Purpose
To evaluate the clinical outcomes of lower trapezius tendon (LTT) transfer using an Achilles tendon allograft in patients with failed superior capsular reconstruction (SCR).
Methods
A retrospective therapeutic review was conducted on patients who underwent LTT transfer using an Achilles tendon allograft after SCR failure between January 2018 and May 2020. The inclusion criteria encompassed both structural and functional failures of SCR in patients with minimal glenohumeral arthritis and a minimum follow-up of 2 years. Exclusion criteria were insufficient clinical data or loss to follow-up. Clinical outcomes were assessed preoperatively and at final follow-up using the visual analog scale (VAS), subjective shoulder value (SSV), Constant score, American Shoulder and Elbow Surgeons (ASES) score, and range of motion (ROM).
Results
Eighteen patients were included, with a mean follow-up of 42.5 months (range: 24-62 months). All outcome measures demonstrated statistically significant improvement: VAS scores improved from 5.9 ± 1.3 to 1.8 ± 1.4; SSV scores improved from 18.0 ± 9.1 to 61.4 ± 18.5; Constant score improved from 33.3 ± 5.3 to 65.5 ± 17.4; and ASES score improved from 38.5 ± 5.2 to 67.1 ± 17.7 (all P <.001). On the basis of the minimal clinically important difference (MCID) using a 0.5 SD distribution-based method, clinically meaningful improvements were observed in 88.9% of patients for VAS and ASES scores, and 94.4% for Constant and SSV scores. ROM gains included forward elevation (73° to 120°), abduction (57° to 93°), and external rotation (−22° to 40°). At final follow-up, 77.8% of patients had resumed occupational activities, and 61.1% returned to sports. Four patients (22.2%) required conversion to reverse shoulder arthroplasty.
Conclusions
LTT transfer using an Achilles tendon allograft following failed SCR yields significant improvements in pain relief, functional outcomes, and ROM. LTT transfer using an Achilles tendon allograft following failed SCR may offer a potential treatment option, particularly in younger, active patients who seek to preserve native shoulder anatomy and function.
Level of Evidence
Level IV retrospective case series.
Posterior superior irreparable rotator cuff tears (PSIRCTs), involving the supraspinatus and infraspinatus, present a significant clinical challenge due to their associated functional limitations, such as pseudoparalysis, chronic pain, and loss of external rotation. Superior capsular reconstruction (SCR) has emerged as a widely adopted joint-preserving procedure aimed at restoring superior glenohumeral stability in the setting of PSIRCTs. ,, By interposing a graft between the glenoid and the greater tuberosity, SCR attempts to re-establish native shoulder biomechanics and support residual musculature to maintain joint function. , Although SCR has demonstrated favorable outcomes in selected patients, its clinical efficacy remains inconsistent. Persistent pain, graft failure, or insufficient functional improvement continue to be reported, contributing to notable failure rates. ,, In cases of failed SCR, reverse shoulder arthroplasty (RSA) is frequently considered. , However, RSA has its limitations, particularly in younger, active patients who wish to preserve native shoulder anatomy and avoid the long-term complications associated with arthroplasty.
As a joint-preserving alternative, lower trapezius tendon (LTT) transfer has gained attention, particularly for restoring external rotation in patients with PSIRCTs. ,,, The lower trapezius muscle closely replicates the line of pull and force vector of the infraspinatus, making it biomechanically well suited to restore posterior–superior shoulder function. , Recent study, by Baek et al., has demonstrated promising outcomes for LTT transfer, even in revision settings following failed rotator cuff repair. Despite these encouraging results, there is limited literature evaluating treatment options other than RSA following failed SCR. Cusano et al. reported that patients undergoing RSA after failed SCR experienced worse outcomes compared to those undergoing RSA following failed rotator cuff repair.
The purpose of this study is to evaluate the clinical outcomes of LTT transfer using an Achilles tendon allograft in patients with failed SCR. We hypothesize that LTT transfer can be effective in providing significant improvements in pain, function, and range of motion (ROM) in this patient population.
