Current Concepts to Muscle-Based Procedures to Treat Upper Limb Spasticity

Muscle-based procedures have been the mainstay of surgical treatment of spastic upper limb deformities, in particular when muscle contractures are a main contributor to the deformity. The type of muscle-based procedures that are utilized to correct a spastic deformity is dependent upon the presence of volitional motor activation and the magnitude of muscle contracture. These procedures can markedly improve patient’s quality of life and enhance upper limb function. However, comprehensive multidisciplinary care and establishment of shared patient–physician or caretaker–physician decision-making is integral to successful surgical outcomes.

Key points

  • Spastic upper limb deformities can create marked functional limitations and decrease quality of life.

  • Muscle-based and tendon-based surgical procedures can effectively decrease spasticity by modulating the stretch reflex potentiated by muscle spindle cells.

  • When muscle contracture is the primary contributor to the spastic deformity, muscle-based and tendon-based procedures are required.

Abbreviations

ADLs activities of daily living
dEMG dynamic polyelectromyography
LD latissimus dorsi
MAS Modified Ashworth Scale
MTS Modified Tardieu Scale
PM pectoralis major
ROM range of motion
SS subscapularis
TM teres major
UMN upper motor neuron

Introduction

Muscle-based and tendon-based procedures have been a mainstay in the surgical treatment of upper limb spasticity. Several surgical approaches to the muscle and tendon have been described including transecting, releasing, lengthening, or transferring the muscle–tendon unit. These procedures are utilized to reduce pain, enhance function, optimize hygiene, facilitate activities of daily living (ADLs), and/or improve psychosocial well-being. The specific goals of surgery, and which procedure is utilized, largely depends on whether the patient has preserved, meaningful volitional control of the muscle and whether the muscle is primarily spastic or contracted. Careful preoperative assessment is required to understand the pathoanatomy of the deformity and to establish patient-caretaker centered goals of surgical management. Therefore, the purpose of this 2 part article is to review the approach to preoperative patient assessment, surgical indications, and muscle-based and tendon-based techniques utilized for specific deformities in patients with upper extremity spasticity.

Rationale for muscle-based and tendon-based procedures

Spasticity is caused by an upper motor neuron (UMN) injury, most commonly a cerebrovascular accident, traumatic brain injury, multiple sclerosis, spinal cord injury, or cerebral palsy. Afferent stretch signals from muscle spindle fibers drive excitability of the lower motor neuron. In response, patients develop hyperexcitability of the stretch reflex that manifests as a velocity-dependent increase in muscle tone. Over time, unopposed stimulation of the lower motor neuron causes histologic changes to the muscle and surrounding connective tissues, resulting in myostatic and joint contractures. ,

Based on this pathophysiology, both the lower motor neuron and the muscle–tendon unit represent appropriate surgical targets to treat spasticity. Nerve-based procedures address spasticity directly by dampening or ablating the disinhibited spinal reflex. Nerve-based procedures are increasingly being employed to decrease upper extremity spasticity, particularly in patients with volitional control where preservation of function is paramount. However, interventions that address the nerve alone are insufficient to correct deformity affected by muscle or joint contractures. In these patients, muscle-based and tendon-based procedures should be considered either as the primary treatment modality or in conjunction with nerve-based interventions.

It is also important to recognize that the pattern of muscle involvement in spasticity after UMN injury is not uniform among individuals or within the same individual, underscoring the need for a patient-centered approach. , In general, antigravity muscle groups or flexors are more commonly affected by spasticity, while paresis or paralysis is more common in extensors. As such, the goal of surgical management is to decrease spasticity and/or lengthen contracted agonist muscles while augmenting or restoring weakened or paralyzed antagonist muscles. The latter can be accomplished by transferring the tendon or nerve of a muscle with minimal to no spasticity but with preserved volitional control to an antagonist muscle group, as long as the transferred nerve or muscle is redundant in function with another nerve–muscle unit. In other words, the donor nerve or muscle should be carefully selected so that loss of function does not occur with transfer.

