Posterosuperior Tears (Irreparable): Arthroscopic Lower Trapezius Transfer
Ryan Lohre
Sarah Koljaka
Evan O’Donnell
Jon J.P. Warner
Bassem Elhassan
INDICATIONS
The arthroscopic-assisted lower trapezius tendon transfer (SALTT) is primarily indicated in younger, active patients with functionally irreparable posterosuperior rotator cuff tears (FIRCTs). Contemporary indications of irreparability of the posterosuperior rotator cuff include tendon retraction to the level of the glenoid (Patte 3), tendon length <15 mm, advanced fatty infiltration (Goutallier III/IV), fatty atrophy (tangent sign), fixed proximal humeral migration on static imaging (acromiohumeral distance <7 mm), failure of prior rotator cuff repair, and clinical presence of external rotation lag signs or overt pseudoparalysis in elevation.1, 2, 3, 4, 5, 6 and 7 A combination of fatty infiltration (>Goutallier grade II) and tendon length <15 mm has a 92% specificity for irreparability.6 The SALTT is also indicated in patients with brachial plexopathy for which external rotation is the only goal.
CONTRAINDICATIONS
The SALTT has absolute contraindications in patients with advanced primary glenohumeral osteoarthritis, paralytic or deficient trapezius musculature, and significant medical comorbidities precluding surgical intervention and in those patients unable to comply with postoperative immobilization and rehabilitation. Relative contraindications include advanced cuff tear arthropathy (≥Hamada grade 3), advanced age, and combined rotator cuff deficiency with anterosuperior escape in which additional tendon transfers or reconstructive options may be considered.
PREOPERATIVE PREPARATION
History
Appropriate history includes identifying the chief complaint and associated symptoms of the affected shoulder and arm. Screening questions pertaining to the cervical spine or distal upper extremity should be included in atypical painful presentations or with associated paresthesias or weakness. Information about pain, weakness, and functional deficits pertinent to the patient’s lifestyle should be gathered. Symptom onset, duration, and progression of symptoms over time, including any traumatic mechanisms, should be discussed. Treatments to date, including conservative management strategies of activity modifications, physical therapy, injections, and any prior surgical interventions, are important for further surgical decision making. Patient past medical history and pertinent medications should be elucidated to determine candidacy and any global perioperative risks that may be mitigated. Social history should be gathered with focus on postoperative supports, substance use, and smoking status to aid in perioperative optimization such as smoking cessation.
Physical Examination
A screening cervical neck examination should be performed, including range of motion, to characterize any central neck pain or radicular features, followed by subsequent investigation and referrals as necessary if positive. Shoulder examinations include inspection, palpation, motion, and special tests to ascertain competence of the rotator cuff musculature.
Inspection of the shoulder should focus on muscle deformity most notably, atrophy of the supraspinatus and infraspinatus muscles in their fossa. Passive range of motion will remain preserved in all planes. Active motion will be limited predominantly in external rotation at neutral adduction. Patients may present with combined loss of elevation and external rotation, also termed pseudoparalysis, when unable to achieve greater than 60° of active forward elevation, depending on tear pattern and loss of glenohumeral force coupling.8
Strength testing of the supraspinatus, infraspinatus, and teres minor is routinely positive and should be graded using the 0 to 5 Medical Research Council Scale. Supraspinatus strength testing via the empty can/Jobe or resisted full can tests will show strength deficits.9 The infraspinatus is predominantly tested through external rotation strength, which is examined by resisting active external rotation with the patients’ arm in slight abduction. The infraspinatus and teres minor strengths can also be evaluated through the hornblower/Patte test by placing the arm at 90° in the scapular plane with the elbow flexed and in maximal external rotation and maintaining this position against resistance.10,11
If there is complete muscle loss, discrepancies between active and passive motion, termed lag signs, will be present. The external rotation lag sign is produced by asking the patient to maintain the position of the arm after placing it in maximal external rotation at the side with slight (approximately 20°) arm abduction.12 A change in position of greater than 10° is indicative of a positive external rotation lag sign and deficiency of the supraspinatus and infraspinatus.10 The drop sign for the infraspinatus/teres minor consists of passively elevating the arm to 90° in the scapular plane and then fully externally rotating the arm.12 Internal rotation of the arm from this position is indicative of advanced fatty infiltration or deficiency of the infraspinatus.11 A lag sign of greater than 40° is the most accurate test for concomitant teres minor deficiency.10 The hornblower sign is like the drop sign; however, the elbow is supported while the arm is placed into maximal external rotation. If the forearm drops into internal rotation from this position, this is indicative of teres minor pathology.11
