Posterosuperior Tears (Irreparable): Arthroscopic Superior Capsule Reconstruction—Autograft
Teruhisa Mihata
INDICATIONS
Patient suitability for superior capsule reconstruction (SCR) (Figure 20-1) is determined by preoperative magnetic resonance imaging (MRI) in patients with rotator cuff tears (Figure 20-2). Goutallier grades 3 and 4 (fatty infiltration equal to, or more than, muscle volume) are absolute indications. In Goutallier grade 2, if the torn tendon is severely retracted, degenerated, and thin, we also recommend SCR.
Irreparable rotator cuff tears of Hamada grades 1 to 3 are an absolute indication for arthroscopic SCR using autograft of fascia lata. For dermal graft SCR, only Hamada grade 1 is a good indication because dermal graft SCR cannot increase acromiohumeral distance sufficiently. Young patients with Hamada grade 4 are recommended for arthroscopic SCR using autograft of fascia lata in mild glenohumeral osteoarthritis or total shoulder arthroplasty with SCR in severe glenohumeral osteoarthritis, whereas elderly patients with Hamada grade 4 and all patients with Hamada grade 5 should have reverse shoulder arthroplasty.
During arthroscopy, the quality and mobility of the torn tendon are examined. If the torn tendon cannot be made to reach the original footprint (ie, if the tear is irreducible), a preoperative decision is made to perform SCR alone (Figure 20-3). If the torn tendon can easily reach the original footprint after mobilization (ie, if the tear is reducible) in patients with severe tendon degeneration (thin or fatty infiltration) or severe muscle degeneration (Goutallier grade 3 or 4) in MRI, SCR for reinforcement of rotator cuff repair (SCR followed by rotator cuff repair over the reconstructed superior capsule)1 is recommended.
CONTRAINDICATIONS
When patients already have severe deltoid atrophy and weakness from concomitant cervical spinal palsy (at the C5 level) or axillary nerve palsy, we do not recommend SCR because we cannot expect functional improvement after surgery, even when the graft is healed. However, we sometimes perform SCRs in patients with slight or moderate deltoid weakness, to decrease shoulder pain, mainly.
PREOPERATIVE PREPARATION
Rotator cuff muscle atrophy and fatty degeneration and rotator cuff tendon degeneration (thin or shortening) should be evaluated using MRI. Severity of cuff tear arthropathy also needs to be evaluated using Hamada classification of radiographs. Once SCR is selected from preoperative MRI and radiography, we just need to judge reducibility (reparability) of the torn tendon during arthroscopy: (1) irreparable rotator cuff tear: isolated SCR using autograft fascia lata; (2) reparable but severely degenerated rotator cuff tear: SCR for reinforcement of rotator cuff repair (rotator cuff repair over the reconstructed superior capsule).1
SURGICAL TECHNIQUE
Measurement of Defect Size (Figure 20-4)
Subacromial bursal tissue around the torn tendons is completely removed before measurement of the defect size. The defect is then measured in the mediolateral (4.0-4.5 cm in most cases: from “the superior glenoid,” not the edge of the torn tendon, to the lateral edge of the greater tuberosity) and anteroposterior (from the anterior edge to the posterior edge of the torn tendon) directions. Partial repair of the torn infraspinatus or teres minor tendon makes the defect size decrease. However, the partial repair causes inconsistent clinical results due to overtightening or possible retear of the repaired infraspinatus or teres minor tendon.2 Therefore, the defect size should be measured without partial repair of the torn infraspinatus or teres minor, and partial repair is not recommended when SCR is performed.
Deciding on Graft Size (Figure 20-4)
The graft length in the anteroposterior direction is determined to be exactly the same as the length of the defect without partial repair of the torn infraspinatus or teres minor tendon. In the mediolateral direction, the graft (5.5-6.0 cm in most cases) should be 15 mm longer than the distance from the superior glenoid to the lateral edge of the greater tuberosity at 30° of shoulder abduction to make a 10-mm footprint on the superior glenoid and allow for 5 mm of latitude in graft size. A biomechanical study has indicated that the appropriate graft thickness for SCR using the fascia lata is 6 to 8 mm.3 SCR using a 4-mm-thick graft did not significantly restore superior translation. Therefore, the amount of fascia lata that we need to harvest will be at least double the estimated graft length or width to make sufficient thickness.