General patient assessment

Physical Examination

Preoperative evaluation starts with an assessment of the upper extremity resting posture. This should be completed before attempts at active or passive movement in order to avoid evoking a dynamic deformity or increasing tone with limb manipulation. At rest, the baseline hand deformity or posture can be classified ( Table 1 ). Inspection of the upper extremity continues with an assessment of skin integrity, with special attention paid to the axilla, antecubital fossa, posterior elbow, wrist flexion crease, and palm. Active and passive range of motion (ROM) assessment can then be undertaken, in particular to detect the presence or absence of meaningful volitional motor activation. It is critical to establish which muscles are affected by spasticity, which have volitional control, and if there is dyssynergy or spastic cocontracture, myostatic or joint contracture, or rigidity. ,

Table 1

Classification of positions of the hand

Class Wrist MCP PIP Hygiene Problems Appearance
I Slight extension to neutral 20° flexion 20° flexion None Good
II Neutral 40° flexion 40° flexion None Acceptable
III 20° extension to neutral Neutral Neutral None Satisfactory
IV
Claw hand
20°–30° of extension Hyperextension Flexion None Unacceptable
V
Clenched fist
Flexion Flexion Flexion Severe Poor

The presence and magnitude of spasticity is commonly assessed using the Modified Ashworth Scale (MAS) as described by Bohannon and Smith. The MAS score is obtained by passively ranging the joint through the entire arc of physiologic motion in 1 second or less ( Table 2 ). Advantages of the MAS are that it is a simple system and does not require additional equipment. However, it is an inherently subjective assessment with studies demonstrating moderate interrater and intrarater reliability when used in the upper extremity. The Modified Tardieu Scale (MTS) evaluates spasticity by passively ranging the joint through a slow (>3 second) and fast (<1 second) velocity arc of physiologic motion, measuring the position in which increased resistance is first detected and assessing for the magnitude of spasticity ( Table 3 ). While the MTS system adds objectivity to spasticity assessment, available systematic reviews have yet to support or reject its utility. ,

Table 2

Modified Ashworth spasticity scale

Grade Muscle Tone (Spasticity) Description Passive Movement
0 No increase No resistance or catch Full
1 Slight increase Catch and release or minimal resistance at the end of the ROM Full
1+ Slight increase Catch followed by minimal resistance through the remainder of motion (less than half of the arc of motion) Full
2 Marked increase Resistance through most of the ROM but can be easily moved Full
3 Considerable increase Moderate resistance through ROM Partial (difficult)
4 Severe Fixed or rigid deformity None

Table 3

Modified Tardieu spasticity scale for grading spasticity

Velocities: Indicated for each muscle and remains the same from one test to another
V1 The velocity is as slow as possible (greater than 3 s)
V3 The velocity is as fast as possible (less than 1 s)
Angle of Resistance (degree): Position in which the increased resistance is first felt
X V1 The angle of arrest at slow speed of stretch (maximum passive ROM)
X V3 The angle where the catch-and-release or clonus is first felt at fast speed (less than 1 s)
X V1 − X V3 = X
X: Spasticity angle reflects the velocity-dependence of the stretch reflex. The larger the spasticity angle, the more spastic the muscle is
Spasticity Grade (Y): Quality of the reaction (Gain)
0 No resistance throughout passive movement
1 Slight resistance throughout passive movement
2 Clear catch at precise angle interrupting passive movement
3 Fatigable clonus ( < 10 s when maintaining pressure)
4 Unfatigable clonus ( more than 10 s when maintaining pressure) occurring at a precise angle

In the absence of spasticity or rigidity, limitations in motion may represent periarticular soft tissue contracture, heterotopic ossification, or structural changes to the joint. As such, plain radiographs are recommended to characterize these potential contributors to the joint deformity. To evaluate volitional motor control, the patient is asked to perform simple, representative movements across each joint. , These movements should be observed with the extremity in different positions, and repeated while the examiner palpates surrounding muscle groups to identify motor activation, dyssynergy or cocontraction. Motor control at each joint is classified using a 6 point scale that characterizes movements from hypotonic with no active motion to full voluntary control ( Table 4 ). , Volitional hand function is further evaluated with the use of props to determine the patient’s ability to grasp and manipulate objects ( Table 5 ).

