Introduction
- Jo A. Hannafin, MD, PhD
- Theresa A. Chiaia, PT, DPT
- A. Simone Maybin, BS, NSCA-CPT
- Theresa A. Chiaia, PT, DPT
Epidemiology
- •
Primary adhesive capsulitis affects 2% to 5% of the general population
- •
Patient age, 40 to 65 years old
- •
Incidence, higher in females than in males
- •
Nondominant arm is more frequently involved
- •
Athletes (not sport specific) and nonathletes equally affected
Pathophysiology
Intrinsic Factors
- •
The following intrinsic factors may play a role in the development of primary adhesive capsulitis:
- •
Angiogenesis and synovitis consistent with inflammation
- •
- •
Secondary adhesive capsulitis and restriction of glenohumeral range of motion may result from:
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Rotator cuff tendonitis
- •
Rotator cuff tears
- •
Calcific tendonitis
- •
Contracture of the rotator cuff interval
- •
Subacromial scarring
- •
Inflammation of the long head of the biceps tendon and its synovial sheath
- •
Extrinsic Factors
- •
Trauma is the only known extrinsic factor implicated in the development of adhesive capsulitis.
- •
Patients with diabetes mellitus are at greater risk of developing adhesive capsulitis, with a prevalence between 10% and 20%
- •
Although more rare, both thyroid dysfunction and Parkinson disease are also associated with the development of adhesive capsulitis
Classic Pathological Findings
- •
General pathological findings are synovial hyperplasia and capsular fibrosis further characterized by:
- •
Elevated cytokine expression in shoulder capsule including transforming growth factor-β (TGF-β), platelet-derived growth factor, and hepatocyte growth factor
- •
Excess accumulation and propagation of fibroblasts (Type I and II collagen)
- •
- •
Specific pathological findings vary dependent upon the current stage of the patient. These are further described in Table 8-1 .
Table 8-1
Arthroscopic Appearance
Biopsy
Stage 1
(Preadhesive)
Fibrinous synovial inflammatory reaction
No adhesions or capsular contracture
Rare inflammatory cell infiltrate
Hypervascular, hypertrophic synovitis
Normal capsular tissue
Stage 2
(Freezing)
Christmas tree synovitis
Some loss of axillary fold
Hypertrophic, hypervascular synovitis
Perivascular, subsynovial capsular scar
Stage 3
(Frozen)
Complete loss of axillary fold
Minimal synovitis
Hypercellular, collagenous tissue with a thin synovial layer
Similar features to other fibrosing conditions
Stage 4
(Thawing)
Fully mature adhesions
Identification of intraarticular structures difficult
Not reported
Clinical Presentation
History
- •
Insidious onset without a definitive action or event causing symptoms
- •
Progressive increase in pain with development of sleep-disturbing night pain
- •
Deep achy pain at rest with acute intense pain associated with quick motion or rapid stretch
- •
ROM is initially limited by pain, not capsular contracture. It then progresses to global stiffness shoulder.
- •
Initial loss of external and internal rotation
- •
Passive and active motions are more restricted owing to pain at or before end range secondary to muscle guarding.
Physical Examination
Abnormal Findings
- •
Patients with adhesive capsulitis will differ in motion limitations dependent upon their current stage (1 through 4) ( Table 8-2 ).
Table 8-2
Symptoms
Signs
Stage 1
(Preadhesive)
Achy pain at rest referred to deltoid insertion; sharp pain with movement
Pain at night
Capsular sign on deep palpation
Empty end feel = pain stops PROM before resistance felt by clinician
Full motion under anesthesia
Stage 2
(Freezing)
Persistence of pain; increased night pain
Pain extends to upper trapezius secondary to compensatory shrugging
Progressive limitation of motion with ADLs
Motion restricted in capsular pattern; ROM reveals a capsular end feel. Forward flexion, abduction, internal and external rotation
Pain at the end of the ROM
Some improvement in motion under anesthesia
Stage 3
(Frozen)
Profound limitation of motion with ADLs
Pain present at the end of range of motion only
Resistance to ROM felt before pain
Significant loss of motion
Tethering at ends of motion
No improvement under anesthesia
Stage 4
(Thawing)
Minimal pain
Slow, steady improvement in ROM with ADLs
Significant motion loss
Gradual improvement in motion
Pertinent Normal Findings
- •
Strength deficits are generally not present, in contrast to impingement and rotator cuff disease.
- •
No significant muscle atrophy
Imaging
- •
Plain radiographs (X-rays) are routinely performed to rule out calcific tendinitis or glenohumeral arthritis.
- •
Osteopenia is a common radiographic finding.
- •
Magnetic resonance imaging (MRI) is not essential for diagnosis but can rule out confounding pathology.
- •
Hallmark of adhesive capsulitis on MRI is thickening and loss of volume of the axillary pouch.
- •
MRI in stages 1 and 2 demonstrates increased signal in capsule and synovium consistent with hyperemia and synovitis.
- •
MRI in stages 3 and 4 demonstrates low signal capsule with increased capsular thickness in anterior capsule, posterior capsule, and axillary pouch.
- •
One-third of stage 2 adhesive capsulitis patients show some form of supraspinatus pathology on magnetic resonance arthrography. The clinical significance is unknown but should be correlated with physical examination.
- •
Axillary recess thickening up to 1.3 cm or more compared with normal measurement of less than 4 mm
- •
Rotator interval thickening
- •
Glenohumeral ligament thickening
Differential Diagnosis
- •
Shoulder stiffness is a common symptom of many glenohumeral joint conditions. It is critical to distinguish between primary adhesive capsulitis and other disorders because the treatment is time sensitive. The common differential diagnoses are listed in Table 8-3 .
