Scapulothoracic Fusion
Heath Gould
Brandon J. Erickson
Anthony A. Romeo
INDICATIONS
Patients who experience persistent scapulothoracic dysfunction despite an extensive course of physical therapy and other nonoperative treatment modalities may be considered for scapulothoracic fusion. Affected individuals may be diagnosed with facioscapulohumeral muscular dystrophy (FSHD) or may develop scapular winging due to a nondystrophic etiology. Nondystrophic patients have typically sustained an injury to either the long thoracic nerve or spinal accessory nerve, leading to persistent electromyographic changes for greater than 1 year without evidence of substantial recovery. Other less common etiologies include brachial plexus injury, cerebrovascular disease, medial clavicular insufficiency, Sprengel deformity, and cleidocranial dysostosis.1 Some of these patients may have undergone muscle transfers for scapular winging without adequate symptomatic relief. Scapulothoracic fusion represents a salvage procedure designed to restore mechanical advantage and improve, although not completely normalize, glenohumeral motion.
CONTRAINDICATIONS
Axillary and suprascapular nerve injuries are absolute contraindications to scapulothoracic fusion, as the patient’s ability to regain meaningful glenohumeral motion is dependent on a functional deltoid and rotator cuff. Relative contraindications include poor bone quality, smoking, significant pulmonary compromise, and kyphoscoliosis with rib cage deformity. Moreover, patients with severe glenohumeral arthritis are generally regarded to be poor candidates for scapulothoracic fusion, due to the functional limitations associated with arthrodesis of the scapulothoracic joint in the setting of diminished glenohumeral range of motion.
PREOPERATIVE PREPARATION
History
A thorough history is essential to proper diagnosis of scapular dysfunction. At the time of presentation, many patients will have already been diagnosed with FSHD—a genetic disorder that leads to progressive muscular weakness and muscle loss, primarily affecting the face, shoulder, and upper arm muscles. This condition is uncommon, affecting about 5 per 100,000 people, and genetic evaluation may reveal a deletion in the long arm of chromosome 4. Facial symptoms often accompany this condition and may include ptosis or speech problems.2 Patients who have persistent scapulothoracic dysfunction without a history of dystrophy may have sustained a brachial plexus injury or a peripheral nerve injury, most commonly involving the long thoracic or spinal accessory nerve.
Physical Examination
Patients present with scapulothoracic pain and associated functional deficit, typically characterized by a loss of forward elevation and abduction. Depending on the etiology of their dysfunction, various forms of scapular winging may be present. Medial winging of the scapula caused by long thoracic nerve injury typically occurs with superior migration and medial rotation of the inferior border of the scapula. Lateral winging of the scapula caused by spinal accessory nerve injury is
associated with inferior migration and lateral rotation of the inferior border of the scapula. More subtle winging from rhomboid or dorsal scapular nerve injury may often manifest similarly to lateral winging with inferior migration and lateral rotation of the inferior border. Deltoid and rotator cuff function is preserved in most patients, and this is required for consideration of scapulothoracic fusion. Atrophy of the shoulder girdle may be present and should be noted on the baseline exam. These visual cues will lead the examiner to determine if any nerve injury is present and which nerves are involved. Shoulder range of motion is usually less than 90° of forward elevation and abduction. The patient’s scapula should be then stabilized with one hand to determine if the patient’s range of motion improves. This maneuver can allow the surgeon to project the possible motion to be gained from the fusion after scapulothoracic stability has been achieved.
associated with inferior migration and lateral rotation of the inferior border of the scapula. More subtle winging from rhomboid or dorsal scapular nerve injury may often manifest similarly to lateral winging with inferior migration and lateral rotation of the inferior border. Deltoid and rotator cuff function is preserved in most patients, and this is required for consideration of scapulothoracic fusion. Atrophy of the shoulder girdle may be present and should be noted on the baseline exam. These visual cues will lead the examiner to determine if any nerve injury is present and which nerves are involved. Shoulder range of motion is usually less than 90° of forward elevation and abduction. The patient’s scapula should be then stabilized with one hand to determine if the patient’s range of motion improves. This maneuver can allow the surgeon to project the possible motion to be gained from the fusion after scapulothoracic stability has been achieved.
Imaging
No imaging modalities will provide significant insight into this particular diagnosis. The pathology is a dynamic phenomenon and is not structural. Plain radiographs may demonstrate abnormal scapular positioning with significant elevation of the superomedial border or lateral translation depending on the underlying pathology. Nerve injury patterns might be identified on magnetic resonance imaging but again are not diagnostic. Electromyography can be useful in determining nerve injury and the extent of injury. It is important to identify whether the nerve lesion represents a transient neuropraxia or a more permanent injury. Neuropraxic injuries resulting from trauma will typically spontaneously recover within 1 year. These patients should be followed with conservative treatment to maintain range of motion and muscle strength in functioning groups. In contrast, patients with permanent nerve injuries that fail to improve after extensive nonoperative management may be considered for scapulothoracic fusion.
