Fig. 28.1
Posteroanterior (a) and lateral (b) radiographs demonstrating L5–S1 anterior lumbar interbody fusion with titanium lordotic cage
A retrospective study of patients undergoing stand-alone ALIF for degenerative disk disease was performed to determine if different aspects of disk space preparation and cage design affect clinical outcome [12]. The investigators observed that endplate preservation during disk space preparation was associated with improved anterior and posterior disk space distraction. They also found that use of a lordotic or tapered cage led to greater restoration of segmental lordosis than a standard cylindrical cage. These benefits associated with endplate preservation and use of a lordotic cage resulted in improved clinical outcomes as early as 3 months postoperatively and were maintained over a 2-year follow-up period.
Segmental lumbar lordosis can be achieved with parallel cylindrical cages through asymmetric reaming of the vertebral end plates. By removing more of the posterior aspect of the disk space, the adjacent vertebra rotates sagittally about their respective internal axis of rotation to settle on the cylindrical cage, creating segmental lordosis. Over-reaming of the posterior aspect of the disk however inhibits interbody distraction and thereby decreases restoration of foraminal height.
28.4.8 Posterior Spinal Fixation: Pedicle Screw and Translaminar Screw Constructs
The use of stand-alone interbody devices for ALIF has been met with mixed clinical success. As a result, many supplement ALIF with posterior spinal fixation with or without posterior intertransverse fusion (360° or circumferential fusion) to increase stabilization, enhance arthrodesis, and ideally improve clinical outcomes (Fig. 28.2a, b). The use of supplementary posterior fixation has been demonstrated to improve stabilization in multiple directions and increase fusion. Holte et al. [13] found that FRA combined with posterior spinal instrumentation resulted in a 98 % fusion rate compared to a 75 % fusion rate with stand-alone FRA. A recent study using thin-section computed tomography revealed an 89 % fusion rate with pedicle screw–rod fixation compared to a 51 % fusion rate with stand-alone ALIF [14].
Fig. 28.2
Posteroanterior (a) and lateral (b) radiographs demonstrating L4–5, L5–S1 anterior lumbar interbody fusion with femoral ring allograft and supplemental posterior transpedicular fixation
Transpedicular fixation with a pedicle screw–rod construct remains the biomechanical gold standard for internal stabilization. Pedicle screws when affixed to a connecting rod have the unique capacity for three-dimensional control with restriction of motion in all planes. Conventional open pedicle screw placement, however, adds considerably to the morbidity of the surgical procedure. Besides a separate posterior incision, extensive muscle dissection and retraction is necessary to visualize the appropriate anatomic landmarks for pedicle screw placement. This can result in increased tissue injury, blood loss, operative time, postoperative pain, recovery period, and potential for nerve root or facet injury.
Alternative less invasive options for posterior spinal fixation exist. Translaminar facet screws are placed either via a mini-open technique or percutaneously over a guide wire, thereby reducing operative morbidity. A study investigated fusion rates for patients undergoing either stand-alone ALIF or ALIF with either translaminar, unilateral pedicle, or bilateral pedicle screw constructs. Thin-section computed tomography was used to assess for radiographic evidence of fusion. Patients undergoing unilateral or bilateral pedicle screws had higher fusion rates (89 % and 88 %, respectively) compared to translaminar screw (58 %) fixation or stand-alone ALIF (51 %) [14]. Alternatively, Best and Sasso [15] found that translaminar screws were associated with decreased pain scores, fewer complications, and decreased incidence of reoperation compared to pedicle screws. Recently, percutaneous transpedicular screw fixation has been developed that allows for percutaneous placement of cannulated pedicle screws over a guide wire. Novel instrumentation has been designed to allow for percutaneous insertion of a connecting rod. The long-term benefit of percutaneous pedicle screws compared to conventional open pedicle screws in terms of stabilization, enhancing fusion, and operative morbidity, however, remains to be determined.
