This article reviews the existing literature on using yoga for arthritis. It includes peer-reviewed research from clinical trials (published from 1980 to 2010) that used yoga as an intervention for arthritis and reported quantitative findings. Eleven studies were identified, including 4 randomized controlled trials (RCTs) and 4 non-RCTs. All trials were small and control groups varied. No adverse events were reported, and attrition was comparable or better than that typical for exercise interventions. Evidence was strongest for reduced disease symptoms (tender/swollen joints, pain) and disability and for improved self-efficacy and mental health. Interventions, research methods, and disease diagnoses were heterogeneous.
Yoga includes a variety of theories and practices that originated in ancient India and have evolved and spread throughout the world. In Sanskrit, yoga means “to yoke” or connect. This term typically refers to mind-body integration, but over the thousands of years that yoga has evolved, this focus has also been applied to spatial surroundings, nature, other individuals, and spiritual interconnectedness. The physical practice of yoga, referred to as “hatha,” was originally intended to prepare for meditation, an important spiritual practice in many cultures. In recent decades, hatha yoga has become popular for physical activity and stress management. Other aspects of yoga, including study of ancient texts, dietary practices, acts of service, and moral living, may be mentioned but are not generally a focus of western classes.
After attention to posture, deep breathing, and/or chanting, yoga practice often begins with a slow movement sequence to increase blood flow and warm muscles. This sequence is followed by poses that include flexion, extension, adduction, abduction, and rotation. Holding poses builds strength by engaging muscles in isometric contraction. Moving joints through their full range of motion increases flexibility, whereas standing poses promote balance by strengthening and stabilizing muscles and improving proprioception to reduce falls. Thus, yoga incorporates several elements of exercise that may be beneficial for arthritis.
To cope with pain, patients with arthritis often reduce activity. However, inactivity can result in muscle or tendon shortening, articular capsule contraction, and weakened ligaments. Conversely, regular activity may decrease pain and preserve stability.
Although there was once a concern that exercise might increase inflammation and exacerbate pain, regular physical activity is now recommended as part of the comprehensive treatment of arthritis. The American College of Rheumatology (ACR), Osteoarthritis Research Society International (OARSI), and the Ottawa Panel note that stretching, strengthening, and conditioning exercises can preserve physical function, increase strength, and improve endurance for people with arthritis. All persons with arthritis should consult with their doctor to determine a safe and appropriate approach to increasing physical activity.
Unfortunately, long-term exercise maintenance is uncommon even for healthy individuals, generally approaching 50% after 6 months. Vigorous exercise is ideal for physical health and may be acceptable for some persons with arthritis but it could be intolerable and may not be recommended for those with significant joint instability or damage. Adherence to moderate-intensity exercise is more broadly tolerable but still not attained by most people with arthritis. For patients with arthritis, emphasis on stretching, strength, posture, balance, and the ability to adjust pace and intensity are important components of a safe activity, all of which yoga encompasses. Yoga is multifaceted, including focused breathing, mental engagement, stress management, social connection, and/or meditative concentration, along with physical activity. Yoga may offer an alternative to traditional exercise and potential psychological benefits or increased enjoyment for enhanced exercise adherence. Yoga could, therefore, provide another way for patients with arthritis to be active and engaged in an health-promoting behavior. Mind-body interventions, such as yoga, that teach stress management with physical activity may affect diseases from multiple fronts and may be well suited for investigation in both osteoarthritis (OA) and inflammatory immune-mediated diseases such as rheumatoid arthritis (RA).
The goal of this review is to evaluate existing evidence regarding the effects of yoga practice on clinical, functional, and psychosocial outcomes for people with arthritis.
Methods
Databases including MEDLINE, PsychLIT, PsychINFO, and IndMed (an Indian database) were searched for research trials published from 1980 through May 2010, using yoga (including poses, breathing practices, relaxation, and/or meditation) as an exercise intervention for patients with arthritis. Additional relevant publications found in references from the original search list are also reviewed. Research in progress was searched via abstracts from annual scientific meetings of the American Public Health Association, ACR, OARSI, European League Against Rheumatism, and International Association of Yoga Therapists. The following search terms were used: yoga or yogic and arthritis, arthritic, rheumatoid, rheumatic, or osteoarthritis. This review is limited to studies including quantitative statistical analysis and peer review.