Methods
Patient Selection
A retrospective review was conducted of patients who underwent arthroscopic-assisted LTT transfer using an Achilles tendon allograft following failed SCR between January 2018 and May 2020. Patients were included if they met the following criteria: (1) structural failure of SCR, defined as a graft retear confirmed by magnetic resonance imaging (MRI) or functional failure of SCR, characterized by persistent pain and functional limitations despite an intact graft on MRI; (2) minimal glenohumeral joint arthritis, classified as Hamada grade 1 or 2; (3) intraoperative arthroscopic findings indicating irreparable supraspinatus, infraspinatus with/without teres minor tendons that could not be reduced to their anatomical footprint; and (4) torn supraspinatus and infraspinatus with/without teres minor associated with advanced fatty degeneration, corresponding to Goutallier grade 3 or higher, and severe tendon retraction to the glenoid level, as defined by Patte stage 3, as assessed by MRI. Exclusion criteria included insufficient clinical data, and loss to follow-up ( Fig 1 ).
Flowchart showing patient selection for this study. LTT, lower trapezius tendon; SCR, superior capsular reconstruction; MRI, magnetic resonance imaging; f/u, follow-up
Surgical Procedure
Surgery was performed at Mayo Clinic (Rochester, MN) by a single experienced shoulder surgeon (B.E.) using a standardized technique, as described in a previously published paper, with modifications tailored to revision surgery following failed SCR. , Under general anesthesia, patients were positioned in the beach-chair position. Subscapularis tendon tears (n = 5; 27.8%) were addressed with concomitant repair at the time of LTT transfer. A 4–5-cm straight incision was made just inferior to the scapular spine to harvest the LTT. Dissection was carried through the subcutaneous fat to expose the obliquely oriented fibers of the lower trapezius. The tendon was carefully released from the underlying infraspinatus fascia, with meticulous attention to avoid injury to the spinal accessory nerve by limiting dissection near the medial border of the scapula. Once isolated, the tendon was secured with a traction suture at the end.
Arthroscopic evaluation and preparation of the glenohumeral and subacromial spaces were then performed. All remnants of the previously implanted SCR graft, including residual suture materials, were thoroughly debrided to expose the native footprint on the greater tuberosity. The footprint was prepared with a burr and shaver to enhance graft healing. An Achilles tendon allograft was used to bridge the harvested LTT to the humeral footprint. After removing the bony section of the Achilles tendon allograft, the calcaneal end of the graft was prepared with nonabsorbable sutures at each edge. A fascial slit was created in the infraspinatus region, and the graft was introduced into the subacromial space using an arthroscopic grasper. The allograft was positioned over the prepared footprint and secured to the infraspinatus footprint using multiple knotless anchors to ensure stable fixation. With the arm maintained in 60° to 90° of abduction and full external rotation, the proximal end of the allograft was split and attached to the native LTT using the Pulvertaft weave technique, ensuring no overtensioning. Excess graft tissue was excised. The procedure concluded with the arm positioned in adduction and external rotation. A custom external rotation brace was then applied before the emergence from anesthesia.
Postoperative Therapy Protocol
Postoperative rehabilitation followed a protocol adapted from previously published guidelines. , Patients were immobilized in a custom external rotation brace (gunslinger type) for 6 to 8 weeks, maintaining the shoulder in 40° to 60° of external rotation to protect the repair and promote graft healing. From weeks 8 to 16, passive- and active-assisted ROM exercises were initiated, with internal rotation restricted to minimize tension on the graft. After 16 weeks, internal rotation restrictions were lifted, and patients resumed daily activities within a pain-free range. A progressive strengthening program targeting the periscapular and rotator cuff muscles began at 24 weeks. Most patients were cleared for full, unrestricted activity by 6 months, depending on functional recovery.
Clinical Assessment
Clinical evaluations were performed both preoperatively and postoperatively, encompassing assessments of pain, ROM, and standardized functional outcome measures. Pain intensity was measured using the visual analog scale (VAS). Functional outcomes were evaluated using patient-reported outcome measures (PROMs), including the Subjective Shoulder Value (SSV), Constant score, and the American Shoulder and Elbow Surgeons (ASES) score. ROM was assessed with a hand-held goniometer by an experienced clinician to maintain measurement consistency.
Radiologic assessment included standardized preoperative and postoperative shoulder radiographs, as well as preoperative MRI to evaluate the integrity of the previously implanted SCR graft. Postoperative integrity of the transferred LTT was evaluated both clinically and radiologically at the final follow-up. Clinically, the extended LTT–Achilles tendon construct was visible and palpable beneath the skin, indicating graft continuity. This finding was further confirmed by using musculoskeletal ultrasonography to assess the structural integrity of the reconstruction. The data were analyzed with sex disaggregation to assess its impact on patient-reported outcome measures, range of motion, complications, and demographic characteristics. Patients who underwent conversion from LTT transfer to RSA were included in the outcome analysis up to their final follow-up assessment prior to the RSA procedure.