Table 4

Classification of motor control about a single joint

Motor Control Score Muscle Activity
Grade 1 Hypotonic with no active motion
Grade 2 Hypertonic with no active motion
Grade 3 Mass flexion or extension in response to a stimulus
Grade 4 Patient-initiated mass flexion or extension
Grade 5 Slow volitional control of specific joints
Grade 6 Full voluntary control of individual joints

Table 5

Classification of hand function

Class Designation Activity Level
0 Does not use Does not use
1 Poor passive assist Uses as stabilizing weight only
2 Fair passive assist Can hold onto object placed in hand
3 Good passive assist Can hold onto object and stabilize it for use by other hand
4 Poor active assist Can actively grasp object and hold it weakly
5 Fair active assist Can actively grasp object and stabilize it well
6 Good active assist Can actively grasp object and then manipulate it against the other hand
7 Spontaneous use, partial Can perform bimanual activities easily and occasionally uses the hand spontaneously
8 Spontaneous use, complete Uses hand completely independently without reference to the other hand

Dynamic Polyelectromyography

In addition to physical examination, dynamic polyelectromyography (dEMG) is an invaluable tool to investigate for the absence or presence of volitional motor control, assess for spasticity, and to identify dyssynergy or cocontraction. This is particularly useful for patients with limited arc of physiologic motion or severe deformities. , Surface or fine-wire intramuscular electrodes are placed onto key muscle groups to measure electrophysiologic motor activity combined with motion capture to simultaneous link kinematic data. Dynamic EMG is important when the goals of surgery are to augment upper extremity function since unmasking of unidentified spasticity in antagonist muscles may lead to less than optimal surgical outcomes ( Fig. 1 ). The use of dEMG has been shown to improve accuracy in identifying muscles that contribute to spastic deformity in the upper extremity and produce higher agreement between surgeons in operative planning. ,

Fig. 1

Dynamic electromyography (dEMG) of the Elbow. With slow and fast passive range of the motion of the elbow in a flexion-extension arc, the triceps fires involuntarily ( blue arrow ) during rapid elbow flexion indicating elbow extensor spasticity.

Diagnostic Neuromuscular Blockade

Neuromuscular blockade is useful to assess the contribution of spasticity to a deformity and to simulate the outcomes of addressing spasticity with surgery. After performing a baseline physical examination, local anesthetic is injected near the motor nerve of interest to differentiate spasticity alone from deformity affected by myostatic and/or joint contractures. , As spasticity is neurally mediated, no change in the deformity is seen after local anesthetic block suggesting a primary component of muscle and/or joint contracture. Neuromuscular blockade will also unmask concomitant spasticity in other muscles, such as the intrinsics after eliminating the contribution of spastic extrinsic finger flexors in a clenched-fist deformity. Accounting for muscle or periarticular contracture from spasticity is essential to optimal surgical outcomes by selecting the correct surgical procedure for the underlying pathology, thus underscoring the value of neuromuscular blockade to surgical planning. Similarly, long-acting neuromuscular agents to spastic muscles, such as botulinum toxin, can be used to prognosticate improvement in pain, correction of deformity, and enhancement of basic upper extremity function after surgical reconstruction. This allows patients to experience the anticipated benefits and limitations of surgery, supporting shared decision-making.

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Jul 12, 2026 | Posted by in PHYSICAL MEDICINE & REHABILITATION | Comments Off on Current Concepts to Muscle-Based Procedures to Treat Upper Limb Spasticity

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