Posterosuperior Tears (Irreparable): Open Latissimus Dorsi Transfer
Florian Grubhofer
Philipp Kriechling
INDICATIONS
The main function of the posterosuperior rotator cuff is to stabilize the humeral head in the glenoid especially during contraction of the deltoid muscle. Although the rotational function (external rotation in the glenohumeral joint) of the rotator cuff alone gives the anatomical structure “rotator cuff” its name, it is considered secondary to the stabilizing function of the rotator cuff. If a rotator cuff rupture occurs that is irreparable, this very often affects the superior supraspinatus tendon in combination with the posterior infraspinatus tendon. The irreparable posterosuperior rotator cuff rupture is characterized by proximalization of the humeral head in the anteroposterior radiograph. In addition to superior migration, which is easily objectifiable on radiographs, dynamic posterior destabilization may be the main mechanical cause of dysfunction. Filling the irreparable posterosuperior rotator cuff defect with the transferred latissimus dorsi tendon should primarily restore dynamic stability proximally and posteriorly and secondarily enable rotational motion of the humeral head.1
Leaving a posterosuperior rotator cuff tear leads on the one hand to destabilization of the humeral head with dysfunction for overhead function and on the other hand to osteoarthritis in the glenohumeral joint. Patients complain mainly of pain and also of weakness and dysfunction with loss of overhead motion, and accordingly it is essential that during the history taking the main symptom “weakness or dysfunction for overhead functions” is asked. The latissimus dorsi transfer is indicated for irreparable posterosuperior rotator cuff tears. According to the findings of Meyer et al. irreparability is defined at our institution as fatty infiltration of the infraspinatus and supraspinatus muscle of Goutallier >2 or Goutallier 2 in combination with a poor tendon stump of less than 15 mm in length.2
CONTRAINDICATIONS
The following factors are associated with poor outcomes after latissimus dorsi tendon transfer for the treatment of irreparable and posterosuperior rotator cuff tears:
irreparable subscapularis tendon rupture3
cuff tear arthropathy4
chronic pseudoparalysis of the affected arm3
limited passive glenohumeral mobility (shoulder stiffness)5
higher degree of fatty degeneration of the teres minor muscle6
chronic opioid use in chronic pain syndrome5
failed rotator cuff reconstruction5
These factors have been shown in our studies to be associated with worse treatment outcomes.3,5, 6 and 7 With the exception of irreparable subscapularis tendon rupture, cuff tear arthropathy, and chronic pseudoparalysis, the other risk factors are not considered absolute contraindications. However, when clinically and radiologically evaluating a patient for possible latissimus dorsi surgery, it is
important to pay attention to the above-mentioned factors and to assess them actively. Depending on the risk profile, an individual decision must be made as to whether a latissimus dorsi transposition is indicated or whether it is associated with too high a risk of failure and should be contraindicated accordingly. Although the indication is the basis of successful therapy, it remains unclear which of the above-mentioned risk factors must be considered as a contraindication and to what extent.
important to pay attention to the above-mentioned factors and to assess them actively. Depending on the risk profile, an individual decision must be made as to whether a latissimus dorsi transposition is indicated or whether it is associated with too high a risk of failure and should be contraindicated accordingly. Although the indication is the basis of successful therapy, it remains unclear which of the above-mentioned risk factors must be considered as a contraindication and to what extent.
TECHNIQUE
The original technique of Gerber’s latissimus dorsi transfer involved a double open incision in the axilla and on the anterolateral aspect of the shoulder to reattach the transferred tendon to the anterolateral facet of the greater tuberosity.8 At our institution in 2012, the double incision technique was replaced by the arthroscopically assisted technique, which has the advantage that simultaneous repairable subscapularis lesions can be treated in the same procedure. This section describes the arthroscopically assisted open latissimus dorsi surgical technique.5
Positioning
The patient is positioned in the beach chair position. Before disinfection, the arm holder is attached and care is taken to ensure that, on the one hand, access to the axilla is easy for surgical preparation and, on the other hand, the arm can be freely flexed upward (Figure 16-1). The axillary body hair is shaved. After disinfection and sterile covering of the surgical area, the arm is fixed in an arm holder. It is essential that sufficient flexion of the shoulder is possible so that the so-called “Statue of Liberty” position can be achieved with the affected upper limb, which is important for tendon-muscle harvesting.
