by the tissue phenotypes described earlier, is driven by numerous factors, including aging and cellular senescence; obesity and systemic inflammation; gut microbiome, genetic, and epigenetic factors; and sex hormones. Although the end point of the disease looks similar despite etiology, understanding etiology in a personalized medicine perspective will be critical in the development of targeted therapeutic approaches.
Aging and Senescence
The most prominent risk factor for development of osteoarthritis is age. Although some studies have indicated that osteoarthritis of the hand peaks between 60 and 64 years of age, there is additional evidence that osteoarthritis of the hip and knee continue to increase with age.19 There are many facets of aging that contribute to osteoarthritis in aging populations, including age-related chronic inflammation, mitochondrial dysfunction, dysregulated nutrient sensing, altered epigenetics, changes in intercellular communication, and cellular senescence.19 Although many of these factors contribute to osteoarthritis on their own, natural aging serves as a perfect storm of increased fat mass, decreased muscle mass, and increased levels of adipokine and cytokine levels that contribute to systemic inflammation.20,21 As the population ages, osteoarthritis increases, and age-related risk factors and biologic changes accumulate in the context of this senescence-associated secretory phenotype.21
Cellular senescence is a general state of cessation of cellular division, which can be because of any number of factors, but naturally increases during aging and during osteoarthritis progression.21 In the case of osteoarthritis, cellular stresses likely contribute to senescence and senescence-associated secretory phenotype.21 Because the sole source of cells in cartilage is inherently nonmitotic chondrocytes, they may be particularly susceptible to senescence signals such as DNA damage21 that accumulate with aging. It is important to note that although aging cartilage and osteoarthritis cartilage share many features, such as diminished extracellular matrix in the joint, bone alterations, and loading changes, they differ in terms of nonenzymatic crosslinking, cartilage loss, synovial inflammation, and others.21
Sex
Sex differences also play a role in the etiology of osteoarthritis. In general, osteoarthritis of the knee, hand, and foot is more likely to develop in women, whereas men have higher rates of shoulder and cervical spine osteoarthritis, but the overall incidence of osteoarthritis is similar between the sexes until middle age.22,23,24 After age 50 years, osteoarthritis is more likely to develop in women.24 These sex differences are likely a complex series of contributing events including social, economic, sex hormone, and age-related changes.22,25 It is noteworthy that the age at which osteoarthritis develops in more women than men coincides with the average age that menopausal transition occurs,24 and menopause itself is associated with an increase in osteoarthritis.23
Obesity and Gut Microbiome
Increased body mass and the concomitant development of type 2 diabetes has long been associated with osteoarthritis, and although weight and joint loading certainly remain critical components, there is an increasing interest in the role obesity plays in osteoarthritis at a systemic level. Globally, knee osteoarthritis accounts for 85% of the osteoarthritis burden26 and is also the most closely associated with obesity-related variables, compared with osteoarthritis of the hand or hip.25 However, the fact that obesity significantly increases osteoarthritis development in non-weight-bearing joints, such as the hand,27 indicates the presence of a systemic change caused by obesity that contributes to osteoarthritis. Obesity leads to a metabolic state of chronic, systemic inflammation including increased presence of peptidoglycans, inflammatory cytokines, lipopolysaccharide,
free fatty acids, pattern recognition receptors, Toll-like receptors, and matrix metalloproteinases.28 The mechanisms by which these changes may drive osteoarthritis remain active areas of study and may involve disrupted intestinal barrier, adipokine production, immune cell changes, and immunometabolic disorders. It has been repeatedly established that obesity creates a state of chronic, low-level inflammation,29 and this inflammation contributes to osteoarthritis development and progression.30,31
free fatty acids, pattern recognition receptors, Toll-like receptors, and matrix metalloproteinases.28 The mechanisms by which these changes may drive osteoarthritis remain active areas of study and may involve disrupted intestinal barrier, adipokine production, immune cell changes, and immunometabolic disorders. It has been repeatedly established that obesity creates a state of chronic, low-level inflammation,29 and this inflammation contributes to osteoarthritis development and progression.30,31
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