TECHNIQUE
After the induction of general anesthesia, the patient is moved to a prone position. The operative arm is placed in 90° of abduction and external rotation, with 30° of horizontal adduction. The upper arm, neck, and back all the way down to the posterior superior iliac spine should be prepped into the surgical field. Some surgeons may choose to prep the arm as a free extremity, but we have not found this to be necessary. We routinely use neuromonitoring in these cases, specifically for somatosensory evoked potential (SSEP), as patients can develop a brachial plexus palsy when reducing the scapula to the rib cage. If SSEP changes are noted intraoperatively, the scapular position can be altered to prevent this potential complication. Surgical landmarks should then be marked before the procedure, including the spinous processes of C7 to T4, the associated thoracic ribs, and the superior, medial, and lateral borders of the scapula (Figure 9-1). With the arm positioned as described previously, the spine of the scapula typically overlies the fourth rib and the scapula is rotated approximately 30° in relation to the spinous processes.
After surgical timeout, local anesthetic with epinephrine is utilized for both the scapular incision and the bone graft harvest site at the posterior iliac crest. An incision is performed over the posterior iliac crest, and dissection is carried down to the bone using electrocautery. A bone window is opened in the posterior iliac crest, and a large curette is used to harvest the autograft. It is necessary to obtain
both cancellous and cortical autograft from the bone graft harvest site. The authors cut the cortical bone into matchstick pieces for placement. Allograft bone chips and demineralized bone matrix may be mixed with the autograft to maximize the overall bone graft volume. An incision is then made along the medial border of the scapula, and subcutaneous flaps are raised to expose the trapezius over the entire dimension of the scapula. The lateral skin flap should be larger than the medial flap, which should not extend medial to the erector spinae. A split is then made in the trapezius to identify the medial border of the scapula (Figure 9-2). Detaching the trapezius will expose the rhomboid major and minor that lie deep to this plane. The supraspinatus and infraspinatus are then subperiosteally elevated with the use of a Cobb to expose the medial scapula. A towel clip is used to pull up on the scapula, essentially using this as a retractor, which puts tension on the rhomboids and levator scapulae muscles (Figure 9-3). These muscles are raised from the medial border of the scapula and tagged (Figure 9-4). It is critical to enter the scapulothoracic space between the serratus and the ribcage, instead of the interval between the serratus and the subscapularis. Visualization and palpation of the rib can be helpful to ensure that the correct space has been entered. Periosteal elevators and electrocautery may be used in tandem to elevate the subscapularis and serratus off the undersurface of the scapula.
both cancellous and cortical autograft from the bone graft harvest site. The authors cut the cortical bone into matchstick pieces for placement. Allograft bone chips and demineralized bone matrix may be mixed with the autograft to maximize the overall bone graft volume. An incision is then made along the medial border of the scapula, and subcutaneous flaps are raised to expose the trapezius over the entire dimension of the scapula. The lateral skin flap should be larger than the medial flap, which should not extend medial to the erector spinae. A split is then made in the trapezius to identify the medial border of the scapula (Figure 9-2). Detaching the trapezius will expose the rhomboid major and minor that lie deep to this plane. The supraspinatus and infraspinatus are then subperiosteally elevated with the use of a Cobb to expose the medial scapula. A towel clip is used to pull up on the scapula, essentially using this as a retractor, which puts tension on the rhomboids and levator scapulae muscles (Figure 9-3). These muscles are raised from the medial border of the scapula and tagged (Figure 9-4). It is critical to enter the scapulothoracic space between the serratus and the ribcage, instead of the interval between the serratus and the subscapularis. Visualization and palpation of the rib can be helpful to ensure that the correct space has been entered. Periosteal elevators and electrocautery may be used in tandem to elevate the subscapularis and serratus off the undersurface of the scapula.
![]() FIGURE 9-3 Use of the towel clip to provide tension for exposure of the medial scapular border and release of rhomboids. |
Attention is then turned to the C7 spinous process, which then allows identification of the third through sixth ribs. Once these ribs are identified, a horizontal incision is made at the superior margin of each rib and the muscle is elevated off each rib subperiosteally in a circumferential fashion (Figure 9-5). Please recall the location of the intercostal neurovascular bundle at the inferior aspect of each rib and minimize injury to these structures. The parietal pleura must also be separated from the rib surface, in preparation for passage of FiberTape (Arthrex, Naples, FL). All soft tissue must be removed from the dorsal surface of the ribs and the ventral surface of the scapula to maximize the available surface area for fusion. The subscapularis and serratus muscles are excised using electrocautery to prevent interposition between the scapula and ribcage. In patients with FSHD these muscles tend to be atrophic without much bleeding. However, patients without FSHD may have a higher degree of vascularity in this area, requiring meticulous cauterization of these vessels. The dorsal surface of each rib is then lightly decorticated with a high-speed burr (Figure 9-6). A malleable retractor can be placed under each rib to protect the underlying lung tissue from the burr. The scapula is also decorticated on the ventral surface to promote an adequate bleeding bone surface for fusion.
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