Table 8-3
Possible Differential Diagnoses
Primary Factor to Supporting Differential vs. Primary Adhesive Capsulitis
Impingement Syndrome (Stage 1)
Positive Neer, Hawkins tests
Shoulder musculature may be tender upon palpation
Cervical spine and neurological pathologies
Character of pain is described as burning/stinging. Pain may follow a radicular pattern
Deficit in strength, sensation, and/or reflexes may exist. Pain may change with motion of cervical spine
Calcific Tendonitis/Bursitis
Rotator cuff tendon(s) present with calcium deposits in radiography
Pain is more sudden in onset. Pain with glenohumeral abduction, may be minimal with rotation in 0° abduction
Acromioclavicular arthritis
Tenderness present upon palpation of AC joint
Positive crossover test
Bicep tendonitis
Tenderness present upon palpation of bicep tendon
Local crepitus with humeral rotation
Severe glenohumeral osteoarthritis
Loss of joint space, osteophytes present on X-ray.
Rotator cuff tendonopathy
Pain present with internal rotation, abduction, and strength testing. MRI (+) for tendonosis.
Treatment
Nonoperative Management
- •
Physical therapy including patient education, manual therapy, therapeutic ROM exercises and periscapular strengthening, neuromuscular re-education and modalities for pain, relaxation, and tissue extensibility (moist heat, cryotherapy, TENS, low power laser)
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Oral nonsteroidal antiinflammatory medications (NSAIDs)
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Oral corticosteroid
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Intraarticular corticosteroid injection
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Distension arthrography or hydrodilation
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Closed manipulation
Guidelines for Choosing Among Nonoperative Treatments
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Optimal treatment options should be selected according to:
- •
The presenting stage of adhesive capsulitis
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The degree of irritability
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The pain level
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The degree of restricted motion
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The duration of symptoms and signs
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The goals of the patient
- •
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A combination of nonsurgical treatments may be ideal.
Surgical Indications
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When physical and pharmacological therapies have failed, surgical options should be considered and discussed with the patient.
- •
Failed therapy should be considered when a patient has reached a plateau or progress in increased ROM is extremely slow.
- •
Surgery may be indicated for a painful shoulder that has failed to respond to intraarticular corticosteroids.
- •
Surgery is indicated when the patient is failing to improve with a minimum of 6 months of conservative treatment .
Aspects of History, Demographics, or Exam Findings that Affect Choice of Treatment
- •
Surgical options are dependent on the stage of adhesive capsulitis and other concomitant pathology.
- •
Surgery is elective and based on patient pain, arm dominance, and goals.
- •
Failure to progress with physical therapy goals is a relative indication for surgical treatment.
Aspects of Clinical Decision Making When Surgery Is Indicated
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Options for surgical treatment include: (1) closed manipulation under anesthesia; (2) manipulation under anesthesia followed by arthroscopy; and (3) arthroscopy, capsular release, and manipulation.
- •
Surgeon preference, degree of osteopenia, and imaging studies guide decision making.
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Arthroscopy permits identification and treatment of associated pathology.
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Synovectomy is indicated when significant synovitis is present.
- •
Arthroscopic division of the capsule permits a more controlled and precise release than manipulation. The anterior and posterior capsule is released prior to manipulation. The axillary pouch can be released but care must be taken to avoid injury to the axillary nerve.
- •
Performing the manipulation prior to arthroscopy may result in intraarticular bleeding and an obscured view, as well as a risk for fracture.
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Patients with idiopathic adhesive capsulitis who have failed arthroscopic and closed manipulation procedures may benefit from an open release.
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Patients with secondary adhesive capsulitis may require lysis of adhesions in the subacromial space and release of the coracohumeral ligament.
Evidence
Multiple-Choice Questions
- QUESTION 1.
Which intrinsic factor can lead to primary adhesive capsulitis?
- A.
Calcific tendinitis
- B.
Contracture of RCI
- C.
Subacromial scarring
- D.
None of the above
- A.
- QUESTION 2.
Which stage of adhesive capsulitis is characterized by a Christmas tree (synovium is pedunculated and thickened) synovitis by arthroscopy?
- A.
Stage 1 Preadhesive
- B.
Stage 2 Freezing
- C.
Stage 3 Frozen
- D.
Stage 4 Thawing
- A.
- QUESTION 3.
Stage 3 adhesive capsulitis signs and symptoms include the following:
- A.
Pain at the end range of motion and no improvement under anesthesia
- B.
Profound stiffness and gradual improvement in motion
- C.
Severe night pain and gradual improvement in motion
- D.
Pain referred to deltoid insertion and full motion under anesthesia
- A.
- QUESTION 4.
What nonsurgical treatment for adhesive capsulitis can also be used as a diagnostic tool?
- A.
Oral NSAIDs
- B.
Oral corticosteroids
- C.
Intraarticular steroid injections
- D.
Distention arthrography
- A.
- QUESTION 5.
When is surgery indicated for patients diagnosed with primary adhesive capsulitis?
- A.
As soon as the patient’s physical exam indicates Stage 2 signs and symptoms
- B.
When other physical and pharmacological therapies have failed
- C.
Anytime radiography demonstrates axillary recess thickening greater than 4 mm
- D.
After significant motion loss and stiffness has persisted longer than 4 months
- A.
Answer Key
- QUESTION 1.
Correct answer: D (see Pathophysiology )
- QUESTION 2.
Correct answer: B (see Pathophysiology )
- QUESTION 3.
Correct answer: A (see Clinical Presentation )
- QUESTION 4.
Correct answer: C (see Treatment )
- QUESTION 5.
Correct answer: B (see Treatment )
Nonoperative Rehabilitation of Adhesive Capsulitis
- Theresa A. Chiaia, PT, DPT
- Jo A. Hannafin, MD, PhD
- A. Simone Maybin, BS, NSCA-CPT
- Jo A. Hannafin, MD, PhD
- •
Understand the stages of adhesive capsulitis.
- •
The stage of presentation will guide rehabilitation to optimize results.
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The stage of presentation will determine the duration of each phase of rehabilitation.
- •
The patient’s response to initial treatment (injection) will determine the duration of each phase.
- •
Achievement of phase-specific goals will determine advancement.
- •
Irritability of the shoulder will guide prescription for range of motion.
- •
Perform reassessment of the patient’s response to treatment to avoid joint inflammation.
- •
Understand the patient’s individual goals will determine discharge planning.