28.4.9 Anterior Spinal Fixation: Anterior Lumbar Plate and Composite Device
In 1959, Humphries et al. first reported the use of an anterior lumbar plate to stabilize the motion segment after ALIF. Until recently, anterior lumbar plate fixation, however, did not gain popularity due to several factors. The primary concern was that obtaining access for application of the implant was limited due to surrounding vascular, gastrointestinal, and urologic structures. Implants that provided sufficient stability were often too bulky or cumbersome. Additionally, problems with device migration and screw backout plagued many of the early iterations of such instrumentation. Recently, however, lower profile anterior lumbar screws and plates have been designed which achieve better screw–bone purchase by fixating the cortical bone of the apophyseal ring. More recently composite devices which incorporate anterior screws through an interbody cage allow for an even lower profile design, effectively eliminating the offset of the anterior plate as well as providing direct fixation of the cage to the adjacent vertebral bodies. As a result, the use of anterior lumbar fixation combined with ALIF has increased in popularity, largely due to the benefit of a single anterior approach technique.
Anterior plate fixation with an interbody device improves construct stiffness and reduces range of motion compared to a stand-alone interbody construct. Glazer et al. [16] found that in human lumbar cadaveric spines, anterolateral instrumentation enhances stability of a femoral ring allograft. Similarly, Kuzhupilly et al. [17] reported significant improvement of the stability of FRA in extension when anterior crossed screws were inserted through the FRA into the adjacent vertebral bodies. Gerber et al. [18] found that a triangular anterior plate is equivalent to pedicle screw–rod fixation in limiting flexion, extension, axial rotation, and shear forces. However, pedicle screw–rod fixation remains superior to anterior plate fixation in restricting lateral bending [19]. It should be noted that in this study, specimens were tested after diskectomy and bilateral facetectomy, which may not represent the most common clinical scenario in which these devices may be employed. Recent data suggests that a composite device consisting of anterior lumbar screws that thread through an interbody cage into the adjacent vertebral bodies provides equivalent stabilization to an anterior cage with pedicle screw fixation and equivalent if not greater stabilization than ALIF with translaminar facet screws (Fig. 28.3a, b).
Fig. 28.3
Posteroanterior (a) and lateral (b) radiographs demonstrating L5–S1 anterior lumbar interbody fusion with a composite cage–screw device
28.5 Graft Material
Autogenous bone remains the gold standard for graft material. Autograft combines the essential properties of osteogenicity, osteoinductivity, and osteoconductivity necessary for successful arthrodesis. In addition, autograft can be harvested to include cortical bone for structural support in load sharing. In the past, structural iliac crest bone graft was harvested for ALIF. This technique, however, is associated with a high complication rate including chronic pain, blood loss, infection, and pelvic fracture. Further, iliac crest bone graft has limited load-sharing capacity given the available size of the graft and therefore is susceptible to fracture, particularly without supplemental posterior fixation. Alternatively, autologous cancellous bone marrow can be harvested and packed into FRA or cages to combine the optimal biomechanical support of these interbody devices with the enhanced fusion potential of autologous bone.
Alternative strategies for harvesting autologous bone for ALIF have been explored. One technique involves obtaining a core of local bone from the adjacent vertebral body for autograft and replacing the void with a beta-calcium triphosphate plug [20]. This method has been evaluated both in animal and clinical studies and has been demonstrated to be effective. Harvesting a cylinder of autograft from the adjacent vertebral body is an efficient and less morbid technique than iliac crest bone graft. However, when using this technique with posterior pedicle screw stabilization, careful planning with regard to the site of bone removal and screw trajectory must be made to ensure optimal screw fixation without violating the defect.
Allograft in the form of FRA is a commonly used graft material for ALIF. FRA is particularly attractive as it provides a broad load-sharing surface, is readily available, and avoids the morbidity of harvesting autologous bone. FRA is primarily an osteoconductive graft and lacks any osteoinductive or osteogenic potential. As a result, stand-alone ALIF with FRA results in low fusion rates. Therefore, FRA for ALIF generally requires either rigid immobilization with spinal fixation and/or the addition of fusion adjuncts with osteogenicity or osteoinductivity to promote arthrodesis.
The discovery of bone morphogenetic proteins (BMP) and the subsequent ability to use recombinant human gene technology to produce synthetic BMP have revolutionized ALIF. BMPs are a group of osteoinductive proteins that form part of the TGF-β superfamily. Several different types of BMPs have been identified and have been implicated in bone and cartilage formation as well as angiogenesis. BMPs appear to operate by binding to mesenchymal stem cell receptors, initiating a complex cascade of events that leads to cell differentiation and proliferation, promoting in vivo bone formation. Among bone morphogenetic proteins, BMP-2 and BMP-7 have been the subject of considerable attention as particularly powerful osteoinductive agents.