Results
A total of 11 articles that described evaluating the effects of a yoga intervention in persons with arthritis were examined. One case series was excluded for lack of quantitative methods. Final analysis consisted of 10 studies ( Table 1 ). Among the 10 studies, 6 focused on RA, 2 were for OA only, and 2 included both RA and OA or arthritis in general. The studies were all published from 1980 to 2010.
Authors | Design | Date Published | Participants | Sample Size | Location | Intervention |
---|---|---|---|---|---|---|
Article | ||||||
Kolasinski et al | Cohort | 2005 | Knee OA in at least 1 knee, 6/7 obese, aged >50 y, all female | 7 | Philadelphia, PA, USA | 90 min, 1/wk for 8 wk (Iyengar) |
Garfinkel et al | RCT, waiting-list control | 1994 | Hand OA, age 52–79 y, male and female | 17 | Philadelphia, PA, USA | 60 min, 1/wk for 8 wk (Iyengar) |
Dash and Telles | Matched controls for age and sex | 2001 | RA, age 21–43 y, male and female | 40 | — | 15 continuous days |
Bosch et al | Convenience control | 2009 | RA, postmenopausal women | 16 | — | 90 min, 3/wk for 10 wk |
Badsha et al | Convenience control | 2009 | Middle-aged adults with RA, mostly of Indian and Caucasian decent | 47 | Dubai, UAE | 60 min, 2/wk for 6 wk (Raj) |
Letter to the editor | ||||||
Haslock et al | RCT, usual care control | 1994 | RA, age 15–72 y | 20 | Britain | 120 min, 5/wk for 3wk; 1/wk for 3 mo; 10–30 min daily home practice |
Evans et al | Cohort | 2010 | RA, young adults | 5 | Los Angeles, CA, USA | 90 min, 2/wk for 6 wk |
Abstracts | ||||||
Haaz et al | RCT, waiting-list control | 2007 | RA or knee OA, age 18–65 y, mostly female, mixed racial background | 37 | Baltimore, MD, USA | 60 min, 3/wk for 8 wk; 1/wk home practice |
Haaz | RCT, waiting-list control | 2008 | RA, age 18–65 y, mostly female, mixed racial background | 30 | Baltimore, MD, USA | 60 min, 3/wk for 8 wk; 1/wk home practice |
Sharma | Matched controls for age and sex | 2005 | Any arthritis diagnosis, age 45–66 y, mostly women, all Caucasian | 24 | Midwestern state, USA | 75 min, 1/wk for 6 wk (Kundalini) |
Study Quality
Study quality was assessed based on study design, sample size, intervention protocol, and statistical analysis. Studies were classified as low, moderate, or high. These criteria are based on categories set forth by the US Department of Health and Human Services 2002 report. Funding source was not included as a category because most studies did not report a funding source, although the available information about funding was described. Because this review includes both randomized and observational trials, categories were adapted for both ( Table 2 ).
Study Quality Score | |||
---|---|---|---|
0 | 1 | 2 | |
Study Design | Uncontrolled | Matched or convenience control, such as comparing preexisting groups | Randomized controlled trial |
Sample Size (Final Data Set) | 0–10/group | 11–20/group | >20/group |
Intervention | Lacking detailed description about the intervention’s components and protocol | Comprehensive yoga program with mention of several components (ie, poses, breathing, meditation) | Well-described comprehensive program, including specific poses and/or modifications, images, class structure |
Data Analysis | Justification for outcome measures not described or not validated, unnecessary potential for bias, statistical methods not appropriate for the data | Some limitations in collection and analysis of data that are generally recognized and explained by study authors | Hypothesis-driven outcomes; reliable and validated measures, with efforts to reduce measurement bias; and explanation for use of appropriate statistical methods |
Study Design
Of the 10 studies included in this review, 4 were randomized controlled trials (RCTs) ; 2 compared people with arthritis to healthy controls, matching for age and sex ; 2 were non-RCTs (NRCTs) ; and 2 were cohort studies. Among the 4 RCTs, 3 had a waiting-list control and the other 2 were usual care. The NRCTs assigned participants to control if they were unable to attend the first class session. None of the studies had an active control group. Of the reviewed studies, 6 were reported as journal articles, 1 was a letter to the editor, and 3 were presented as abstracts at annual research meetings. One study was presented as an abstract at an annual meeting, followed by publication in a journal that did not include a process of peer review ; therefore, only the abstract was included in this review.