- •
Patient education will help increase compliance with HEP, activity modification, and decrease frustration.
Introduction
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The phases of rehabilitation for adhesive capsulitis have typically been written to coincide with the stages of adhesive capsulitis.
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These guidelines are written in phases for a patient presenting with stage 2 adhesive capsulitis, because this is when the majority of patients seek treatment.
- •
Stage 1 is characterized by pain, inflammation, and an active synovitis.
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Stage 3 is characterized by a stiff shoulder resulting from loss of capsular volume.
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Stage 2 is a continuum/transition from stage 1 to 3 and thus has characteristics of both stages.
- •
Five phases of rehabilitation are presented: 1, Symptom Control; 2, Mobility; 3, Optimization of ROM; 4, Strengthening; 5, Functional Activity/Return to Sport.
- •
Regardless of the stage at presentation, the patient will pass through all these phases. The duration of each phase will vary according to the stage of presentation, initial treatment and response, goals of the patient, as well as shoulder dominance.
Phase I (weeks 1 to 4): Symptom Control
Management of Pain and Swelling
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NSAIDs
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Intraarticular injection
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Patient education
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Activity modification
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Positioning ( Figure 8-1 )
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Cryotherapy
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TENS
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Hydrotherapy
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Manual therapy
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Moist heat
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Low power laser therapy
PHASE I (weeks 1 to 4) | PHASE II (weeks 5 to 8) | PHASE III (weeks 9 to 16) | PHASE IV (weeks 17 to 22) | PHASE V (weeks 23+) |
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Techniques for Progressive Increase in Range of Motion
Understand the irritability of the shoulder and monitor the shoulder’s response to treatment. ROM should improve, not regress.
Manual Therapy Techniques
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Gentle shaking of the extremity. Gently grasp the patient’s wrist and gently oscillate the upper extremity in a comfortable, neutral position. This will allow the patient to relax and help to control pain.
- •
Joint mobilizations in the posterior/dorsal direction, inferior, and caudal, lateral distraction direction. The glenohumeral joint is mobilized using Grade I mobilizations to help modulate pain, progressing to Grade II mobilization. Distraction/traction can be performed in combination with the glides. The sternoclavicular, acromioclavicular, and scapulothoracic articulations are assessed for restrictions and addressed, as needed.
- •
ROM: Pain-free physiological movements such as scapular plane elevation with the arm in modified neutral, IR/ER in the plane of the scapula (PoS), and abduction will help modulate pain by stimulating mechanoreceptors. These movements are performed in a slow, consistent tempo by the therapist to promote relaxation. The hold time begins as a pause with gradual increase in duration as tolerance and irritability permits.
Soft Tissue Techniques
- •
Therapeutic massage for myofascial release of pectorals, triceps, latissimus, and subscapularis
Stretching and Flexibility Techniques for the Musculotendinous Unit
- •
Pendulum exercises produce joint distraction and increase the arc of pain-free movement. Pendulum exercises should be pain free. This is achieved when the patient bends forward and uses body momentum to create arm movement. The arc of motion should be within an arc that is pain free and allows the upper extremity (UE) to relax. The patient chooses the direction of movement. These are performed three times for 10 to 30 seconds. This should be a “go-to” exercise during the day.
- •
Pain-free physiological movements using the opposite extremity with low load (intensity) and low duration performed three to five times per day. For example: supine forward flexion in modified neutral, supine IR, supine ER using a cane in the plane of the scapula. The patient is instructed to perform these ROM exercises to the edge of pain, not into pain. Irritability of the shoulder will help the PT instruct the patient regarding frequency, duration, and intensity. A good starting point is to hold for 5 to 10 seconds, and perform 10 repetitions. The shoulder’s response to treatment will determine irritability and will guide parameters, in terms of duration of stretch and repetitions.
- •
Supine “T towel” positioning, with a towel roll positioned along the spine, and a second along the base of the head, is recommended to promote thoracic extension and allow the anterior positioned humeral head to sit back. This position is used to achieve thoracic mobility and to open up the anterior chest. The patient rests in this position for 10 minutes with her arms supported on pillows. The “T towel” can be performed two times per day.
- •
Continuous passive motion (CPM) in the PoS for IR/ ER in modified neutral can be used. This modality allows the patient to relax as the shoulder is cycled through internal and external rotation. It can be used at comfortable, slow speeds—a pause can be used for a patient who can tolerate a longer time at end range. The duration of each session is 10 to 15 minutes.
- •
Hydrotherapy provides an environment for active-assistive exercise. To address any ROM deficits and/or maintain ROM: The water temperature is warm to create an environment that promotes relaxation. The patient is instructed to perform modified breast stroke movements (horizontal abduction and adduction), flexion in the plane of the scapula, and gentle internal and external rotation.
Other Therapeutic Exercises
- •
TLS to tolerance. Monitor and avoid exercises that involve loading the shoulder and upper extremity.
- •
Core stability emphasizing the lower abdominals can be performed using the legs to challenge the core. At this time, avoid exercises that load the shoulder with weight through the elbows.
- •
TAS: can perform scapular retraction, scapular elevation to tolerance, biceps curls, triceps extension with arm in neutral position. Avoid heavy weights that will cause compensatory anterior translation of the humeral head.
Activation of Primary Muscles Involved
- •
Strengthening of the scapular muscles can be initiated to tolerance such as retraction, elevation, protraction. Side lying position with the involved arm on top and supported by pillows can be used to decrease gravity for increased tolerance to exercise. Tactile cues can be helpful to ensure proper movement. Manual resistance can be given by the physical therapist. With increased strength, the patient can perform scapular retraction in sitting, scapular protraction in supine. Resistance can be added with elastic bands or hand weights. Perform 10 reps, 3 sets; however, the emphasis is on quality of movement.
- •
Hydrotherapy, because the buoyancy provides an environment for active-assistive exercise. The patient is instructed to perform modified breast stroke movements (horizontal abduction and adduction), flexion in the plane of the scapula, and gentle internal and external rotation. The water temperature is warm to create an environment that promotes relaxation.