Commercial manufacturing of recombinant human BMP-2 (rhBMP-2) as InFuse (Medtronic, Memphis, TN, USA) has been most widely studied as an osteobiologic adjunct for fusion. A Food and Drug Administration (FDA) study was performed to assess the safety and efficacy of rhBMP-2 in a tapered interbody cage for ALIF [21, 22]. The investigators found that rhBMP-2 is safe and could effectively replace autogenous bone graft for ALIF, thereby avoiding donor site complications. Not unexpectedly, recent clinical trials have been performed to demonstrate equivalency of rhBMP-2 to autologous iliac crest bone graft in both anterior and posterolateral lumbar fusions.
It should be noted, however, that BMP-2 does not only increase bone formation but appears to upregulate bone resorption as well. This is likely due to BMP-2 stimulation of both osteoblast and osteoclast differentiation from progenitor cells. This characteristic is clinically relevant as the use of rhBMP-2 with FRA in stand-alone ALIF has been demonstrated to result in increased graft fracture and nonunion compared to FRA packed with autologous iliac crest bone marrow [23]. Likely, rhBMP-2-induced osteoclast activity resulted in advanced resorption of the femoral ring allograft as well as erosion of the adjacent vertebral end plates leading to graft fracture, subsidence, and nonunion. Therefore, posterior pedicle screw fixation is generally recommended when using rhBMP-2 combined with FRA to maintain stability during the upregulated osteoclast phase until new bone formation occurs.
28.6 Complications
Complications associated with ALIF can be divided into those related to the surgical exposure and those that occur with diskectomy, graft insertion, and hardware placement. Most intraoperative complications of concern during ALIF are associated with the surgical approach, because with appropriate exposure, potential problems with diskectomy, graft insertion and hardware placement are generally minimized. In fact, one of the main advantages of the ALIF approach is that effective anterior exposure facilitates disk removal, endplate preparation, insertion of a biomechanically optimal graft or device, and placement of anterior fixation if necessary, while protecting the neural elements and surrounding dura.
The list of critical structures at risk in the abdomen and retroperitoneum during surgical exposure for ALIF is lengthy. These include the psoas muscle, small intestine, colon, rectum, bladder, kidneys, ureters, diaphragm and crura, medial arcuate ligament, esophageal hiatus, thoracic duct, lumbosacral plexus, greater splanchnic nerves, phrenic nerves, sympathetic chain, superior and inferior hypogastric plexus, aorta, vena cava, segmental and radicular arteries, common iliac vessels, iliolumbar veins, and medial sacral artery.
28.6.1 Vascular Injury
The major risk of ALIF with perhaps the most critical consequence is injury to a great vessel. Depending on the vertebral level, ALIF is associated with risk of injury to the iliac arteries and veins. Vascular injury with anterior exposure is a potentially life-threatening complication as rapid excessive blood loss can occur with a large tear or avulsion of a vessel. Rate of vascular injury after anterior lumbar exposure is reported to be 1–15 %. Venous injury is particularly difficult as these vessels are not easily repaired, even by an experienced vascular surgeon. The incidence of venous injury in primary anterior surgery for lumbar disorders has been reported from 0 to 25 %, depending on case series, approach, and degree of venous injury recorded.
In a review of 345 anterior lumbar procedures performed on 338 patients, the incidence of a major vascular complication was 2.9 % [24]. There were nine injuries involving the common iliac vein and one aortic injury. Current or previous osteomyelitis or discogenic infection, previous anterior spinal surgery, spondylolisthesis, osteophyte formation, transitional lumbosacral vertebra, and anterior migration of the interbody device are associated with increased risk of vascular complication as these lead to scarring and adherence of vessels. Proper identification with gentle blunt dissection of these vessels from the peritoneum and the anterior spine minimizes the risk of vascular injury. Liberal use of topical hemostatic agents can help control minor bleeding from small vessel injuries while preserving vascular patency. Radicular vessels that are sacrificed require proper suture or clip ligation as these vessels tend to retract when cut and may lead to bleeding that is difficult to control otherwise. In some cases where the vessels cannot be safely mobilized or when bleeding is difficult to manage, the spinal procedure may need to be aborted and a posterior approach taken once the patient is medically stable.