Sample Size
Sample sizes ranged from 3 to 26 intervention completers, with similar numbers of comparator groups. Only 1 study had as many as 20 persons per group. The necessary sample size to detect differences between groups was not generally described. Generally, a subject to variable item ratio of 10 to 1 is recommended in multivariable regression analysis to avoid type I errors, although this ratio depends on variable distribution.
There were 6 studies reported on attrition, with rates of 0%, 9%, 22%, 36%, and 37% each, with the 3 most rigorous studies having the lowest rates of attrition. The 2 cohort trials and 1 trial with healthy matched controls had the highest rates of attrition. The greatest retention was from the NRCTs and 2 RCTs. Most studies analyzed data for completers only. Only 1 study reported the consideration of attrition in final analysis, excluding 1 dropout before baseline. Remaining studies did not report attrition.
Intervention Protocol
Intervention protocols varied widely. The “dose” of yoga varied substantially between studies and was often inconsistent within studies. For example, the study with the greatest dose included 120 minutes of practice 5 times per week followed by once per week for 3 months with 10 to 30 minutes of daily home practice. In contrast, the lowest dose included 60 minutes once per week for 8 weeks. Yet another study was only 15 days long but included daily practice in a retreat setting. Some studies required daily home practice, some weekly, and some had no element of home practice. Although many protocols were developed and/or taught by licensed or certified yoga professionals (teachers, therapists, or scholars), some did not describe the intervention development or delivery. This is further complicated because requirements and regulation of yoga instruction differ by jurisdiction and culture, and credentials of the yoga professionals are not always standardized. Some studies used a style of yoga with a long history and published texts describing teaching methods and practice, whereas others developed a new protocol for the population under investigation. Some studies failed to describe the protocol in any detail.
Three studies, an RCT for hand OA, a cohort study for knee OA, and an NRCT of young adults with RA, used an Iyengar-based yoga program. This style is known for using props (blocks, straps, bolsters) adjusting to individual anatomy. The program for both the OA studies was developed by one of the authors who is a senior certified yoga instructor, and the RA protocol was devised by an experienced Iyengar yoga (IY) teacher. The hand OA trial included 10 weeks of “stretching and strengthening exercises emphasizing extension and alignment, group discussion, supportive encouragement and general questions and answers.” Poses emphasized respiration and upper body alignment. The protocol is described generally with reference to a previous publication. The knee OA study described a 15-pose series and prop modifications, which could be easily replicated. The RA study by Evans and colleagues listed examples of poses. The IY-based programs were conducted for 6, 8, and 10 weeks, meeting once or twice weekly for 60 to 90 minutes.
An NRCT for RA used a program developed in consultation with rheumatologists and a certified yoga therapist. This program, conducted by Badsha and colleagues, included stretches, strengthening, meditation, and deep breathing of biweekly classes for 6 weeks. A study with healthy matched control by Dash and Telles included poses, breathing practices, meditation, lectures, and joint loosening exercises in a 14-day yoga training camp. The RCT by Haslock and colleagues used gentle tailored poses, breath control, meditation, lectures, and discussions, with the intention to soften emotions. For the first 3 weeks, 120-minute sessions were held 5 days per week, followed by weekly 120-minute sessions for 3 months.
Abstracts from an RCT of RA and OA discussed the use of a gentle yoga program developed by rheumatologists, psychologists, and a registered yoga therapist, incorporating poses, breathing practices, relaxation, meditation, chanting, and supplemental reading. A study with age- and sex-matched controls taught a social cognitive theory–based Kundalini yoga intervention to those diagnosed with arthritis. Kundalini yoga concentrates on the spine, with a focus on raising energy and awareness. The study included poses, breathing techniques, meditation, and relaxation. In 2 studies, the reader is referred elsewhere for description of the practice.
Data Collection and Analysis
Well-validated instruments were administered by blinded assessors in 6 studies. These included anatomic changes, biomarkers, performance outcomes, and clinical assessment. The inclusion of unmasked assessors in one study was found to be its greatest limitation.
All but 2 studies measured baseline variables and outcomes recommended by ACR or OARSI. None used sham yoga to blind participants. Consequently, all self-report data sustain possible expectation bias. However, the chosen self-report instruments are commonly used for persons with arthritis and known for strong psychometric properties.
One study with healthy controls created a new assessment tool to measure intervention efficacy and participant perceptions. The investigators had previously used some of the questions in this population and demonstrated strong validity and reliability. Additions to the tool were checked for face and content validity by 3 academics.