Sensorimotor Exercises
- •
Hydrotherapy can be used for its hydrostatic properties, which create a “glove-like” effect stimulating the proprioceptors of the skin.
Open and Closed Kinetic Chain Exercises
- •
Pain-free, closed kinetic chain (CKC) exercises below shoulder height, such as physioball scapular stabilization exercises can be initiated with adequate ROM/ soft tissue length. A physioball is placed on a stable surface (chair, resting on a toss back) so that the UEs are positioned below shoulder height and slightly wider than her body. With the elbows straight, the patient then compresses the ball and performs small movements as instructed by the therapist.
Techniques to Increase Muscle Strength, Power, and Endurance
- •
Strengthening of the scapular muscles can be initiated as described previously.
Neuromuscular Dynamic Stability Exercises
- •
Rhythmic stabilization exercise for IR/ER in the PoS in modified neutral to tolerance. With the patient lying in supine, the patient’s upper extremity is positioned in the plane of the scapula and the elbow is supported on a towel roll with the elbow flexed to 90°. The therapist applies gentle pressure at the wrist in the direction of internal and external rotation in alternating fashion to work on humeral head control. The patient is instructed to hold the arm stable, thus working on coordination. This can be performed for 10 seconds initially for three to four sets.
Milestones for Progression to the Next Phase
- •
Control of pain/inflammation
- •
Resolution of resting pain, and decreased irritability of the shoulder allows for progression of ROM exercises
- •
Patient compliance with home exercise program
- •
Minimize ROM loss
- •
Retard/halt the progression from synovitis to capsular fibroplasias, which is determined by end feel and pain. An empty end feel is more indicative of synovitis, whereas a capsular, firm end feel is more indicative of fibroplasia.
- •
Maximize function. During each phase the therapist wants to maximize the patient’s functional strength within the available pain-free ROM. This allows the patient to then use the extremity during ADLs in the available ROM without compensatory movements. If the functional strength is not sufficient, and the patient continues to use the arm during ADLs, impingement symptoms will occur. This in turn will slow the return of ROM because the shoulder will be painful and inflamed. Use of the arm in pain-free arcs of motion will help the patient gain ROM.
- •
Avoid symptoms of impingement. The patient is not encouraged to use the arm outside available ROM/AROM.
Phase II (weeks 5 to 8): Mobility
The patient is encouraged to use the arm during the day in pain-free motions.
Management of Pain and Swelling
- •
Oral NSAIDs
- •
Intraarticular injection
- •
Patient education
- •
Activity modification
- •
Positioning
- •
Modalities: cryotherapy, TENS
- •
Hydrotherapy
- •
Manual therapy
- •
Moist heat will promote relaxation and tissue extensibility and can assist with controlling pain.
Techniques for Progressive Increase in Range of Motion
Manual Therapy Techniques
- •
Joint mobilizations in the A-P direction, caudal direction, distraction techniques. The shoulder is supported by the physical therapist in the resting position with the patient in supine-lying, then the glenohumeral joint is mobilized using Grade II mobilizations. Distraction/traction can be performed in combination with the glides. The sternoclavicular, acromioclavicular, and scapulothoracic articulations are assessed for restrictions and addressed, as needed.
- •
Gentle shaking of the UE for 10 to 15 seconds. The physical therapist gently grasps the patient’s wrist and gently oscillates her upper extremity in a comfortable, neutral position. This will allow the patient to relax and help to control pain.
- •
Pain-free ROM using physiological movements are performed in the plane of the scapula for shoulder elevation, IR/ER, and abduction. The physical therapist “ranges” the patient’s shoulder through shoulder abduction in the plane of the scapula, shoulder flexion in the plane of the scapula, internal rotation in the plane of the scapula, and external rotation in the plane of the scapula. During internal and external rotation, the proximal humerus is stabilized with one hand to avoid compensatory movements. The shoulder’s response to treatment will guide how far the shoulder is stretched and how long the stretch is held. Decreased irritability of the shoulder will allow for a longer stretch.
- •
Mobilization of the scapula. Scapulohumeral dissociation is often limited, and is observed with scapular motion greater than humeral motion in arcs less than 90°. This is assessed during observation of posture and observation with passive and active shoulder elevation, and can be measured more objectively by measuring the distance between the spinous process and medial border of scapula and spine and inferior scapular angle, respectively. More formal assessment using the Lateral Scapular Slide Test can be instituted,
- •
Mobilization of the thoracic spine to promote thoracic extension can be performed by the physical therapist in the position that is most comfortable for the patient, and in which the PT is most comfortable in performing—sitting upright, sitting and leaning forward supported by a table, or prone.
Soft Tissue Techniques
- •
Therapeutic massage emphasizing the subscapularis, triceps, rotator interval, pectorals (minor and major), latissimus ( Figure 8-2 )
Stretching and Flexibility Techniques for the Musculotendinous Unit
- •
Stretching exercises are performed daily, two to three times per day.
- •
Pendulum exercises produce joint distraction and increase the arc of pain-free movement. Pendulum exercises should be pain free. This is achieved when the patient bends forward and uses body momentum to create arm movement. The arc of motion should be within an arc that is pain free and allows the UE to relax. The patient chooses the direction of movement—the only criterion is that it is pain free. These are performed for 10 to 30 seconds, two or three sets, two to three times per day.
- •
Self-stretching using the opposite extremity for supine scapular plane elevation in modified neutral, supine internal rotation with the opposite extremity, and external rotation with a cane in the PoS. The arm can be positioned, as ROM allows, into greater abduction while performing ER with a cane.
- •
The dosage of ROM exercise can be increased and is dependent on the patient’s response to treatment. ROM exercises can be performed more frequently and held for a longer duration.
- •
Pulley exercise can be performed with adequate ROM (≈130° flexion) and humeral head control to avoid shrug and impingement symptoms. The patient sits facing the pulley. The patient stretches the involved shoulder into flexion in the plane of the scapula. The involved elbow moves from a position of flexion to extension as it is stretched overhead to keep a short lever arm. The stretch is held for 10 seconds, and the exercise is continued as long as the patient is not experiencing impingement symptoms. As tolerated, the patient may hold the stretch longer. With increased duration of the stretch, the number of repetitions can decrease.