Harvesting the Fascia Lata and Making the Autograft (Figures 20-5 and 20-6)
Fascia lata is harvested beginning at the tip of the greater trochanter, with care to include the posterior, thicker tissue. The average thickness of a single layer of autologous fascia lata is 1 to 3 mm. Therefore, a graft thickness of 6 to 8 mm is achieved by folding the fascia lata two or three times. Also, the fascia lata includes an intermuscular septum that consists of the tissues of two tendons and connects the fascia lata to the femur. To make a thicker graft, this intermuscular septum should be included in the graft (Figure 20-5). The fascia lata is mostly thinner at its anterior aspect than posteriorly; therefore, to make a flat graft of even thickness, the intermuscular septum is usually sutured to the anterior surface of the fascia lata after being completely detached from it. All fatty tissue should be removed from the graft. Finally, the layers of fascia lata are united very closely with nonabsorbable sutures to prevent delamination after surgery.
Treatment of Associated Lesions
Subscapularis tendon tears should be repaired. Treatment of biceps is not necessary when SCR is performed. Preoperative biceps symptoms are completely relieved without tenodesis or tenotomy after SCR. In my clinical experience, more than 95% of SCR were performed without biceps tenodesis or tenotomy provided satisfactory results with no biceps pain after surgery. In case of biceps dislocation or severe partial tear, biceps tenodesis is performed.
Acromioplasty
Acromioplasty makes improved visualization during SCR, improved control of bleeding in the subacromial space, and increased concentrations of growth factors in the subacromial space, potentially improving tendon healing.4, 5 and 6 The coracoacromial ligament, and spurs on the anterior, lateral, or medial side, should be resected to prevent subacromial impingement after surgery. Also, the inferior surface of the acromion is usually made flat. Biomechanical study showed that acromioplasty decreased the contact area between the graft and undersurface of acromion, suggesting that acromioplasty may help to decrease the postoperative risk of abrasion and tearing of the graft beneath the acromion when SCR is performed for irreparable rotator cuff tears.7 Although acromioplasty is performed in all cases of superior capsule reconstruction, we have had no cases of postoperative superior dislocation of the humeral head.
Anchor Placement on the Superior Glenoid
All soft tissue on the footprint of the superior glenoid should be removed to give a good bone bed before insertion of the suture anchors. Cortical bone should not be removed to prevent anchor pullout after surgery. Two 4.5- to 4.75-mm screw-type suture anchors (Table 20-1) are inserted, at the 10- or 11-o’clock position on the glenoid (Neviaser portal) and at the 1-o’clock position on the coracoid base (anterior portal) of the right shoulder, and at the 1- or 2-o’clock position on the glenoid and at the 11-o’clock position on the coracoid base on the left shoulder. Even for massive rotator cuff tear, two 4.5- to 4.75-mm screw-type suture anchors (Table 20-1) are enough to prevent suture anchor pullout or graft tear on the glenoid.
TABLE 20-1 Suture Anchors for SCR | |||||||||||||||||||||||||||||||||||
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Anchor Placement on the Medial Footprint
All soft tissue on the footprint of the greater tuberosity should be removed. Excessive resection of the cortical bone, which may lead to anchor pullout after surgery, is not recommended for SCR. Two 4.75-mm screw-type suture anchors with strong suture and tape (Table 20-1) are inserted on the medial footprint of the greater tuberosity to make a suture bridge.
Insertion of Fascia Lata Into the Subacromial Space
A 10-mL syringe is used as a cannula. Strong sutures and tapes from the suture anchors on both superior glenoid and medial footprint of the greater tuberosity are placed through the fascia lata in a mattress fashion when the graft is still outside the body. After all strong sutures and tapes have been placed through the fascia lata, the graft is inserted in its appropriate place on the glenoid. All sutures on the superior glenoid are then tied in the subacromial space to fix the graft on the glenoid.