Statistical Analysis
Statistical analyses were performed using SPSS software for Windows (version 11.0; IBM Corp., Armonk, NY). A power analysis was carried out to ensure that the current study was adequately powered to detect the primary variable (ASES) of the study using G∗Power software (version 3.1.9; Heinrich Heine University), with an α level of 0.05 and statistical power of 0.9. The required sample size was calculated to be at least 4 participants. Continuous variables were analyzed using paired t -tests or Wilcoxon signed-rank tests, depending on the normality of distribution. Categorical variables were compared using Chi-square or Fisher’s exact tests, as appropriate. For minimal clinically important difference (MCID) was determined using the 0.5 SD distribution-based method. A P value <.05 was considered statistically significant.
Results
A total of 18 patients were ultimately included in this study after excluding those without complete follow-up clinical data and loss to follow-up (n = 2). The cohort comprised 14 men and 4 women, with a mean age of 57.1 years (range: 44–66 years) and a mean follow-up duration of 42.5 months (range: 24–62 months). Prior to undergoing LTT transfer, 72.2% of patients (n = 13) demonstrated structural failure of the SCR, as confirmed by MRI: 11 cases at the humeral side and 2 at the glenoid side. The remaining 27.8% (n = 5) exhibited persistent pain and loss of ROM despite radiologically intact SCR grafts ( Table 1 ).
Table 1
Demographics
| Variables | Total (n = 18) |
|---|---|
| Sex, male/female, n (%) | 14 (77.8)/ 4 (22.2) |
| Age (year), mean ± SD (range) | 57.1 ± 6.2 (44-66) |
| Follow-up (month), mean ± SD (range) | 42.5 ± 10.8 (24-62) |
| Dominant arm involvement, n (%) | 13 (72.2) |
| Structural integrity of SCR status, n (%) | |
| Intact | 5 (27.8) |
| Failed | 13 (72.2) |
| SSC tear, n (%) | 5 (27.8) |
SCR, superior capsular reconstruction; SSC, subscapularis.
Following LTT transfer, pain VAS was significantly reduced ( P <.001). PROMs, including the Constant score, SSV, and ASES score, improved significantly across all domains (all P <.001). Active ROM also showed notable postoperative gains in forward elevation, abduction, and external rotation (all P <.001). Regarding the MCID, the proportion of patients achieving clinically meaningful improvements were as follows: 88.9% (n = 16) for the VAS score, 94.4% (n = 17) for the Constant score, 94.4% (n = 17) for the SSV score, and 88.9% (n = 16) for the ASES score ( Table 2 ). No retear of the LTT transfer was observed at final follow-up. Additionally, there was no significant radiographic progression of glenohumeral arthritis, as reflected by a nonsignificant change in Hamada grade ( p =.205). By the final follow-up, 77.8% of patients (n = 14) had successfully returned to work, and 61.1% (n = 11) had resumed participation in recreational sports activities. No significant differences were identified between male and female patients in PROM, ROM, complication rates, or demographic characteristics.
Table 2
Clinical Outcome of Entire Cohort
| Variables | Preoperative | Final Follow-Up | P Value |
|---|---|---|---|
| VAS score | 5.3 ± 1.5 | 1.9 ± 0.9 | <.001 |
| SSV score | 29.7 ± 10.3 | 64.7 ± 17.0 | <.001 |
| Constant score | 34.7 ± 6.1 | 64.6 ± 8.8 | <.001 |
| ASES score | 42.6 ± 6.6 | 69.5 ± 6.6 | <.001 |
| Active ROM (degree) | |||
| FE (°) | 81 ± 22 | 129 ± 19 | <.001 |
| ABD (°) | 69 ± 22 | 108 ± 17 | <.001 |
| ER at side (°) | −19 ± 10 | 34 ± 14 | <.001 |
| IR at back | 3.3 ± 2.0 | 3.6 ± 1.7 | 0.562 |
| Hamada grade | 1.5 ± 0.6 | 1.8 ± 0.8 | 0.205 |
| Lift off test, n (%) | 7 (38.9) | 3 (16.7) | 0.042 |
| Bear hug test, n (%) | 5 (27.8) | 2 (11.1) | 0.187 |
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