- •
Self-stretching in a doorway for ER in modified neutral affords the patient frequent stretching opportunities. The patient faces a door jam. With the elbow flexed to a right angle and held close to her side, the patient slowly turns to the direction opposite the shoulder (i.e., right shoulder, turn towards left) and holds the position to duration recommended by physical therapist—initially for 10 seconds, 10 reps.
- •
As IR in the PoS improves toward normal, AAROM for IR behind the back can be initiated using the opposite extremity for assistance (5- to 10-seconds hold for 5 to 10 reps)
- •
Hydrotherapy can be used to interrupt the pain-inflammation-spasm cycle and to provide an environment for active-assistive exercise. The water temperature is warm to create an environment that promotes relaxation. Supine abduction with buoyancy-assisted device at surface of water, ER ROM with paddle, and pass behind the back with buoyancy device for functional IR. If the patient is willing, the patient can go under water to increase arc of buoyancy.
- •
CPM for IR/ ER, PoS, in modified neutral
Other Therapeutic Exercises
- •
Strengthening exercises are performed two to three times per week.
- •
TBS
- •
Stationary bicycle, elliptical. As the patient is comfortable using the UE for balance, the stationary bike and elliptical can be used. The bicycle will be introduced first followed by the elliptical without UE movement. Use of the UEs can be started progressively on an interval basis (30 seconds work, 1 minute rest). The individual will move the shoulder in a pain-free ROM, below shoulder height. Pain and progression of ROM will guide tolerance to these exercises.
- •
Use of the arms below shoulder height with cardiovascular equipment (elliptical, bicycle) can be introduced for a short duration, as tolerated.
- •
- •
Core strengthening
- •
Lower abdominal strengthening using Sahrmann progression, bridging bilateral to marching in place, to single leg bridge. Avoid loading the elbow as in a plank position.
- •
- •
TAS
- •
Avoid overhead exercise.
- •
Perform pain-free exercise within the available ROM such as biceps curls, triceps extensions, scapular retraction, and scapular protraction. While performing biceps curls and triceps extensions, it is important that the patient avoid forcing the humeral head anterior. This is achieved by making sure that the weight is not too heavy causing the patient to not go through the full ROM at the elbow. Upper body ergometry can be incorporated as a warmup.
- •
- •
TLS
- •
Squats, knee extension, knee flexion, side lying hip abduction
- •
Machines for hip abduction/adduction
- •
Activation of Primary Muscles Involved
- •
Emphasis is on periscapular muscles—rhomboids, serratus, latissimus, trapezius—to provide a proximal stable base for distal mobility and to reestablish force couples necessary for shoulder elevation: scapular retraction, protraction, extension to neutral. Scapular retraction can be performed in sitting—resistance with elastic bands can be added; scapular protraction in supine—resistance with hand weights can be added; lower trapezius isometrics in an upright position, which will also be postural cues, shoulder extension to neutral with elastic bands progressing from ≈45° flexion to 0° (side of body). These exercises will be performed three times per week. Three times 10 reps progressing to two times 15 reps before increasing resistance
- •
Progress from submaximal RC isometrics in modified neutral: 5-second hold, 5-second rest for 10 reps, two times per day to isotonics in S/L position to neutral. Five reps, three sets, two-three times per week.
- •
Active exercise is performed in the plane of the scapula.
Sensorimotor Exercises
- •
Hydrotherapy for its hydrostatic properties
Open and Closed Kinetic Chain Exercises
- •
CKC physioball stabilization exercises can be performed below shoulder height with double arm support. CKC exercise causes contraction of the force couples, allows the rotator cuff to work as a compressor, and creates an axial load (weightbearing). A physioball is positioned on a secured surface (chair, resting on a toss back) so that the UE is positioned below shoulder height. The size of the ball allows the patient to position her arms slightly wider than her body. With the elbows straight, the patient then compresses the ball and performs small movements in the coronal plane (side to side), the sagittal plane (up and down) with the shoulder girdle positioned, as instructed by the therapist, in retraction, protraction, or neutral. Three sets of 10 repetitions can be performed in each direction, as tolerated.
- •
OKC exercises such as pain-free forward flexion—full can position—in the plane of the scapula can be initiated with good scapulohumeral rhythm; dumbbell row with hand weights, shoulder extension in prone with hand weights, single arm cable column pulldown in plane of scapula.
Techniques to Increase Muscle Strength, Power, and Endurance
- •
These exercises should be pain-free and performed two to three times per week. Exercising into pain or with pain will further irritate the shoulder and cause loss of motion, and thus function. There is a balance of enough resistance to stimulate the muscle without aggravating the joint.
- •
Upper body ergometry can be incorporated: Airdyne (arms only) with elevated seat height for 5 minutes, as tolerated; upper extremity bicycle also with high seat height.
- •
Use of arms below shoulder height with cardiovascular equipment (elliptical, bicycle) can be introduced for a short duration.
- •
Strengthening of the periscapular muscles for retraction in sitting or standing with elastic bands or manual resistance, protraction in supine with weight of arm, then progressing to hand weights, and extension in standing with elastic bands or prone with weight of arm against gravity progressing to hand weights to neutral is important to reestablish force couples for synchronous arm elevation.
Neuromuscular Dynamic Stability Exercises
- •
Proprioceptive neuromuscular facilitation (PNF) exercise such as rhythmic stabilization in supine is performed for IR/ER (PoS) in modified neutral and at shoulder height with the elbow as tolerated. This can be performed for 10 seconds initially for three to four sets.
- •
Functional Exercises
- •
Begin pain-free scapula plane elevation—full can position—to shoulder height when good scapulohumeral rhythm is evident.
- •
Hydrotherapy may be used initially to provide environment for active-assistive exercise.
Sport-Specific Exercises
- •
N/A with the exception of progressive ROM exercises.
- •
Incorporating exercises for core, TBS, TAS, and TLS is encouraged, keeping in mind the limitations and precautions associated with the involved shoulder.