Arthroscopy and Partial Repair
The operation is started with arthroscopy. The preoperatively determined irreparability is confirmed again intraoperatively. If, contrary to expectations, the flexibility of the tendon stumps is very good, direct rotator cuff repair is attempted. It is important that patients are always informed preoperatively that, in the event of unexpected reparability, a decision will be made intraoperatively as to whether a direct repair or a tendon transfer will be performed. If, as in most cases, the intraoperative findings are consistent with the preoperative findings of irreparability, the portion of the rotator cuff that is still repairable is reconstructed in the sense of a partial repair. In most cases, a partial repair is possible, and we firmly believe that this should be always attempted as part of the tendon transfer surgery. After the partial repair, the shuttle path is prepared intra-articularly for the subsequent tendon transfer. The scope is inserted from the lateral viewing portal in order to have the best possible view of the former infraspinatus tendon path in the direction of the infraspinatus fossa. The layer between the deltoid and the infraspinatus tendon is then dissected free using electrocautery electrocaustics via the posterior and posterolateral portals. Especially in patients without previous surgery, this layer should be very easy to defuse. In most cases, the layer can be defused by increasing the water pressure of the scope. The layer can also be prepared bluntly with the aid of the trocar. In preoperated patients, the layer is often more scarred and it is more challenging to prepare the layer. If the scarring is very severe, then the spina scapulae should be visualized first from the lateral
subacromial side and then the layer should be prepared freely dorsal to this landmark. Superiorly, the deltoid muscle should be identified, and inferiorly, the infraspinatus muscle. Preparation into the infraspinatus fossa should be as deep as possible (to the point where the preparation instruments stop at the arthroscopy portals), as this will facilitate later open dissection of the shuttle path across the axilla. When preparing with electrocaustics, care should be taken to ensure that the dissection is performed along the infraspinatus muscle so that the axillary nerve, which lies directly on the deltoid, can be protected throughout the procedure. After optimal preparation of the shuttle path, a blue cord cut from a sterile abdominal drape is used to serve as a shuttle suture. This cord is inserted into the joint via the anterior portal. Before inserting the cord through the anterior portal, both the anterior and anterolateral portals are cannulated to allow easy handling of the shuttle sutures and later fixation of the transferred tendon (Figure 16-2). Using the longest possible grasping forceps, the end of the blue cord is grasped via the posterior or posterolateral portal and then advanced as far as possible into the infraspinous fossa. This blue cord helps for later orientation and will also serve as a shuttle suture. The dorsal portion of the suture including the self-locking grasping forceps inserted over the posterior portal is then left in the infraspinous fossa. The other end of the cord is passed out via the anterior portal (Figure 16-3). The procedure now switches to the open part of the operation.
subacromial side and then the layer should be prepared freely dorsal to this landmark. Superiorly, the deltoid muscle should be identified, and inferiorly, the infraspinatus muscle. Preparation into the infraspinatus fossa should be as deep as possible (to the point where the preparation instruments stop at the arthroscopy portals), as this will facilitate later open dissection of the shuttle path across the axilla. When preparing with electrocaustics, care should be taken to ensure that the dissection is performed along the infraspinatus muscle so that the axillary nerve, which lies directly on the deltoid, can be protected throughout the procedure. After optimal preparation of the shuttle path, a blue cord cut from a sterile abdominal drape is used to serve as a shuttle suture. This cord is inserted into the joint via the anterior portal. Before inserting the cord through the anterior portal, both the anterior and anterolateral portals are cannulated to allow easy handling of the shuttle sutures and later fixation of the transferred tendon (Figure 16-2). Using the longest possible grasping forceps, the end of the blue cord is grasped via the posterior or posterolateral portal and then advanced as far as possible into the infraspinous fossa. This blue cord helps for later orientation and will also serve as a shuttle suture. The dorsal portion of the suture including the self-locking grasping forceps inserted over the posterior portal is then left in the infraspinous fossa. The other end of the cord is passed out via the anterior portal (Figure 16-3). The procedure now switches to the open part of the operation.
Open Part of Surgery
Harvest of Tendon
The landmark for the skin incision is provided by the axillary hairline. In addition, the posterior axillary fold, which is formed by the latissimus dorsi muscle and tendon, should be palpated and marked (Figure 16-4).
The arm position during the skin incision and deep preparation should be in full flexion. The skin incision is made over a length of 6 to 8 cm along the posterior axillary hairline (Figure 16-5). Optionally, the incision can be made in an L-shape along the superior axillary hairline anteriorly for approximately 3 to 4 cm. This L-shaped skin incision is especially necessary when the latissimus
dorsi tendon is detached via the open axillary incision. Arthroscopic detachment of the latissimus dorsi tendon eliminates the need for anterior extension of the incision.
dorsi tendon is detached via the open axillary incision. Arthroscopic detachment of the latissimus dorsi tendon eliminates the need for anterior extension of the incision.
The subcutaneous fat tissue should be dissected down to the fascia of the latissimus dorsi muscle belly. Once the muscle is visible, dissect anteriorly until the prominent and highly identifiable leading edge of the latissimus dorsi muscle can be visualized (Figure 16-6). Preparation is then made along this anterior muscle leading edge in the direction of the humerus. The unique characteristics of the latissimus dorsi tendon are then revealed in the axillary region. The tendon is basically broad and long with the length and width of the tendon depending on body size. Posterior to the latissimus dorsi tendon, the teres major muscle is found in the closest connection. The tendon is very short compared with the latissimus dorsi tendon. Most of the latissimus dorsi tendon is adjacent to the pectoralis major muscle. Only in the immediate insertion area on the humerus the latissimus dorsi tendon is in close proximity to the teres major tendon.
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