Only 2 trials (an NRCT and a cohort study) reported efforts to ensure that data characteristics supported the methods (such as assuming a normal distribution) and adjusted the statistical plan as necessary. Eight articles and abstracts described hypotheses up front and linked outcomes to those hypotheses. The other 2 listed feasibility as their primary outcome. However, some outcomes were not well explained in the study’s context. For example, a study comparing patients with RA to healthy controls hypothesized that yoga would result in increased strength. However, this study measured pre- and postintervention nonsteroidal antiinflammatory drug (NSAID) dose, without assessing analgesic or other medication use and included no pain measures.
Overall Study Quality
Of 8 possible points, studies ranged from 3 to 6 in overall study quality ( Table 3 ). Future expansion from pilot studies and abstracts may include greater rigor. Although available information is limited, the strongest studies can point toward associations that may be confirmed with additional trials.
Authors | Study Design | Sample Size | Intervention | Data Collection/Analysis | Overall |
---|---|---|---|---|---|
Kolasinski et al, 2005 | 0 | 0 | 2 | 2 | 4 |
Garfinkel et al, 1994 | 2 | 1 | 2 | 1 | 6 |
Haslock et al, 1994 | 2 | 1 | 2 | 1 | 6 |
Dash and Telles, 2001 | 1 | 1 | 1 | 1 | 4 |
Sharma, 2005 | 0 | 1 | 1 | 1 | 3 |
Badsha et al, 2009 | 1 | 2 | 2 | 1 | 6 |
Haaz et al, 2007 and Haaz et al, 2008 | 2 | 1 | 1 | 1 | 5 |
Bosch et al, 2003 | 2 | 0 | 1 | 1 | 4 |
Evans et al, 2010 | 0 | 0 | 1 | 1 | 2 |
Results
A total of 11 articles that described evaluating the effects of a yoga intervention in persons with arthritis were examined. One case series was excluded for lack of quantitative methods. Final analysis consisted of 10 studies ( Table 1 ). Among the 10 studies, 6 focused on RA, 2 were for OA only, and 2 included both RA and OA or arthritis in general. The studies were all published from 1980 to 2010.
Authors | Design | Date Published | Participants | Sample Size | Location | Intervention |
---|---|---|---|---|---|---|
Article | ||||||
Kolasinski et al | Cohort | 2005 | Knee OA in at least 1 knee, 6/7 obese, aged >50 y, all female | 7 | Philadelphia, PA, USA | 90 min, 1/wk for 8 wk (Iyengar) |
Garfinkel et al | RCT, waiting-list control | 1994 | Hand OA, age 52–79 y, male and female | 17 | Philadelphia, PA, USA | 60 min, 1/wk for 8 wk (Iyengar) |
Dash and Telles | Matched controls for age and sex | 2001 | RA, age 21–43 y, male and female | 40 | — | 15 continuous days |
Bosch et al | Convenience control | 2009 | RA, postmenopausal women | 16 | — | 90 min, 3/wk for 10 wk |
Badsha et al | Convenience control | 2009 | Middle-aged adults with RA, mostly of Indian and Caucasian decent | 47 | Dubai, UAE | 60 min, 2/wk for 6 wk (Raj) |
Letter to the editor | ||||||
Haslock et al | RCT, usual care control | 1994 | RA, age 15–72 y | 20 | Britain | 120 min, 5/wk for 3wk; 1/wk for 3 mo; 10–30 min daily home practice |
Evans et al | Cohort | 2010 | RA, young adults | 5 | Los Angeles, CA, USA | 90 min, 2/wk for 6 wk |
Abstracts | ||||||
Haaz et al | RCT, waiting-list control | 2007 | RA or knee OA, age 18–65 y, mostly female, mixed racial background | 37 | Baltimore, MD, USA | 60 min, 3/wk for 8 wk; 1/wk home practice |
Haaz | RCT, waiting-list control | 2008 | RA, age 18–65 y, mostly female, mixed racial background | 30 | Baltimore, MD, USA | 60 min, 3/wk for 8 wk; 1/wk home practice |
Sharma | Matched controls for age and sex | 2005 | Any arthritis diagnosis, age 45–66 y, mostly women, all Caucasian | 24 | Midwestern state, USA | 75 min, 1/wk for 6 wk (Kundalini) |