Milestones for Progression to the Next Phase
- •
Control pain/inflammation
- •
Resolution of rest and night pain
- •
Compliance with home exercise program
- •
Avoid subacromial impingement
- •
Avoid rotator cuff inhibition, which is determined by increased pain with therapeutic exercise, pain at rest, and increased compensatory movements.
- •
Minimize loss of ROM
- •
Minimize capsular contracture. This can be determined by assessing joint play, end feel with humeral head glides, as well as by postural habitus and ROM deficits.
- •
Normalize scapulohumeral rhythm to shoulder height in the plane of the scapula, pain-free
Phase III (weeks 9 to 16): Optimization of ROM
Management of Pain and Swelling
- •
Patient education
- •
Oral NSAIDs
- •
Intrarticular injection
- •
Avoid pain with strengthening
- •
ROM exercises to the shoulder’s tolerance
- •
Cryotherapy
- •
Moist heat
- •
Activity modification.
Techniques for Progressive Increase in Range of Motion
Manual Therapy Techniques
- •
Joint mobilization techniques in the posterior direction, inferior direction, and distraction. Mobilization can be performed at end range positions.
- •
Pain-free ROM using physiological movements for scapula plane elevation, IR/ER, abduction, ER/IR at 90° abduction
- •
PNF such as hold-relax for IR ROM in the PoS; at 90° abduction; for ER ROM at the PoS; at 90° abduction
- •
Thoracic spine mobilization ( Figure 8-3 )
Soft Tissue Techniques
- •
Therapeutic massage for dissociation of the shoulder girdle: subscapularis, latissimus, teres, and pectorals
Stretching and Flexibility Techniques for the Musculotendinous Unit
- •
In this phase, as irritability of the shoulder decreases, ROM can be performed at end range and held for longer duration. Stretching exercises are performed two to three times per day.
- •
Pendulum exercise
- •
Pulley exercise can be performed with adequate ROM (≈130° flexion) and humeral head control to avoid shrug and impingement. The patient can use pulleys at home daily.
- •
Self-stretching using the opposite extremity or cane for supine scapular plane elevation: The patient lies on her back with the cane in her left hand steering/assisting the right arm into flexion—the right arm is positioned with the right palm facing the toward the body. Supine internal rotation with the opposite extremity or cane: The patient lies with the arm in the plane of the scapula or at 90° abduction. With the left hand or with a cane in the left hand, rotate the right arm in the direction of internal rotation; and supine external rotation with a cane in the PoS and at 90° abduction. With the left hand or with a cane in the left hand, rotate the right arm in the direction of external rotation.
- •
Low load, long duration stretching is recommended, with decreased irritability characteristic of the latter stage. The total end range time is increased to affect capsular extensibility and remodeling.
- •
These stretches can be initiated for 10 second holds for 10 reps, two times per day.
- •
Initiate posterior capsule stretching with avoidance of impingement symptoms.
- •
IR behind the back with a strap
- •
Inferior capsule stretch
- •
Chicken wing stretch: Lie on your back with hands behind head and arms positioned in horizontal abduction/ER.
- •
Pectoral stretch in doorway: Stand in the doorway.
- •
Sleeper stretch performed without impingement symptoms
- •
Cane forward flexion: The patient lies on her back with the cane in her left hand steering/assisting the right arm into flexion—the right arm is positioned with the right palm facing towards the body.
- •
Trunk rotation in supine hook-lying position or with legs supported by a physioball
- •
Hip stretching
When introducing self-stretches, it is imperative that the patient feel the stretch in the targeted tissue. Avoid symptoms of impingement with horizontal adduction, sleeper stretch, etc.
Other Therapeutic Exercises
- •
Strengthening exercises are performed two to three times per week.
- •
TBS
- •
Stationary bicycle
- •
Elliptical
- •
Use of the UE during cardiovascular exercise can be initiated to tolerance such as bike with arms, elliptical with arms.
- •
The patient can perform a modified breast stroke.
- •
- •
Core strengthening
- •
Lower abdominal strengthening
- •
Bridging
- •
Introduce trunk rotation strengthening.
- •
- •
TAS
- •
Avoid overhead exercise.
- •
Perform pain-free exercise within the available ROM such as biceps curls, triceps curls, scapular retraction, and scapular protraction.
- •
Upper body ergometry, use of arms in c-v equipment progresses to tolerance.
- •
- •
TLS
- •
Squats, RDLs, knee extension, knee flexion, side-lying hip abduction
- •
Machines for hip abduction/adduction, gluteals
- •
Lunges, lunges with rotation
- •
Activation of Primary Muscles Involved
- •
Perform two to three times per week.
- •
With adequate ROM and no pain with muscle activation, rotator cuff exercises in the PoS are progressed from side-lying position to the upright position with elastic resistance in modified neutral.
- •
With adequate ROM, advanced, progressive scapular strengthening can be performed. These exercises can include: single arm pull down with cable column from overhead, chest press, latissimus pulldown, and prone horizontal abduction for middle trapezius with adequate length of pectorals.
- •
Sensorimotor Exercises
- •
Hydrotherapy for its hydrostatic properties: The water temperature is warm to create an environment that promotes relaxation. Supine abduction with buoyancy-assisted device at surface of water, ER ROM with paddle, and pass behind the back with buoyancy device for functional IR. If the patient is willing, the patient can go under water to increase arc of buoyancy. Walking forwards with arms abducted will help stretch the anterior chest. Gentle strengthening of proximal scapular musculature can be achieved with scapular retraction/protraction with dumbbells or paddle board; shoulder extension with gloves or paddles, scaption to surface of water with appropriate resistance as tolerated, as well as IR/ER with appropriate resistance of paddle. Walking backward in water will facilitate scapular retractors,
- •
Hydrotherapy exercises will replace one day of strengthening on land.
Open and Closed Kinetic Chain Exercises
- •
Quadruped can be initiated to tolerance for scapular stabilization.
- •
Physioball exercises below shoulder height can be progressed from double arm support to single support, as tolerated.