Attachment to the Greater Tuberosity
To complete the suture-bridge fixation using tapes from suture anchors on the medial footprint of greater tuberosity, the additional two 4.75- to 5.5-mm knotless suture anchors (Table 20-1) are inserted at 5 mm distal to the lateral footprint of the greater tuberosity. I recommend making additional medial mattress suturing using strong sutures from two 4.75-mm screw-type suture anchors (Table 20-1), which had been inserted on the medial footprint of the greater tuberosity.
Side-to-Side Suturing Between the Graft and the Infraspinatus Tendon or Teres Minor
In a dynamic observational study of cadaveric biomechanics,8 four of seven shoulders had posterior-superior subluxation during external and internal rotations in the absence of side-to-side suturing; after the addition of posterior side-to-side suturing, the glenohumeral joint was secure and stable and posterior-superior subluxation did not occur. Therefore, two or three sutures for posterior side-to-side suturing should be placed between the graft and the infraspinatus tendon or teres minor to increase superior shoulder stability and to prevent posterior-superior subluxation. Side-to-side suturing both anteriorly and posteriorly may cause postoperative shoulder stiffness, so anterior side-to-side suturing in superior capsule reconstruction using the fascia lata is not recommended. If dermal graft is used for SCR, both anterior and posterior side-to-side suturing is recommended.
POSTOPERATIVE PHYSICAL THERAPY
Postoperative physical therapy is essential to improve shoulder function after SCR. An abduction brace (Block Shoulder Abduction Sling, Nagano Prosthetics & Orthotics Co. Ltd, Osaka, Japan) (Figure 20-7) is used for 4 weeks after primary SCR. When SCR is performed after failed rotator cuff repair, 6 weeks’ immobilization is recommended to improve graft healing. After the immobilization period, passive and active-assisted exercises are initiated to promote scaption (scapular plane elevation). Eight weeks after surgery, patients begin to perform exercises to strengthen the rotator cuff and the scapular stabilizers. Physical therapists have assisted all of our patients.
COMPLICATIONS
Graft Tear
To prevent graft tear after SCR, our protocol of graft making (4-1 to 4-3) is recommended. Graft thickness of 8 mm is necessary to prevent postoperative subacromial impingement, and proper graft length is also required to prevent graft detachment from the greater tuberosity or glenoid after surgery. Our current graft tear rate is 3% to 5%.
Postoperative Infection
We need to pay attention to postoperative infection after SCR. We had some experience of postoperative infection after SCR when we started. Most postoperative infection was caused by Cutibacterium acnes. Recently, we sterilize the skin using chlorhexidine gluconate just before surgery and completely cover the skin (shoulder and thigh) using Ioban drape. Also, all of suture anchors, sutures, and tapes are sterilized with chlorhexidine gluconate just before inserting into the shoulder joint. By using this technique, we have never had postoperative infection for the last 5 years.
Donor Site Morbidity
Postoperative hematoma, which may cause thigh pain after surgery, is reported to be a donor site morbidity after harvesting fascia lata. After the intermuscular septum is harvested to make a thick graft, dead space is always found between gluteus muscles and vastus lateralis. To prevent postoperative hematoma, the dead space between gluteus muscles and vastus lateralis should be closed very tightly using at least 10 stitches of no.2 nonabsorbable sutures. Also, subcutaneous fatty tissues should be closed very tightly to eliminate subcutaneous free space. By using this technique, we have never had postoperative hematoma.
Thigh pain after harvesting fascia lata is not severe, and most patients can walk on the next day after SCR. For 3 months after SCR, jogging or running is not recommended to prevent cutout of suturing for closing dead space between gluteus muscles and vastus lateralis. At 6 months to 1 year after SCR, patients can return to sports or physical work without any thigh pain.
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