Diagnostics
Plain radiographs of the shoulder provide evidence of advanced glenohumeral arthritis or rotator cuff arthropathy. These images also provide information about prior hardware if there is a history of previous rotator cuff repair. Proximal humeral migration may also be seen with a reduction of acromiohumeral interval <7 mm. Both the supraspinatus and infraspinatus must be deficient to produce static proximal humeral migration, which is diagnostic of a large, posterosuperior rotator cuff tear.13
Computed tomography (CT) scans provide greater information regarding bony deformity and can characterize rotator cuff fatty infiltration. The addition of contrast through a CT arthrogram provides similar resolution to magnetic resonance imaging (MRI) and is highly accurate in diagnosing posterosuperior tears.14,15 The degree of fatty infiltration of the supraspinatus and infraspinatus can be appreciated on both coronal and sagittal CT reformats.16
MRI is the gold standard imaging modality to characterize tear extent and muscle quality. Standard MRI investigations provide similar resolution and diagnostic accuracy to magnetic resonance arthrograms without the added morbidity and cost.17 The T2-weighted sequences provide information on tear location and size, as well as degree of retraction and tendon quality, while the T1-weighted sagittal sections at the most medial extent of the imaging provide information on both muscle fatty infiltration and atrophy. Muscle quality and fatty atrophy evaluated using MRI sagittal images use the Fuchs grading system, which is an adaptation of the Goutallier grading system.18 The tangent sign of Zanetti, in which the supraspinatus muscle bulk on T1-weighted sagittal images does not cross an imaginary line between the coracoid process and scapular spine, is indicative of supraspinatus atrophy and irreparability.19
Technique
POSITIONING AND PREPARATION.
The SALTT is described in the beach-chair position, although it could also be performed in the lateral decubitus position. The arm is prepped in the standard sterile fashion, and care is taken to ensure the entirety of the scapula is visualized and the medial border is
accessible. A dynamic arm holder is utilized on the ipsilateral side to facilitate transition between slight flexion during harvest and abduction and external rotation during tendon fixation.
accessible. A dynamic arm holder is utilized on the ipsilateral side to facilitate transition between slight flexion during harvest and abduction and external rotation during tendon fixation.
LOWER TRAPEZIUS MUSCLE TENDON HARVEST.
The scapula is landmarked including the scapular spine, superomedial border, and medial border. The lower trapezius tendon is expected to insert approximately 3 to 5 cm from the medial palpable scapular border at the level of the scapular spine and will cross obliquely through the surgical field20 (Figure 19-1). In larger patients, pressing backward on the anterior shoulder and retracting the scapula can help with palpation of the medial border. Both horizontal and vertical incisions have been described. We prefer a horizontal incision just inferior to the scapular spine adjacent to the medial scapular border of approximately 3 to 5 cm in length. Dissection is carried down through subcutaneous tissues until the overlying fascia of the lower trapezius tendon is encountered. The lower trapezius tendon inserts on a bony tubercle on the undersurface of the scapular spine, immediately adjacent to the more lateral fascial attachment of the posterior deltoid. Inferior to this will be a fat pad that we routinely excise. Deep to this fat pad, the infraspinatus fascia is encountered. The lower trapezius tendon and muscle is found crossing obliquely through the surgical field and is most readily found by blunt dissection medially along the infraspinatus fascia. The muscle may also be found and stimulated more medially to determine the correct depth of dissection (Figure 19-2A). Beginning laterally, the tendon is released from the scapular spine. The raphe between the lower and middle trapezius can be found and utilized to ensure that only the lower trapezius muscle and tendon are harvested. Once detached, the tendon and muscle can be flipped and the undersurface will show a definite, clearly defined tendinous structure (Figure 19-2B). Medial dissection is limited to approximately 2 cm from the scapular border by the spinal accessory nerve. Dissection in this area, if performed, should be carefully done through superficial to deep dissection to avoid iatrogenic injury. The lower trapezius muscle should be freed of adhesions to the more superficial medial fascia, as well as distal, deep fascial attachments to the infraspinatus fascia. This can be achieved with blunt dissection. The lower trapezius has small excursion, although releasing adhesions provides improved visualization during later tendon attachment (Figure 19-2C).
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