Techniques to Increase Muscle Strength, Power, and Endurance
- •
Upper body ergometry for 5 minutes
- •
Strengthening of the biceps and triceps with comfortable resistance.
- •
Reestablish force couples for arm elevation above shoulder height.
- •
Bench/chest press can be performed in water with a paddle, on land with dumbbells, and wall pushups.
Neuromuscular Dynamic Stability Exercises
- •
PNF such as PoS rhythmic stabilization for IR/ ER in modified neutral, and shoulder height elevation will be progressed to more challenging positions.
- •
Initiate PNF D2 flexion in supine for 10 reps, one set, three times per week.
Functional Exercises
- •
Scapular plane elevation (full can position) to shoulder height with good scapula-humeral rhythm
- •
Hydrotherapy
- •
Wall slides ( Figure 8-4 ) are performed in the PoS.
Milestones for Progression to the Next Phase
- •
Resolution of night pain, pain with ADLs, therapeutic exercise
- •
AROM = PROM
- •
Maximize function. This is measured using an outcomes scale (DASH), and by observation of movement patterns such as raising the arm, reaching behind the back, reaching out to the side, as well as patient willingness to use the arm. This is also achieved when AROM = PROM.
- •
Normalize scapulohumeral rhythm above shoulder height—measured by observation as the patient raises the arm. In the middle of the arc of motion, scapular motion should be greater than humeral motion so that the glenoid is positioned to receive the humeral head.
- •
Reestablish force couples for arm elevation. Manual muscle testing allows the physical therapist to assess muscle strength; however, timing is assessed with observation.
- •
Avoid impingement.
- •
Compliance with home exercise program
Phase IV (weeks 17 to 22): Strengthening
Management of Pain and Swelling
- •
Cryotherapy
- •
Functional progression
- •
Avoid pain with exercise.
- •
Patient education: activity modification; avoid too much, too soon; avoid subacromial impingement
- •
Emphasize quality of movement.
Techniques for Progressive Increase in Range of Motion
Manual Therapy Techniques
- •
Evaluation-based
- •
Pain-free ROM using physiological movements for scapula plane elevation, IR/ ER, abduction, ER/ IR at 90° abduction.
- •
Proprioceptive neuromuscular facilitation (PNF) such as hold-relax ( Figure 8-5 )
Soft Tissue Techniques
- •
Evaluation-based; maintenance of ROM
Stretching and Flexibility Techniques for the Musculotendinous Unit
- •
These stretches will be held for 30 seconds, three reps, two times per day:
- •
Pectoral stretch in doorway
- •
Sleeper stretch (avoid impingement)
- •
Posterior capsule stretch (avoid impingement)
- •
Cane forward flexion
- •
Towel IR stretch behind back
- •
Chicken wing
- •
Other Therapeutic Exercises
- •
As described previously
Activation of Primary Muscles Involved
- •
These exercises are performed two to three times per week, emphasizing quality of movement:
- •
Advanced periscapular strengthening such as prone exercises for lower trapezius, middle trapezius, and latissimus. These exercises are performed with scapular setting before upper extremity movement.
- •
Pain-free RC PREs IR/ ER with elastic resistance. Place a towel roll under the arm and rotate only to neutral position.
- •
Sensorimotor Exercises
- •
PNF diagonal pattern D2 flexion progressions from supine to standing
Open and Closed Kinetic Chain Exercises
- •
Wall pushup progression to pushups beginning with an upright position and gradually progressing to floor, single arm ball stabilization
Techniques to Increase Muscle Strength, Power, and Endurance
- •
Upper body ergometry
- •
Cardiovascular equipment with UEs
- •
Upper body weight training: row, lat pulldown, chest press
Neuromuscular Dynamic Stability Exercises
- •
PNF diagonal patterns D2 flexion progressing from supine to standing progression
- •
Bodyblade can be introduced in modified neutral position with IR/ER oscillations for 30 seconds.
Plyometrics
- •
Latter part of phase: Ball toss such as chest pass, overhead toss, and side to side toss can be introduced.
Functional Exercises
- •
PNF diagonal patterns D2 flexion initiated in supine for 10 reps
- •
Scapular plane elevation—full can position—with good scapula-humeral rhythm, pain-free (emphasize quality of movement). Emphasize posture and stabilization through core. Do not perform more than 10 reps in a set. May perform three sets.
Sport-Specific Exercises
- •
These are introduced based on the demands of the sport that the athlete is returning to.
Milestones for Progression to Advanced Sport-Specific Training and Conditioning
- •
Resolution of pain with ADLs, therapeutic exercise
- •
AROM/ flexibility to meet demands of sport
- •
Strength to meet the demands of sport; 85% of uninvolved shoulder with isokinetic dynamometer or manual muscle tester
- •
Pain-free progression of exercises
- •
Normalized S-H Rhythm throughout the ROM via observation. In the early part of the ROM (0° to 60°), humeral motion is greater than scapular motion. Between 60° and 120°, scapula motion is greater than humeral motion, and in the final phases of elevation (120° to180°), humeral motion is greater than scapular motion.
Phase V (weeks 23+): Return to Sport
Management of Pain and Swelling
- •
Cryotherapy
- •
Patient education: Avoid too much, too soon; emphasize quality of movement, functional progression. As described above, as patient demonstrates decreased irritability, improved ROM, and strength, exercise progressions will build on previous reached milestones.
Techniques for Progressive Increase in Range of Motion
Manual Therapy Techniques
- •
Evaluation-based
Soft Tissue Techniques
- •
Evaluation-based; maintenance of ROM
Stretching and Flexibility Techniques for the Musculotendinous Unit
- •
These stretches are held for 30 seconds, and performed three times, twice daily:
- •
Pectoral stretch in doorway: Stand in the doorway.
- •
Sleeper stretch
- •
Posterior capsule stretch
- •
Cane forward flexion: The patient lies on her back with the cane in her left hand steering/assisting the right arm into flexion—the right arm is positioned with the right palm facing towards the body.
- •
Towel IR stretch behind back . Stand
- •
Chicken wing
- •
Other Therapeutic Exercises
- •
As described previously
Activation of Primary Muscles Involved
- •
Advanced periscapular strengthening such as prone exercises for lower trapezius, middle trapezius, latissimus
- •
RC PREs: IR/ ER at 90° abduction as tolerated
Sensorimotor Exercises
- •
These are initially performed for 10 repetitions and then progresses to three sets:
- •
PNF diagonal pattern progressions from supine to standing; from no resistance to manual resistance and resistance with elastic bands.
- •
Open and Closed Kinetic Chain Exercises
- •
Wall pushup progression to pushups
- •
Single arm ball stabilization
- •
Quadruped activities continue
Techniques to Increase Muscle Strength, Power, and Endurance
- •
Upper body ergometry: can be incorporated using a rowing ergometer, upper body bicycle, or Airdyne beginning with 5 minutes and progressing to patient tolerance.
- •
Cardiovascular equipment with UEs: such as elliptical, rowing ergometer, Nordic track
- •
RC and periscapular strengthening: prone exercises such as prone horizontal abduction, prone lower traps
- •
Isokinetic training for IR/ER
- •
Upper body weight training: row, lat pulldown, chest press
Neuromuscular Dynamic Stability Exercises
- •
Beginning with 10 reps.
- •
PNF diagonal patterns progressing from supine to standing progression ( Figure 8-6 )
- •
Bodyblade with longer lever arm, in diagonal patterns
- •
Stabilization exercises
- •
RC strengthening at 90/90 position with rhythmic stabilization at end range for five reps
- •
Quadruped on unstable surfaces for 15 to 30 seconds, three reps
Plyometrics
- •
Ball tosses are performed for 10 reps each, two sets.
- •
Initiate ball toss—two-hand chest pass
- •
Activity-specific plyos
- •
Ball tosses: chest pass, overhead pass progressing from two-handed to single-handed, side passes
Functional Exercises
- •
PNF diagonal patterns progressing from supine to standing progression
- •
Deceleration exercises with cable column, ball toss
Sport-Specific Exercises
- •
These are introduced based on the demands of the sport and position that the athlete is returning to and will be introduced on an individual basis.
- •
If the athlete is returning to throwing, an interval throwing program should be used to gradually introduce stresses.
- •
- •
The program will be adjusted according to sport and position, and will begin with a day of rest in between throwing sessions. Soreness is expected, sharp pain should not be worked through.
- •
Throwing
- •
Catching/receiving
- •
Tackling
- •
Swimming
- •
Swinging
- •
Batting
- •
Rowing
- •
Lifting
- •
Criteria for Abandoning Nonoperative Treatment and Proceeding to Surgery or More Intensive Intervention
- •
When physical and pharmacological therapies have failed, surgical options should be considered and discussed with the patient.
- •
Failed therapy should be considered when the patient has reached a plateau or progress in increasing ROM is extremely slow for the patient function.
- •
Painful shoulder that has failed to respond to intraarticular corticosteroids
- •
Surgery is indicated when the patient is failing to improve with minimum of 6 months of conservative treatment .
Tips and Guidelines for Transitioning to Performance Enhancement
- •
Transition to performance will begin in the latter phases (phases IV and V) with regard to training the upper extremity.
- •
When the patient has achieved the phase III milestones, transition to performance can be made.
- •
Core exercises and lower body transition to performance can be ongoing from the early phases. This will help keep the athlete engaged.
- •
As always, communication between the physical therapist and performance specialist must be ongoing.
Performance Enhancement and Beyond Rehabilitation: Training/Trainer and Optimization of Athletic Performance
- •
Maintaining a solid foundation of strength is important for safe progression of functional exercises. This is monitored through observation of quality of movement and strength testing.
- •
Care is taken to monitor ROM and flexibility throughout to ensure proper shoulder mechanics.
- •
Lower extremity, and trunk strength and mobility will take stress off the shoulder.
- •
Adequate core strength will transfer power from the lower extremities to the upper extremities.
- •
Adequate rest is incorporated into the upper extremity training program to prevent flaring the joint.
- •
Close attention is paid to the volume of exercise. The performance specialist must recognize signs and symptoms of inflammation such as pain, loss of motion, and a decrease in strength, and readily communicate with the physical therapist. The athlete will not be pushed through pain and inflammation to avoid setbacks.
- •
Be careful not to perform more than two exercises per muscle isolation.
Specific Criteria for Return to Sports Participation: Tests and Measurements
- •
ROM/flexibility to meet the demands of the sport
- •
Full, pain-free ROM
- •
IR/ ER strength 3 : 2 ratio in involved extremity. This can be measured with an isokinetic dynamometer or with a manual muscle tester.
- •
Strength 85% of uninvolved extremity. This can be measured with an isokinetic dynamometer or with a manual muscle tester.
Evidence
Multiple-Choice Questions
- QUESTION 1.
The optimal way to gain ROM
- A.
Push the shoulder into painful ROM.
- B.
Ignore the patient’s response to treatment.
- C.
Determine the irritability of the shoulder and apply TERT principles.
- D.
A and C
- A.
- QUESTION 2.
Stage 2 adhesive capsulitis is characterized by
- A.
Pain in the early stage
- B.
Stiffness in the late stage
- C.
Transition from stage 1 to 3
- D.
All of the above
- A.
- QUESTION 3.
To increase ER ROM, the most effective direction for joint mobilization is
- A.
Inferior
- B.
Posterior to anterior
- C.
Anterior to posterior
- D.
Distractive
- A.
- QUESTION 4.
Abandonment of nonoperative treatment should be considered when
- A.
Physical and pharmacological therapies have failed
- B.
Failure to improve with a minimum of 6 weeks of conservative treatment
- C.
Failure to improve with a minimum of 6 months of conservative treatment
- D.
A and C
- A.
Answer Key
- QUESTION 1.
Correct answer: C (see Phase I )
- QUESTION 2.
Correct answer: D (see Introduction )
- QUESTION 3.
Correct answer: C (see Phase III )
- QUESTION 4.
Correct answer: D (see end of Phase IV )